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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+1.78%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$144M
AUM Growth
-$4.84M
Cap. Flow
-$7.32M
Cap. Flow %
-5.08%
Top 10 Hldgs %
58.06%
Holding
96
New
17
Increased
39
Reduced
20
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$9.49M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$5.71M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.36M
4
DVY icon
iShares Select Dividend ETF
DVY
+$4.31M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.29M

Top Sells

Rank Stock Value
1
RFG icon
Invesco S&P MidCap 400 Pure Growth ETF
RFG
+$10.5M
2
PJP icon
Invesco Pharmaceuticals ETF
PJP
+$4.71M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$4.54M
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$4.29M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$3.92M

Sector Composition

Rank Sector Weight
1 Technology 2.95%
2 Healthcare 2.42%
3 Financials 2.24%
4 Industrials 1.91%
5 Energy 1.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LH icon
51
Labcorp
LH
$25.3B
$393K 0.27%
3,902
+606
+18% +$58.1K
AET
52
DELISTED
Aetna Inc
AET
$391K 0.27%
3,479
+703
+25% +$75.2K
BX icon
53
Blackstone
BX
$110B
$384K 0.27%
+13,700
New +$362K
GLW icon
54
Corning
GLW
$137B
$384K 0.27%
18,366
+3,366
+22% +$62.4K
JWN
55
DELISTED
Nordstrom
JWN
$362K 0.25%
6,324
+1,790
+39% +$92.3K
IJT icon
56
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.52B
$336K 0.23%
5,410
-17,790
-77% -$1.04M
PCAR icon
57
PACCAR
PCAR
$71.6B
$331K 0.23%
9,084
+2,469
+37% +$82.7K
DIS icon
58
Walt Disney
DIS
$170B
$330K 0.23%
3,320
-2,185
-40% -$211K
SHOO icon
59
Steven Madden
SHOO
$3.58B
$312K 0.22%
12,618
+2,680
+27% +$59.7K
BSCK
60
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$311K 0.22%
+14,535
New +$306K
BSCI
61
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$301K 0.21%
+14,233
New +$299K
BSCH
62
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$300K 0.21%
+13,257
New +$299K
BWX icon
63
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$297K 0.21%
10,666
-28,274
-73% -$752K
BSCJ
64
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$294K 0.2%
+13,852
New +$290K
AOR icon
65
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.71B
$284K 0.2%
7,207
+725
+11% +$27.5K
HAL icon
66
Halliburton
HAL
$27B
$283K 0.2%
7,912
+2,031
+35% +$66.3K
AL
67
DELISTED
Air Lease Corp
AL
$272K 0.19%
8,458
+1,351
+19% +$38.4K
PRF icon
68
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$272K 0.19%
15,400
-15,405
-50% -$257K
IVW icon
69
iShares S&P 500 Growth ETF
IVW
$77.3B
$244K 0.17%
8,428
-42,172
-83% -$1.16M
MTUM icon
70
iShares MSCI USA Momentum Factor ETF
MTUM
$26.6B
$244K 0.17%
+3,337
New +$233K
SCHD icon
71
Schwab US Dividend Equity ETF
SCHD
$105B
$243K 0.17%
+18,159
New +$230K
IJS icon
72
iShares S&P Small-Cap 600 Value ETF
IJS
$8.41B
$230K 0.16%
4,060
-17,600
-81% -$913K
ETP
73
DELISTED
Energy Transfer Partners L.p.
ETP
$225K 0.16%
+6,968
New +$194K
HST icon
74
Host Hotels & Resorts
HST
$17.1B
$224K 0.16%
13,433
+3,112
+30% +$46.8K
IEI icon
75
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$218K 0.15%
1,732
– –
1 2
3
4

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Ken Stern & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Ken Stern & Associates held 96 positions worth $144M, down 3.3% from $149M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Ken Stern & Associates withdrew a net $7.32M in Q1 2016, closing 18 positions and reducing 20 holdings. Its most notable exit was Invesco S&P MidCap 400 Pure Growth ETF, an estimated $10.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.9% of assets, down from 3.3% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Ken Stern & Associates opened a new position in iShares 7-10 Year Treasury Bond ETF worth $9.6M.

  • Ken Stern & Associates's largest Q1 2016 buy was iShares 7-10 Year Treasury Bond ETF: 87,013 shares worth $9.6M.
  • Ken Stern & Associates added most to Vanguard Information Technology ETF in Q1 2016, an estimated $5.71M increase.
  • Ken Stern & Associates's biggest Q1 2016 reduction was Vanguard S&P 500 ETF, cutting an estimated $4.54M.
  • Ken Stern & Associates fully exited Invesco S&P MidCap 400 Pure Growth ETF in Q1 2016, selling an estimated $10.5M.
  • Ken Stern & Associates's ten largest holdings make up 58% of its $144M portfolio in Q1 2016.
  • Ken Stern & Associates opened 17 new positions and closed 18 in Q1 2016.
  • Ken Stern & Associates's portfolio value fell 3.3% quarter-over-quarter to $144M.

Based on Ken Stern & Associates's 13F filing for Q1 2016, filed 7 Jun 2016.