We are live on ! Find out more
KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$145M
AUM Growth
+$17.5M
Cap. Flow
+$3.81M
Cap. Flow %
2.63%
Top 10 Hldgs %
59.24%
Holding
98
New
19
Increased
42
Reduced
15
Closed
6

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$10.3M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$5.56M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.08M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$509K
5
CSCO icon
Cisco
CSCO
+$446K

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.4M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.29M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.78M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.57M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$598K

Sector Composition

Rank Sector Weight
1 Technology 3.43%
2 Healthcare 2.46%
3 Financials 1.73%
4 Industrials 1.72%
5 Energy 1.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
26
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$628K 0.43%
2,903
-32
-1% -$6.92K
AMZN icon
27
Amazon
AMZN
$2.53T
$588K 0.41%
14,040
– –
CTXS
28
DELISTED
Citrix Systems Inc
CTXS
$586K 0.4%
8,637
-292
-3% -$19.9K
SDY icon
29
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$574K 0.4%
6,804
+145
+2% +$12.4K
JPM icon
30
JPMorgan Chase
JPM
$933B
$568K 0.39%
8,525
+1
+0% +$65
PG icon
31
Procter & Gamble
PG
$335B
$559K 0.39%
6,230
+3
+0% +$261
BSCK
32
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$537K 0.37%
24,752
+4,598
+23% +$99.7K
INTC icon
33
Intel
INTC
$460B
$536K 0.37%
14,199
+7
+0% +$248
BSCI
34
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$534K 0.37%
25,063
+1,983
+9% +$42.3K
BSCJ
35
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$527K 0.36%
24,647
+5,128
+26% +$110K
PPL
36
PPL Corp
PPL
$26.8B
$526K 0.36%
15,210
+6
+0% +$216
UPS icon
37
United Parcel Service
UPS
$89.5B
$510K 0.35%
4,663
+1
+0% +$109
XOM icon
38
ExxonMobil
XOM
$651B
$502K 0.35%
5,754
+9
+0.2% +$798
BIL icon
39
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$493K 0.34%
5,391
-1,872
-26% -$171K
COF icon
40
Capital One
COF
$129B
$491K 0.34%
6,834
-229
-3% -$15.7K
LRCX icon
41
Lam Research
LRCX
$372B
$490K 0.34%
51,720
– –
PEP icon
42
PepsiCo
PEP
$191B
$479K 0.33%
4,404
+1
+0% +$108
LH icon
43
Labcorp
LH
$25.9B
$469K 0.32%
3,968
– –
TMO icon
44
Thermo Fisher Scientific
TMO
$214B
$467K 0.32%
2,937
– –
ABBV icon
45
AbbVie
ABBV
$455B
$462K 0.32%
7,317
+1
+0% +$65
CSCO icon
46
Cisco
CSCO
$448B
$460K 0.32%
+14,491
New +$446K
BSCH
47
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$453K 0.31%
19,989
+1,299
+7% +$29.5K
GLW icon
48
Corning
GLW
$116B
$441K 0.3%
18,667
+3
+0% +$67
AET
49
DELISTED
Aetna Inc
AET
$416K 0.29%
3,607
– –
WFC icon
50
Wells Fargo
WFC
$258B
$386K 0.27%
8,721
+5
+0.1% +$239
1
2
3 4

Similar funds

CA
Cynosure Advisors Salt Lake City, Utah $238M AUM 4% 1-Year Est. Return
LFR
Lehman Financial Resources Media, Pennsylvania $213M AUM 12.03% 1-Year Est. Return
SH
Sandia Holdings Greenwich, Connecticut $213M AUM 29.35% 1-Year Est. Return
CT
CPF Texas Plano, Texas $210M AUM 9.08% 1-Year Est. Return
AAM
Amerigo Asset Management George Town, Cayman Islands $254M AUM 115.73% 1-Year Est. Return
SCM
Sorin Capital Management Stamford, Connecticut $202M AUM 2.84% 1-Year Est. Return
LGC
Laurel Grove Capital Los Angeles, California $198M AUM 18% 1-Year Est. Return
TCM
Talara Capital Management Montclair, New Jersey $193M AUM 11.22% 1-Year Est. Return

Ken Stern & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Ken Stern & Associates held 98 positions worth $145M, up 14% from $127M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Ken Stern & Associates's Q3 2016 filing shows 19 new, 42 increased, 15 reduced and 6 closed positions. Its largest new stake was iShares Russell 1000 Value ETF: 52,776 shares worth $5.57M. The largest sale was Vanguard Short-Term Corporate Bond ETF, an estimated $10.4M.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3% a quarter earlier, followed by Healthcare and Financials.

  • Ken Stern & Associates's largest Q3 2016 buy was iShares Russell 1000 Value ETF: 52,776 shares worth $5.57M.
  • Ken Stern & Associates added most to Vanguard Intermediate-Term Bond ETF in Q3 2016, an estimated $10.3M increase.
  • Ken Stern & Associates's biggest Q3 2016 reduction was Vanguard S&P 500 ETF, cutting an estimated $598K.
  • Ken Stern & Associates fully exited Vanguard Short-Term Corporate Bond ETF in Q3 2016, selling an estimated $10.4M.
  • Ken Stern & Associates's ten largest holdings make up 59% of its $145M portfolio in Q3 2016.
  • Ken Stern & Associates opened 19 new positions and closed 6 in Q3 2016.
  • Ken Stern & Associates's portfolio value rose 14% quarter-over-quarter to $145M.

Based on Ken Stern & Associates's 13F filing for Q3 2016, filed 15 Nov 2016.