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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
+$4.68M
Cap. Flow
+$1.08M
Cap. Flow %
0.81%
Top 10 Hldgs %
56%
Holding
100
New
22
Increased
25
Reduced
24
Closed
29

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$8.65M
2
BND icon
Vanguard Total Bond Market
BND
+$5.07M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$4.14M
4
IYE icon
iShares US Energy ETF
IYE
+$4M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$3.62M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.19M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.01M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.59M
4
CVS icon
CVS Health
CVS
+$2.09M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$2.01M

Sector Composition

Rank Sector Weight
1 Technology 3.91%
2 Financials 3.18%
3 Energy 3.03%
4 Industrials 2.95%
5 Healthcare 2.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
76
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
– –
-2,148
Closed -$236K
EPD icon
77
Enterprise Products Partners
EPD
$82.3B
– –
-5,740
Closed -$207K
EVG
78
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
– –
-10,910
Closed -$154K
EVV
79
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
– –
-130,467
Closed -$1.84M
FAST icon
80
Fastenal
FAST
$58.3B
– –
-72,188
Closed -$858K
IP icon
81
International Paper
IP
$21.5B
– –
-12,981
Closed -$657K
IVW icon
82
iShares S&P 500 Growth ETF
IVW
$77B
– –
-128,688
Closed -$3.59M
JNK icon
83
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
– –
-3,779
Closed -$438K
JQC icon
84
Nuveen Credit Strategies Income Fund
JQC
$705M
– –
-18,700
Closed -$164K
K
85
DELISTED
Kellanova
K
– –
-3,384
Closed -$208K
LRCX icon
86
Lam Research
LRCX
$383B
– –
-184,390
Closed -$1.46M
MET icon
87
MetLife
MET
$64.3B
– –
-13,142
Closed -$634K
VNQ icon
88
Vanguard Real Estate ETF
VNQ
$38.8B
– –
-49,473
Closed -$4.01M
VTI icon
89
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
– –
-2,973
Closed -$247K
VYX icon
90
NCR Voyix
VYX
$1.15B
– –
-29,924
Closed -$535K
XLU icon
91
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
– –
-177,394
Closed -$4.19M
ACC
92
DELISTED
American Campus Communities, Inc.
ACC
– –
-19,791
Closed -$819K
HOS
93
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-9,371
Closed -$234K
ESRX
94
DELISTED
Express Scripts Holding Company
ESRX
– –
-10,622
Closed -$899K
CAB
95
DELISTED
Cabela's Inc
CAB
– –
-6,697
Closed -$353K
WFM
96
DELISTED
Whole Foods Market Inc
WFM
– –
-25,383
Closed -$1.28M
INFA
97
DELISTED
INFORMATICA CORP
INFA
– –
-16,170
Closed -$617K
CELG
98
DELISTED
Celgene Corp
CELG
– –
-10,956
Closed -$1.23M
1 2 3
4

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Ken Stern & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Ken Stern & Associates held 100 positions worth $133M, up 3.6% from $129M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Ken Stern & Associates's Q1 2015 filing shows 22 new, 25 increased, 24 reduced and 29 closed positions. Its largest new stake was Vanguard Total Bond Market: 60,984 shares worth $5.08M. The largest sale was State Street Utilities Select Sector SPDR ETF, an estimated $4.19M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, down from 6% a quarter earlier, followed by Financials and Energy.

  • Ken Stern & Associates's largest Q1 2015 buy was Vanguard Total Bond Market: 60,984 shares worth $5.08M.
  • Ken Stern & Associates added most to Vanguard S&P 500 ETF in Q1 2015, an estimated $8.65M increase.
  • Ken Stern & Associates's biggest Q1 2015 reduction was Nuveen Preferred & Income Securities Fund, cutting an estimated $2.01M.
  • Ken Stern & Associates fully exited State Street Utilities Select Sector SPDR ETF in Q1 2015, selling an estimated $4.19M.
  • Ken Stern & Associates's ten largest holdings make up 56% of its $133M portfolio in Q1 2015.
  • Ken Stern & Associates opened 22 new positions and closed 29 in Q1 2015.
  • Ken Stern & Associates's portfolio value rose 3.6% quarter-over-quarter to $133M.

Based on Ken Stern & Associates's 13F filing for Q1 2015, filed 17 Nov 2015.