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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$16.8M
Cap. Flow
-$14.7M
Cap. Flow %
-11.57%
Top 10 Hldgs %
59.79%
Holding
87
New
9
Increased
47
Reduced
20
Closed
8

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.29M
2
VHT icon
Vanguard Health Care ETF
VHT
+$4.8M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$4.62M
4
BAX icon
Baxter International
BAX
+$407K
5
SBUX icon
Starbucks
SBUX
+$322K

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$6.53M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$5.38M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$4.93M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.7M
5
DVY icon
iShares Select Dividend ETF
DVY
+$4.61M

Sector Composition

Rank Sector Weight
1 Healthcare 3.28%
2 Technology 3.02%
3 Industrials 1.81%
4 Financials 1.67%
5 Energy 1.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
26
Vanguard Total Stock Market ETF
VTI
$652B
$628K 0.49%
5,856
-950
-14% -$101K
ITW icon
27
Illinois Tool Works
ITW
$85.9B
$620K 0.49%
5,955
+214
+4% +$22.4K
QCOM icon
28
Qualcomm
QCOM
$175B
$618K 0.49%
11,530
-879
-7% -$46.3K
SPY icon
29
State Street SPDR S&P 500 ETF Trust
SPY
$779B
$615K 0.48%
2,935
+930
+46% +$193K
PPL
30
PPL Corp
PPL
$27.7B
$574K 0.45%
15,204
+543
+4% +$20.7K
CTXS
31
DELISTED
Citrix Systems Inc
CTXS
$569K 0.45%
8,929
-1,993
-18% -$131K
VTRS icon
32
Viatris
VTRS
$20.9B
$568K 0.45%
13,141
+480
+4% +$21.2K
SDY icon
33
State Street SPDR S&P Dividend ETF
SDY
$22.4B
$559K 0.44%
6,659
+555
+9% +$45.1K
XOM icon
34
ExxonMobil
XOM
$645B
$539K 0.42%
5,745
+341
+6% +$30.2K
JPM icon
35
JPMorgan Chase
JPM
$946B
$530K 0.42%
8,524
+549
+7% +$34.3K
PG icon
36
Procter & Gamble
PG
$355B
$527K 0.41%
6,227
+213
+4% +$17.5K
AMZN icon
37
Amazon
AMZN
$2.47T
$502K 0.39%
14,040
+240
+2% +$8.12K
UPS icon
38
United Parcel Service
UPS
$90.4B
$502K 0.39%
4,662
+166
+4% +$17.3K
SCHD icon
39
Schwab US Dividend Equity ETF
SCHD
$105B
$499K 0.39%
360,957
+342,798
+1,888% +$4.62M
PEP icon
40
PepsiCo
PEP
$197B
$466K 0.37%
4,403
+152
+4% +$15.7K
INTC icon
41
Intel
INTC
$427B
$465K 0.37%
14,192
-14,711
-51% -$461K
ABBV icon
42
AbbVie
ABBV
$469B
$453K 0.36%
7,316
+99
+1% +$6.03K
COF icon
43
Capital One
COF
$128B
$449K 0.35%
7,063
-1,486
-17% -$103K
LH icon
44
Labcorp
LH
$25.6B
$444K 0.35%
3,968
+66
+2% +$7.1K
AET
45
DELISTED
Aetna Inc
AET
$441K 0.35%
3,607
+128
+4% +$14.7K
BSCK
46
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$438K 0.34%
20,154
+5,619
+39% +$121K
LRCX icon
47
Lam Research
LRCX
$327B
$435K 0.34%
51,720
+1,060
+2% +$8.52K
TMO icon
48
Thermo Fisher Scientific
TMO
$217B
$434K 0.34%
2,937
+65
+2% +$9.59K
BSCJ
49
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$418K 0.33%
19,519
+5,667
+41% +$121K
WFC icon
50
Wells Fargo
WFC
$264B
$413K 0.32%
8,716
+88
+1% +$4.29K
1
2
3 4

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Ken Stern & Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Ken Stern & Associates held 87 positions worth $127M, down 12% from $144M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Ken Stern & Associates withdrew a net $14.7M in Q2 2016, closing 8 positions and reducing 20 holdings. Its most notable exit was State Street Health Care Select Sector SPDR ETF, an estimated $6.53M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.3% of assets, up from 2.4% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ken Stern & Associates opened a new position in Vanguard Health Care ETF worth $4.88M.

  • Ken Stern & Associates's largest Q2 2016 buy was Vanguard Health Care ETF: 37,380 shares worth $4.88M.
  • Ken Stern & Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $5.29M increase.
  • Ken Stern & Associates's biggest Q2 2016 reduction was Vanguard Information Technology ETF, cutting an estimated $4.93M.
  • Ken Stern & Associates fully exited State Street Health Care Select Sector SPDR ETF in Q2 2016, selling an estimated $6.53M.
  • Ken Stern & Associates's ten largest holdings make up 60% of its $127M portfolio in Q2 2016.
  • Ken Stern & Associates opened 9 new positions and closed 8 in Q2 2016.
  • Ken Stern & Associates's portfolio value fell 12% quarter-over-quarter to $127M.

Based on Ken Stern & Associates's 13F filing for Q2 2016, filed 21 Jul 2016.