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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
+$4.68M
Cap. Flow
+$1.08M
Cap. Flow %
0.81%
Top 10 Hldgs %
56%
Holding
100
New
22
Increased
25
Reduced
24
Closed
29

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$8.65M
2
BND icon
Vanguard Total Bond Market
BND
+$5.07M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$4.14M
4
IYE icon
iShares US Energy ETF
IYE
+$4M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$3.62M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.19M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.01M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.59M
4
CVS icon
CVS Health
CVS
+$2.09M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$2.01M

Sector Composition

Rank Sector Weight
1 Technology 3.91%
2 Financials 3.18%
3 Energy 3.03%
4 Industrials 2.95%
5 Healthcare 2.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URI icon
51
United Rentals
URI
$72.3B
$296K 0.22%
+3,252
New +$292K
GSK icon
52
GSK
GSK
$103B
$291K 0.22%
+5,042
New +$289K
PEP icon
53
PepsiCo
PEP
$189B
$290K 0.22%
3,030
+695
+30% +$67.2K
PPL
54
PPL Corp
PPL
$26.3B
$289K 0.22%
9,217
+2,644
+40% +$84.9K
BSV icon
55
Vanguard Short-Term Bond ETF
BSV
$44.6B
$282K 0.21%
+3,506
New +$281K
GS icon
56
Goldman Sachs
GS
$313B
$274K 0.21%
1,458
+410
+39% +$76.3K
UPS icon
57
United Parcel Service
UPS
$91.5B
$272K 0.2%
2,804
+787
+39% +$80.8K
NSC icon
58
Norfolk Southern
NSC
$76.8B
$270K 0.2%
2,620
+741
+39% +$79.2K
DAL icon
59
Delta Air Lines
DAL
$61.3B
$260K 0.2%
+5,791
New +$269K
TSN icon
60
Tyson Foods
TSN
$20.5B
$255K 0.19%
6,649
-19,911
-75% -$796K
STJ
61
DELISTED
St Jude Medical
STJ
$253K 0.19%
+3,874
New +$258K
GLW icon
62
Corning
GLW
$135B
$244K 0.18%
+10,741
New +$255K
BRCM
63
DELISTED
BROADCOM CORP CL-A
BRCM
$243K 0.18%
+5,610
New +$245K
OLN icon
64
Olin
OLN
$2.13B
$231K 0.17%
+7,205
New +$193K
JPS
65
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$212K 0.16%
23,135
-217,478
-90% -$2.01M
AOR icon
66
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.71B
$211K 0.16%
+5,163
New +$209K
TUP
67
DELISTED
Tupperware Brands Corporation
TUP
$209K 0.16%
+3,025
New +$204K
HAL icon
68
Halliburton
HAL
$26.6B
$207K 0.16%
+4,709
New +$196K
NE
69
DELISTED
Noble Corporation
NE
$186K 0.14%
13,060
-1,559
-11% -$25.3K
AES icon
70
AES
AES
$10.5B
– –
-56,989
Closed -$785K
ALGN icon
71
Align Technology
ALGN
$12.5B
– –
-11,421
Closed -$639K
AMT icon
72
American Tower
AMT
$78.3B
– –
-8,325
Closed -$823K
BA icon
73
Boeing
BA
$190B
– –
-6,182
Closed -$804K
CDNS icon
74
Cadence Design Systems
CDNS
$92.8B
– –
-55,008
Closed -$1.04M
CVS icon
75
CVS Health
CVS
$126B
– –
-21,724
Closed -$2.09M
1 2
3
4

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Ken Stern & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Ken Stern & Associates held 100 positions worth $133M, up 3.6% from $129M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Ken Stern & Associates's Q1 2015 filing shows 22 new, 25 increased, 24 reduced and 29 closed positions. Its largest new stake was Vanguard Total Bond Market: 60,984 shares worth $5.08M. The largest sale was State Street Utilities Select Sector SPDR ETF, an estimated $4.19M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, down from 6% a quarter earlier, followed by Financials and Energy.

  • Ken Stern & Associates's largest Q1 2015 buy was Vanguard Total Bond Market: 60,984 shares worth $5.08M.
  • Ken Stern & Associates added most to Vanguard S&P 500 ETF in Q1 2015, an estimated $8.65M increase.
  • Ken Stern & Associates's biggest Q1 2015 reduction was Nuveen Preferred & Income Securities Fund, cutting an estimated $2.01M.
  • Ken Stern & Associates fully exited State Street Utilities Select Sector SPDR ETF in Q1 2015, selling an estimated $4.19M.
  • Ken Stern & Associates's ten largest holdings make up 56% of its $133M portfolio in Q1 2015.
  • Ken Stern & Associates opened 22 new positions and closed 29 in Q1 2015.
  • Ken Stern & Associates's portfolio value rose 3.6% quarter-over-quarter to $133M.

Based on Ken Stern & Associates's 13F filing for Q1 2015, filed 17 Nov 2015.