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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
-5.97%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$129M
AUM Growth
-$9.49M
Cap. Flow
-$614K
Cap. Flow %
-0.48%
Top 10 Hldgs %
60.19%
Holding
80
New
14
Increased
39
Reduced
14
Closed
13

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.77M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.38M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$5.37M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.89M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$838K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$8.09M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$5.69M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$5.25M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.57M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$3.44M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Financials 2.37%
3 Industrials 2.23%
4 Energy 1.79%
5 Healthcare 1.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPS
51
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$331K 0.26%
37,852
+8,366
+28% +$75.3K
ABBV icon
52
AbbVie
ABBV
$431B
$318K 0.25%
5,850
+802
+16% +$52.2K
AMAT icon
53
Applied Materials
AMAT
$434B
$309K 0.24%
21,059
+3,415
+19% +$57.1K
KMI icon
54
Kinder Morgan
KMI
$69.9B
$295K 0.23%
10,658
-2,366
-18% -$78.3K
LH icon
55
Labcorp
LH
$25.3B
$295K 0.23%
+3,161
New +$327K
TMO icon
56
Thermo Fisher Scientific
TMO
$209B
$282K 0.22%
+2,303
New +$300K
PCAR icon
57
PACCAR
PCAR
$71.6B
$266K 0.21%
+7,655
New +$310K
GLW icon
58
Corning
GLW
$137B
$251K 0.19%
14,653
+2,544
+21% +$45.8K
ETP
59
DELISTED
Energy Transfer Partners L.p.
ETP
$245K 0.19%
5,956
+698
+13% +$33.8K
AOR icon
60
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.71B
$231K 0.18%
6,061
+343
+6% +$13.6K
HAL icon
61
Halliburton
HAL
$27B
$224K 0.17%
6,341
+1,035
+20% +$40.7K
AKRX
62
DELISTED
Akorn Inc
AKRX
$220K 0.17%
+7,729
New +$319K
AL
63
DELISTED
Air Lease Corp
AL
$210K 0.16%
+6,806
New +$227K
SDY icon
64
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$200K 0.16%
+2,775
New +$209K
HST icon
65
Host Hotels & Resorts
HST
$17.1B
$185K 0.14%
+11,715
New +$219K
BAX icon
66
Baxter International
BAX
$14.7B
– –
-5,847
Closed -$222K
BWX icon
67
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
– –
-8,106
Closed -$211K
EFA icon
68
iShares MSCI EAFE ETF
EFA
$79.3B
– –
-127,352
Closed -$8.09M
GOOG icon
69
Alphabet (Google) Class C
GOOG
$4.59T
– –
-14,220
Closed -$384K
GS icon
70
Goldman Sachs
GS
$311B
– –
-1,639
Closed -$342K
GSK icon
71
GSK
GSK
$103B
– –
-6,022
Closed -$314K
NSC icon
72
Norfolk Southern
NSC
$76.7B
– –
-2,963
Closed -$259K
RSP icon
73
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
– –
-57,259
Closed -$4.57M
URI icon
74
United Rentals
URI
$71.6B
– –
-3,659
Closed -$320K
VGT icon
75
Vanguard Information Technology ETF
VGT
$147B
– –
-395,432
Closed -$5.25M
1 2
3
4

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Ken Stern & Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Ken Stern & Associates held 80 positions worth $129M, down 6.9% from $138M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Ken Stern & Associates's Q3 2015 filing shows 14 new, 39 increased, 14 reduced and 13 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 38,051 shares worth $7.33M. The largest sale was iShares MSCI EAFE ETF, an estimated $8.09M.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, down from 3.8% a quarter earlier, followed by Financials and Industrials.

  • Ken Stern & Associates's largest Q3 2015 buy was iShares Core S&P 500 ETF: 38,051 shares worth $7.33M.
  • Ken Stern & Associates added most to Vanguard Total Bond Market in Q3 2015, an estimated $619K increase.
  • Ken Stern & Associates's biggest Q3 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $3.44M.
  • Ken Stern & Associates fully exited iShares MSCI EAFE ETF in Q3 2015, selling an estimated $8.09M.
  • Ken Stern & Associates's ten largest holdings make up 60% of its $129M portfolio in Q3 2015.
  • Ken Stern & Associates opened 14 new positions and closed 13 in Q3 2015.
  • Ken Stern & Associates's portfolio value fell 6.9% quarter-over-quarter to $129M.

Based on Ken Stern & Associates's 13F filing for Q3 2015, filed 17 Nov 2015.