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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$145M
AUM Growth
+$17.5M
Cap. Flow
+$3.81M
Cap. Flow %
2.63%
Top 10 Hldgs %
59.24%
Holding
98
New
19
Increased
42
Reduced
15
Closed
6

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$10.3M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$5.56M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.08M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$509K
5
CSCO icon
Cisco
CSCO
+$446K

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.4M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.29M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.78M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.57M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$598K

Sector Composition

Rank Sector Weight
1 Technology 3.43%
2 Healthcare 2.46%
3 Financials 1.73%
4 Industrials 1.72%
5 Energy 1.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
51
Delta Air Lines
DAL
$59.8B
$373K 0.26%
9,470
+1
+0% +$38
AOR icon
52
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.66B
$372K 0.26%
9,033
+1,164
+15% +$47.4K
HAL icon
53
Halliburton
HAL
$26.6B
$366K 0.25%
8,163
+1
+0% +$44
PCAR icon
54
PACCAR
PCAR
$69.8B
$364K 0.25%
9,282
– –
BX icon
55
Blackstone
BX
$105B
$361K 0.25%
+14,152
New +$373K
CVS icon
56
CVS Health
CVS
$134B
$361K 0.25%
4,056
– –
GSLC icon
57
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$347K 0.24%
7,959
– –
DUK icon
58
Duke Energy
DUK
$97.1B
$345K 0.24%
+4,315
New +$357K
IBB icon
59
iShares Biotechnology ETF
IBB
$9.17B
$340K 0.23%
+3,525
New +$335K
SO icon
60
Southern Company
SO
$108B
$340K 0.23%
6,630
+1,177
+22% +$62K
JWN
61
DELISTED
Nordstrom
JWN
$325K 0.22%
6,255
-199
-3% -$9.35K
PFE icon
62
Pfizer
PFE
$142B
$325K 0.22%
10,108
+1,634
+19% +$54.6K
CPT icon
63
Camden Property Trust
CPT
$11B
$323K 0.22%
+3,852
New +$337K
VGK icon
64
Vanguard FTSE Europe ETF
VGK
$30.7B
$321K 0.22%
+6,594
New +$317K
DIS icon
65
Walt Disney
DIS
$169B
$318K 0.22%
3,423
+1
+0% +$96
IEI icon
66
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$314K 0.22%
+2,480
New +$314K
SBUX icon
67
Starbucks
SBUX
$119B
$307K 0.21%
5,668
+3
+0.1% +$168
BWX icon
68
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$306K 0.21%
10,606
-260
-2% -$7.47K
MU icon
69
Micron Technology
MU
$926B
$299K 0.21%
16,809
– –
SHOO icon
70
Steven Madden
SHOO
$3.5B
$297K 0.21%
12,881
– –
LYB icon
71
LyondellBasell Industries
LYB
$19.9B
$296K 0.2%
3,675
– –
UAA icon
72
Under Armour
UAA
$2.91B
$283K 0.2%
+7,321
New +$296K
RTN
73
DELISTED
Raytheon Company
RTN
$283K 0.2%
2,080
– –
CB icon
74
Chubb
CB
$134B
$280K 0.19%
2,225
– –
VDC icon
75
Vanguard Consumer Staples ETF
VDC
$7.94B
$263K 0.18%
1,922
+341
+22% +$47.7K
1 2
3
4

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Ken Stern & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Ken Stern & Associates held 98 positions worth $145M, up 14% from $127M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Ken Stern & Associates's Q3 2016 filing shows 19 new, 42 increased, 15 reduced and 6 closed positions. Its largest new stake was iShares Russell 1000 Value ETF: 52,776 shares worth $5.57M. The largest sale was Vanguard Short-Term Corporate Bond ETF, an estimated $10.4M.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3% a quarter earlier, followed by Healthcare and Financials.

  • Ken Stern & Associates's largest Q3 2016 buy was iShares Russell 1000 Value ETF: 52,776 shares worth $5.57M.
  • Ken Stern & Associates added most to Vanguard Intermediate-Term Bond ETF in Q3 2016, an estimated $10.3M increase.
  • Ken Stern & Associates's biggest Q3 2016 reduction was Vanguard S&P 500 ETF, cutting an estimated $598K.
  • Ken Stern & Associates fully exited Vanguard Short-Term Corporate Bond ETF in Q3 2016, selling an estimated $10.4M.
  • Ken Stern & Associates's ten largest holdings make up 59% of its $145M portfolio in Q3 2016.
  • Ken Stern & Associates opened 19 new positions and closed 6 in Q3 2016.
  • Ken Stern & Associates's portfolio value rose 14% quarter-over-quarter to $145M.

Based on Ken Stern & Associates's 13F filing for Q3 2016, filed 15 Nov 2016.