We are live on ! Find out more
KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
-5.97%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$129M
AUM Growth
-$9.49M
Cap. Flow
-$614K
Cap. Flow %
-0.48%
Top 10 Hldgs %
60.19%
Holding
80
New
14
Increased
39
Reduced
14
Closed
13

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.77M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.38M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$5.37M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.89M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$838K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$8.09M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$5.69M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$5.25M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.57M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$3.44M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Financials 2.37%
3 Industrials 2.23%
4 Energy 1.79%
5 Healthcare 1.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIL icon
26
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$837K 0.65%
+9,164
New +$838K
CVX icon
27
Chevron
CVX
$392B
$760K 0.59%
9,630
-994
-9% -$83.7K
INTC icon
28
Intel
INTC
$455B
$717K 0.56%
23,774
+3,387
+17% +$97.9K
CB icon
29
Chubb
CB
$135B
$675K 0.52%
6,530
+1,160
+22% +$121K
VTR icon
30
Ventas
VTR
$48B
$637K 0.49%
11,355
+84
+0.7% +$5.51K
MU icon
31
Micron Technology
MU
$930B
$605K 0.47%
23,627
+3,261
+16% +$56.1K
AET
32
DELISTED
Aetna Inc
AET
$603K 0.47%
5,515
+976
+22% +$113K
VZ icon
33
Verizon
VZ
$195B
$591K 0.46%
13,576
-2,440
-15% -$113K
VTI icon
34
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$542K 0.42%
+5,491
New +$576K
DIS icon
35
Walt Disney
DIS
$167B
$539K 0.42%
5,273
+909
+21% +$99K
AMG icon
36
Affiliated Managers Group
AMG
$9.69B
$463K 0.36%
2,708
-490
-15% -$96.4K
RTN
37
DELISTED
Raytheon Company
RTN
$448K 0.35%
4,104
+724
+21% +$75.6K
SLB icon
38
SLB Ltd
SLB
$73.6B
$431K 0.33%
6,244
-961
-13% -$76.1K
JPM icon
39
JPMorgan Chase
JPM
$935B
$418K 0.32%
6,848
+992
+17% +$65K
BRCM
40
DELISTED
BROADCOM CORP CL-A
BRCM
$396K 0.31%
7,708
+1,364
+22% +$70.2K
PPL
41
PPL Corp
PPL
$26.5B
$385K 0.3%
11,703
+2,026
+21% +$63.4K
ITW icon
42
Illinois Tool Works
ITW
$82.6B
$376K 0.29%
4,562
+808
+22% +$70.7K
JWN
43
DELISTED
Nordstrom
JWN
$374K 0.29%
+5,214
New +$393K
UPS icon
44
United Parcel Service
UPS
$88.6B
$371K 0.29%
3,761
+623
+20% +$61.5K
TSN icon
45
Tyson Foods
TSN
$20.4B
$354K 0.27%
8,203
+1,136
+16% +$48.4K
XOM icon
46
ExxonMobil
XOM
$644B
$351K 0.27%
4,722
+576
+14% +$44.4K
PG icon
47
Procter & Gamble
PG
$336B
$345K 0.27%
4,802
+548
+13% +$41.1K
PEP icon
48
PepsiCo
PEP
$190B
$339K 0.26%
3,590
+573
+19% +$54.5K
DAL icon
49
Delta Air Lines
DAL
$57.5B
$337K 0.26%
7,506
+1,038
+16% +$46.6K
STJ
50
DELISTED
St Jude Medical
STJ
$336K 0.26%
5,323
+943
+22% +$67.3K
1
2
3 4

Similar funds

CA
Cynosure Advisors Salt Lake City, Utah $238M AUM 4% 1-Year Est. Return
LFR
Lehman Financial Resources Media, Pennsylvania $213M AUM 12.03% 1-Year Est. Return
SH
Sandia Holdings Greenwich, Connecticut $213M AUM 29.35% 1-Year Est. Return
CT
CPF Texas Plano, Texas $210M AUM 9.08% 1-Year Est. Return
AAM
Amerigo Asset Management George Town, Cayman Islands $254M AUM 115.73% 1-Year Est. Return
SCM
Sorin Capital Management Stamford, Connecticut $202M AUM 2.84% 1-Year Est. Return
LGC
Laurel Grove Capital Los Angeles, California $198M AUM 18% 1-Year Est. Return
TCM
Talara Capital Management Montclair, New Jersey $193M AUM 11.22% 1-Year Est. Return

Ken Stern & Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Ken Stern & Associates held 80 positions worth $129M, down 6.9% from $138M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Ken Stern & Associates's Q3 2015 filing shows 14 new, 39 increased, 14 reduced and 13 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 38,051 shares worth $7.33M. The largest sale was iShares MSCI EAFE ETF, an estimated $8.09M.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, down from 3.8% a quarter earlier, followed by Financials and Industrials.

  • Ken Stern & Associates's largest Q3 2015 buy was iShares Core S&P 500 ETF: 38,051 shares worth $7.33M.
  • Ken Stern & Associates added most to Vanguard Total Bond Market in Q3 2015, an estimated $619K increase.
  • Ken Stern & Associates's biggest Q3 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $3.44M.
  • Ken Stern & Associates fully exited iShares MSCI EAFE ETF in Q3 2015, selling an estimated $8.09M.
  • Ken Stern & Associates's ten largest holdings make up 60% of its $129M portfolio in Q3 2015.
  • Ken Stern & Associates opened 14 new positions and closed 13 in Q3 2015.
  • Ken Stern & Associates's portfolio value fell 6.9% quarter-over-quarter to $129M.

Based on Ken Stern & Associates's 13F filing for Q3 2015, filed 17 Nov 2015.