We are live on ! Find out more
KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
-0.33%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$2.5M
Cap. Flow
-$819K
Cap. Flow %
-0.36%
Top 10 Hldgs %
58.44%
Holding
124
New
7
Increased
42
Reduced
59
Closed
7

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$6.46M
2
DIVY
Reality Shares DIVS ETF
DIVY
+$1.63M
3
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$1M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$436K
5
BSCI
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
+$401K

Top Sells

Rank Stock Value
1
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$6.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.1M
3
BND icon
Vanguard Total Bond Market
BND
+$561K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$536K
5
IYF icon
iShares US Financials ETF
IYF
+$498K

Sector Composition

Rank Sector Weight
1 Real Estate 18.53%
2 Technology 3.14%
3 Healthcare 2.06%
4 Financials 1.43%
5 Industrials 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
51
Lam Research
LRCX
$383B
$505K 0.22%
24,850
+570
+2% +$11.3K
FDRR icon
52
Fidelity Dividend ETF for Rising Rates
FDRR
$756M
$504K 0.22%
16,872
+1,045
+7% +$32.5K
VDC icon
53
Vanguard Consumer Staples ETF
VDC
$7.98B
$503K 0.22%
3,696
+162
+5% +$23K
GLW icon
54
Corning
GLW
$135B
$496K 0.22%
17,789
+445
+3% +$13.7K
DAL icon
55
Delta Air Lines
DAL
$60.5B
$494K 0.22%
9,022
-52
-0.6% -$2.87K
PG icon
56
Procter & Gamble
PG
$342B
$468K 0.21%
5,908
-85
-1% -$7.09K
WFC icon
57
Wells Fargo
WFC
$265B
$467K 0.21%
8,914
-101
-1% -$6K
FITB
58
Fifth Third Bancorp
FITB
$51.7B
$463K 0.2%
14,587
-198
-1% -$6.46K
PEP icon
59
PepsiCo
PEP
$189B
$461K 0.2%
4,224
-98
-2% -$11.1K
KIE icon
60
State Street SPDR S&P Insurance ETF
KIE
$645M
$456K 0.2%
14,690
-202
-1% -$6.27K
TDIV icon
61
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.38B
$453K 0.2%
12,663
+6,607
+109% +$241K
XOM icon
62
ExxonMobil
XOM
$642B
$448K 0.2%
6,004
-63
-1% -$5.04K
RSPT icon
63
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.77B
$444K 0.2%
29,330
+310
+1% +$4.75K
RSPN icon
64
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.13B
$441K 0.19%
18,475
+2,065
+13% +$50.5K
RSPF icon
65
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$311M
$437K 0.19%
9,958
-23
-0.2% -$1.04K
AOR icon
66
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.7B
$434K 0.19%
9,737
+1,151
+13% +$52K
MU icon
67
Micron Technology
MU
$996B
$424K 0.19%
8,139
-46
-0.6% -$2.2K
PPL
68
PPL Corp
PPL
$26B
$402K 0.18%
14,210
+1,685
+13% +$50.2K
RSPH icon
69
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$775M
$402K 0.18%
22,350
+2,470
+12% +$46K
IGF icon
70
iShares Global Infrastructure ETF
IGF
$10.8B
$401K 0.18%
9,368
+408
+5% +$18K
PCAR icon
71
PACCAR
PCAR
$69.5B
$389K 0.17%
8,826
-128
-1% -$6.05K
BSCL
72
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$385K 0.17%
18,499
+5,422
+41% +$113K
LYB icon
73
LyondellBasell Industries
LYB
$19.8B
$370K 0.16%
3,499
-51
-1% -$5.7K
ETN icon
74
Eaton
ETN
$174B
$368K 0.16%
4,600
-65
-1% -$5.33K
HAL icon
75
Halliburton
HAL
$27.1B
$365K 0.16%
7,766
-117
-1% -$5.77K
1 2
3
4 5

Similar funds

CA
Cynosure Advisors Salt Lake City, Utah $238M AUM 4% 1-Year Est. Return
LFR
Lehman Financial Resources Media, Pennsylvania $213M AUM 12.03% 1-Year Est. Return
SH
Sandia Holdings Greenwich, Connecticut $213M AUM 29.35% 1-Year Est. Return
CT
CPF Texas Plano, Texas $210M AUM 9.08% 1-Year Est. Return
AAM
Amerigo Asset Management George Town, Cayman Islands $254M AUM 115.73% 1-Year Est. Return
SCM
Sorin Capital Management Stamford, Connecticut $202M AUM 2.84% 1-Year Est. Return
LGC
Laurel Grove Capital Los Angeles, California $198M AUM 18% 1-Year Est. Return
TCM
Talara Capital Management Montclair, New Jersey $193M AUM 11.22% 1-Year Est. Return

Ken Stern & Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Ken Stern & Associates held 124 positions worth $227M, down 1.1% from $229M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Ken Stern & Associates's Q1 2018 filing shows 7 new, 42 increased, 59 reduced and 7 closed positions. Its largest new stake was First Trust Dow Jones Internet Index Fund ETF: 53,320 shares worth $6.42M. The largest sale was State Street SPDR S&P Homebuilders ETF, an estimated $6.9M.

By sector, the portfolio is most concentrated in Real Estate at 19% of assets, up from 19% a quarter earlier, followed by Technology and Healthcare.

  • Ken Stern & Associates's largest Q1 2018 buy was First Trust Dow Jones Internet Index Fund ETF: 53,320 shares worth $6.42M.
  • Ken Stern & Associates added most to Vanguard Intermediate-Term Bond ETF in Q1 2018, an estimated $1M increase.
  • Ken Stern & Associates's biggest Q1 2018 reduction was Vanguard Total Bond Market, cutting an estimated $561K.
  • Ken Stern & Associates fully exited State Street SPDR S&P Homebuilders ETF in Q1 2018, selling an estimated $6.9M.
  • Ken Stern & Associates's ten largest holdings make up 58% of its $227M portfolio in Q1 2018.
  • Ken Stern & Associates opened 7 new positions and closed 7 in Q1 2018.
  • Ken Stern & Associates's portfolio value fell 1.1% quarter-over-quarter to $227M.

Based on Ken Stern & Associates's 13F filing for Q1 2018, filed 21 May 2018.