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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+3.82%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$213M
AUM Growth
+$20.1M
Cap. Flow
+$10.4M
Cap. Flow %
4.87%
Top 10 Hldgs %
59.29%
Holding
127
New
23
Increased
37
Reduced
36
Closed
16

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.95M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.54M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$7.01M
4
PWV icon
Invesco Large Cap Value ETF
PWV
+$5.7M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$5.24M

Top Sells

Rank Stock Value
1
VV icon
Vanguard Large-Cap ETF
VV
+$6.79M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$5.38M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.94M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$3.51M
5
BND icon
Vanguard Total Bond Market
BND
+$1.43M

Sector Composition

Rank Sector Weight
1 Real Estate 20.36%
2 Technology 3.37%
3 Healthcare 2%
4 Financials 1.48%
5 Industrials 1.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDOS icon
26
Leidos
LDOS
$14.4B
$836K 0.39%
15,878
-799
-5% -$41.2K
QCOM icon
27
Qualcomm
QCOM
$164B
$805K 0.38%
14,979
-169
-1% -$9.8K
VZ icon
28
Verizon
VZ
$197B
$755K 0.35%
16,454
+268
+2% +$13.4K
LRCX icon
29
Lam Research
LRCX
$316B
$737K 0.35%
50,900
-410
-0.8% -$4.82K
JPM icon
30
JPMorgan Chase
JPM
$916B
$729K 0.34%
8,378
+1
+0% +$88
CVX icon
31
Chevron
CVX
$382B
$701K 0.33%
6,567
-406
-6% -$45.5K
JPS
32
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$674K 0.32%
68,244
-8,261
-11% -$78.5K
AMZN icon
33
Amazon
AMZN
$2.44T
$645K 0.3%
13,940
– –
BSCJ
34
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$643K 0.3%
30,304
+5,657
+23% +$120K
PRF icon
35
Invesco FTSE RAFI US 1000 ETF
PRF
$9.72B
$620K 0.29%
30,215
-12,500
-29% -$255K
HON icon
36
Honeywell
HON
$76.4B
$619K 0.29%
5,228
-45
-0.9% -$4.97K
INTC icon
37
Intel
INTC
$413B
$581K 0.27%
16,067
-292
-2% -$10.6K
SDY icon
38
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$580K 0.27%
6,538
+177
+3% +$15.5K
PPL
39
PPL Corp
PPL
$26.9B
$576K 0.27%
15,112
+15
+0.1% +$537
SAIC icon
40
Saic
SAIC
$4.95B
$574K 0.27%
7,865
-775
-9% -$65.9K
VGK icon
41
Vanguard FTSE Europe ETF
VGK
$30.1B
$539K 0.25%
10,053
+258
+3% +$12.9K
PG icon
42
Procter & Gamble
PG
$340B
$536K 0.25%
6,139
+3
+0% +$266
GLW icon
43
Corning
GLW
$107B
$534K 0.25%
18,524
+3
+0% +$80
CPT icon
44
Camden Property Trust
CPT
$11.5B
$533K 0.25%
6,480
+477
+8% +$39.3K
BSCH
45
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$532K 0.25%
23,530
+1,989
+9% +$45K
PFE icon
46
Pfizer
PFE
$143B
$527K 0.25%
16,382
+1,138
+7% +$35.9K
XOM icon
47
ExxonMobil
XOM
$650B
$520K 0.24%
6,371
-25
-0.4% -$2.09K
PEP icon
48
PepsiCo
PEP
$196B
$507K 0.24%
4,472
+2
+0% +$215
IGV icon
49
iShares Expanded Tech-Software Sector ETF
IGV
$12.4B
$499K 0.23%
19,100
– –
WFC icon
50
Wells Fargo
WFC
$254B
$499K 0.23%
9,260
+4
+0% +$227
1
2
3 4 5

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Ken Stern & Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Ken Stern & Associates held 127 positions worth $213M, up 10% from $193M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Ken Stern & Associates deployed $10.4M of net new capital in Q1 2017, opening 23 new positions and adding to 37 existing holdings. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 72,060 shares worth $7.95M.

By sector, the portfolio is most concentrated in Real Estate at 20% of assets, down from 21% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.43M trimmed.

  • Ken Stern & Associates's largest Q1 2017 buy was iShares 0-1 Year Treasury Bond ETF: 72,060 shares worth $7.95M.
  • Ken Stern & Associates added most to Vanguard Intermediate-Term Bond ETF in Q1 2017, an estimated $1.35M increase.
  • Ken Stern & Associates's biggest Q1 2017 reduction was Vanguard Total Bond Market, cutting an estimated $1.43M.
  • Ken Stern & Associates fully exited Vanguard Large-Cap ETF in Q1 2017, selling an estimated $6.79M.
  • Ken Stern & Associates's ten largest holdings make up 59% of its $213M portfolio in Q1 2017.
  • Ken Stern & Associates opened 23 new positions and closed 16 in Q1 2017.
  • Ken Stern & Associates's portfolio value rose 10% quarter-over-quarter to $213M.

Based on Ken Stern & Associates's 13F filing for Q1 2017, filed 11 May 2017.