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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+4.52%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$149M
AUM Growth
+$20.2M
Cap. Flow
+$15.7M
Cap. Flow %
10.53%
Top 10 Hldgs %
53.53%
Holding
91
New
24
Increased
34
Reduced
21
Closed
12

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$6.17M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$5.81M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$5.17M
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$4.4M
5
PJP icon
Invesco Pharmaceuticals ETF
PJP
+$2.85M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.39M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$4.67M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.45M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.19M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$4.16M

Sector Composition

Rank Sector Weight
1 Technology 3.26%
2 Industrials 2.05%
3 Financials 2.03%
4 Healthcare 1.55%
5 Communication Services 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPL
51
PPL Corp
PPL
$26.5B
$417K 0.28%
12,222
+519
+4% +$17.5K
SPY icon
52
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$409K 0.27%
+2,005
New +$412K
DAL icon
53
Delta Air Lines
DAL
$61B
$397K 0.27%
7,828
+322
+4% +$15.9K
UPS icon
54
United Parcel Service
UPS
$92.7B
$377K 0.25%
3,920
+159
+4% +$16.2K
PEP icon
55
PepsiCo
PEP
$190B
$373K 0.25%
3,736
+146
+4% +$14.6K
PG icon
56
Procter & Gamble
PG
$345B
$372K 0.25%
4,679
-123
-3% -$9.4K
XOM icon
57
ExxonMobil
XOM
$638B
$361K 0.24%
4,633
-89
-2% -$7.11K
LH icon
58
Labcorp
LH
$25.3B
$350K 0.23%
3,296
+135
+4% +$13.9K
ABBV icon
59
AbbVie
ABBV
$431B
$348K 0.23%
5,867
+17
+0.3% +$979
TMO icon
60
Thermo Fisher Scientific
TMO
$209B
$342K 0.23%
2,409
+106
+5% +$14.1K
LRCX icon
61
Lam Research
LRCX
$398B
$340K 0.23%
+42,760
New +$322K
CVS icon
62
CVS Health
CVS
$133B
$328K 0.22%
+3,357
New +$329K
AET
63
DELISTED
Aetna Inc
AET
$300K 0.2%
2,776
-2,739
-50% -$296K
VGK icon
64
Vanguard FTSE Europe ETF
VGK
$31.1B
$277K 0.19%
+5,546
New +$284K
GLW icon
65
Corning
GLW
$137B
$274K 0.18%
15,000
+347
+2% +$6.29K
AOR icon
66
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.71B
$252K 0.17%
6,482
+421
+7% +$16.6K
AL
67
DELISTED
Air Lease Corp
AL
$238K 0.16%
7,107
+301
+4% +$9.98K
JWN
68
DELISTED
Nordstrom
JWN
$226K 0.15%
4,534
-680
-13% -$41.2K
IEI icon
69
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$212K 0.14%
+1,732
New +$214K
PCAR icon
70
PACCAR
PCAR
$71.6B
$209K 0.14%
6,615
-1,040
-14% -$35.4K
VEA icon
71
Vanguard FTSE Developed Markets ETF
VEA
$234B
$206K 0.14%
+5,602
New +$210K
AMG icon
72
Affiliated Managers Group
AMG
$10.1B
$204K 0.14%
1,280
-1,428
-53% -$245K
HAL icon
73
Halliburton
HAL
$27B
$200K 0.13%
5,881
-460
-7% -$17.3K
SHOO icon
74
Steven Madden
SHOO
$3.58B
$200K 0.13%
+9,938
New +$221K
AGZ icon
75
iShares Agency Bond ETF
AGZ
$564M
$187K 0.13%
+1,653
New +$188K
1 2
3
4

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Ken Stern & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Ken Stern & Associates held 91 positions worth $149M, up 16% from $129M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Ken Stern & Associates deployed $15.7M of net new capital in Q4 2015, opening 24 new positions and adding to 34 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 87,368 shares worth $6.29M.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, down from 3.6% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $4.16M trimmed.

  • Ken Stern & Associates's largest Q4 2015 buy was State Street Health Care Select Sector SPDR ETF: 87,368 shares worth $6.29M.
  • Ken Stern & Associates added most to Invesco Pharmaceuticals ETF in Q4 2015, an estimated $2.85M increase.
  • Ken Stern & Associates's biggest Q4 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $4.16M.
  • Ken Stern & Associates fully exited iShares 1-3 Year Treasury Bond ETF in Q4 2015, selling an estimated $5.39M.
  • Ken Stern & Associates's ten largest holdings make up 54% of its $149M portfolio in Q4 2015.
  • Ken Stern & Associates opened 24 new positions and closed 12 in Q4 2015.
  • Ken Stern & Associates's portfolio value rose 16% quarter-over-quarter to $149M.

Based on Ken Stern & Associates's 13F filing for Q4 2015, filed 27 Jan 2016.