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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$193M
AUM Growth
+$48.3M
Cap. Flow
+$43.9M
Cap. Flow %
22.75%
Top 10 Hldgs %
60.86%
Holding
119
New
27
Increased
31
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
ESS icon
Essex Property Trust
ESS
+$37.2M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$6.64M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.88M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$3.57M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$3.42M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.11M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.24M
3
VHT icon
Vanguard Health Care ETF
VHT
+$5.14M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$1.74M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$999K

Sector Composition

Rank Sector Weight
1 Real Estate 21.3%
2 Technology 3.6%
3 Healthcare 1.9%
4 Industrials 1.66%
5 Financials 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCH
51
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$487K 0.25%
21,541
+1,552
+8% +$35.1K
PFE icon
52
Pfizer
PFE
$142B
$470K 0.24%
15,244
+5,136
+51% +$157K
VGK icon
53
Vanguard FTSE Europe ETF
VGK
$30.8B
$470K 0.24%
9,795
+3,201
+49% +$151K
PEP icon
54
PepsiCo
PEP
$190B
$468K 0.24%
4,470
+66
+1% +$6.91K
DAL icon
55
Delta Air Lines
DAL
$59.9B
$462K 0.24%
9,396
-74
-0.8% -$3.37K
ABBV icon
56
AbbVie
ABBV
$435B
$455K 0.24%
7,261
-56
-0.8% -$3.42K
GLW icon
57
Corning
GLW
$125B
$450K 0.23%
18,521
-146
-0.8% -$3.47K
AET
58
DELISTED
Aetna Inc
AET
$444K 0.23%
3,579
-28
-0.8% -$3.35K
CSCO icon
59
Cisco
CSCO
$454B
$438K 0.23%
14,498
+7
+0% +$213
HAL icon
60
Halliburton
HAL
$26.7B
$438K 0.23%
8,097
-66
-0.8% -$3.29K
LH icon
61
Labcorp
LH
$25B
$434K 0.22%
3,937
-31
-0.8% -$3.44K
KIE icon
62
State Street SPDR S&P Insurance ETF
KIE
$641M
$423K 0.22%
+15,288
New +$401K
XAR icon
63
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.13B
$419K 0.22%
+6,610
New +$406K
ITW icon
64
Illinois Tool Works
ITW
$82.4B
$418K 0.22%
3,416
-2,539
-43% -$307K
AOR icon
65
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.66B
$417K 0.22%
10,288
+1,255
+14% +$50.8K
IGV icon
66
iShares Expanded Tech-Software Sector ETF
IGV
$13.7B
$416K 0.22%
+19,100
New +$427K
TMO icon
67
Thermo Fisher Scientific
TMO
$213B
$411K 0.21%
2,914
-23
-0.8% -$3.39K
FITB
68
Fifth Third Bancorp
FITB
$51.5B
$409K 0.21%
+15,181
New +$364K
BIL icon
69
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$402K 0.21%
4,400
-991
-18% -$90.6K
VDC icon
70
Vanguard Consumer Staples ETF
VDC
$7.98B
$401K 0.21%
2,996
+1,074
+56% +$144K
PCAR icon
71
PACCAR
PCAR
$70B
$392K 0.2%
9,206
-76
-0.8% -$3.06K
ALXN
72
DELISTED
Alexion Pharmaceuticals
ALXN
$392K 0.2%
+3,200
New +$392K
BWX icon
73
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$376K 0.19%
14,458
+3,852
+36% +$104K
MU icon
74
Micron Technology
MU
$917B
$365K 0.19%
16,666
-143
-0.9% -$2.69K
IJT icon
75
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.34B
$362K 0.19%
4,824
+1,024
+27% +$72.2K
1 2
3
4 5

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Ken Stern & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Ken Stern & Associates held 119 positions worth $193M, up 33% from $145M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Ken Stern & Associates deployed $43.9M of net new capital in Q4 2016, opening 27 new positions and adding to 31 existing holdings. Its largest new stake was Essex Property Trust: 172,124 shares worth $40M.

By sector, the portfolio is most concentrated in Real Estate at 21% of assets, up from 0.51% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $1.74M trimmed.

  • Ken Stern & Associates's largest Q4 2016 buy was Essex Property Trust: 172,124 shares worth $40M.
  • Ken Stern & Associates added most to Vanguard Total Bond Market in Q4 2016, an estimated $2.28M increase.
  • Ken Stern & Associates's biggest Q4 2016 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $1.74M.
  • Ken Stern & Associates fully exited State Street Consumer Staples Select Sector SPDR ETF in Q4 2016, selling an estimated $7.11M.
  • Ken Stern & Associates's ten largest holdings make up 61% of its $193M portfolio in Q4 2016.
  • Ken Stern & Associates opened 27 new positions and closed 15 in Q4 2016.
  • Ken Stern & Associates's portfolio value rose 33% quarter-over-quarter to $193M.

Based on Ken Stern & Associates's 13F filing for Q4 2016, filed 9 Feb 2017.