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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$193M
AUM Growth
+$48.3M
Cap. Flow
+$43.9M
Cap. Flow %
22.75%
Top 10 Hldgs %
60.86%
Holding
119
New
27
Increased
31
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
ESS icon
Essex Property Trust
ESS
+$37.2M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$6.64M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.88M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$3.57M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$3.42M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.11M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.24M
3
VHT icon
Vanguard Health Care ETF
VHT
+$5.14M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$1.74M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$999K

Sector Composition

Rank Sector Weight
1 Real Estate 21.3%
2 Technology 3.6%
3 Healthcare 1.9%
4 Industrials 1.66%
5 Financials 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
26
Alphabet (Google) Class A
GOOGL
$4.08T
$752K 0.39%
18,980
+180
+1% +$7.2K
SPY icon
27
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$740K 0.38%
3,310
+407
+14% +$88.9K
SAIC icon
28
Saic
SAIC
$4.89B
$733K 0.38%
+8,640
New +$663K
JPM icon
29
JPMorgan Chase
JPM
$933B
$723K 0.37%
8,377
-148
-2% -$11.3K
JPS
30
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$712K 0.37%
76,505
+2,122
+3% +$19.2K
GSLC icon
31
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$685K 0.35%
15,444
+7,485
+94% +$327K
IWB icon
32
iShares Russell 1000 ETF
IWB
$47.9B
$639K 0.33%
5,132
-1,002
-16% -$122K
INTC icon
33
Intel
INTC
$460B
$593K 0.31%
16,359
+2,160
+15% +$77.3K
XOM icon
34
ExxonMobil
XOM
$651B
$577K 0.3%
6,396
+642
+11% +$56.1K
HON icon
35
Honeywell
HON
$76.7B
$552K 0.29%
+5,273
New +$536K
SDY icon
36
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$544K 0.28%
6,361
-443
-7% -$37.2K
LRCX icon
37
Lam Research
LRCX
$373B
$543K 0.28%
51,310
-410
-0.8% -$4.16K
CTXS
38
DELISTED
Citrix Systems Inc
CTXS
$540K 0.28%
7,595
-1,042
-12% -$72K
BSCI
39
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$531K 0.27%
25,063
– –
UPS icon
40
United Parcel Service
UPS
$89.5B
$530K 0.27%
4,627
-36
-0.8% -$4.06K
BSCK
41
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$525K 0.27%
24,752
– –
COF icon
42
Capital One
COF
$129B
$524K 0.27%
6,010
-824
-12% -$66.4K
AMZN icon
43
Amazon
AMZN
$2.53T
$523K 0.27%
13,940
-100
-0.7% -$3.92K
DUK icon
44
Duke Energy
DUK
$98.4B
$522K 0.27%
6,727
+2,412
+56% +$185K
BSCJ
45
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$521K 0.27%
24,647
– –
PG icon
46
Procter & Gamble
PG
$335B
$516K 0.27%
6,136
-94
-2% -$8.01K
PPL
47
PPL Corp
PPL
$26.8B
$514K 0.27%
15,097
-113
-0.7% -$3.79K
WFC icon
48
Wells Fargo
WFC
$258B
$510K 0.26%
9,256
+535
+6% +$26.9K
SO icon
49
Southern Company
SO
$109B
$508K 0.26%
10,333
+3,703
+56% +$182K
CPT icon
50
Camden Property Trust
CPT
$11.2B
$505K 0.26%
6,003
+2,151
+56% +$171K
1
2
3 4 5

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Ken Stern & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Ken Stern & Associates held 119 positions worth $193M, up 33% from $145M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Ken Stern & Associates deployed $43.9M of net new capital in Q4 2016, opening 27 new positions and adding to 31 existing holdings. Its largest new stake was Essex Property Trust: 172,124 shares worth $40M.

By sector, the portfolio is most concentrated in Real Estate at 21% of assets, up from 0.51% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $1.74M trimmed.

  • Ken Stern & Associates's largest Q4 2016 buy was Essex Property Trust: 172,124 shares worth $40M.
  • Ken Stern & Associates added most to Vanguard Total Bond Market in Q4 2016, an estimated $2.28M increase.
  • Ken Stern & Associates's biggest Q4 2016 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $1.74M.
  • Ken Stern & Associates fully exited State Street Consumer Staples Select Sector SPDR ETF in Q4 2016, selling an estimated $7.11M.
  • Ken Stern & Associates's ten largest holdings make up 61% of its $193M portfolio in Q4 2016.
  • Ken Stern & Associates opened 27 new positions and closed 15 in Q4 2016.
  • Ken Stern & Associates's portfolio value rose 33% quarter-over-quarter to $193M.

Based on Ken Stern & Associates's 13F filing for Q4 2016, filed 9 Feb 2017.