Ken Griffin
UCON icon

Ken Griffin’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Ken Griffin’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$10.1M Buy
+407,614
New +$10.2M ﹤0.01% 3239
2025
Q3 		– Sell
-756,286
Closed -$18.8M – 14167
2025
Q2 		$18.8M Sell
756,286
-123,171
-14% -$3.04M ﹤0.01% 2220
2025
Q1 		$21.8M Buy
+879,457
New +$21.8M ﹤0.01% 1948
2024
Q3 		– Sell
-542,728
Closed -$13.3M – 15291
2024
Q2 		$13.3M Buy
+542,728
New +$13.2M ﹤0.01% 2444
2023
Q4 		– Sell
-84,633
Closed -$2.02M – 15284
2023
Q3 		$2.02M Sell
84,633
-151,356
-64% -$3.66M ﹤0.01% 5180
2023
Q2 		$5.7M Buy
235,989
+222,221
+1,614% +$5.41M ﹤0.01% 3444
2023
Q1 		$333K Buy
+13,768
New +$334K ﹤0.01% 9166
2022
Q4 		– Sell
-247,783
Closed -$5.9M – 15473
2022
Q3 		$5.9M Buy
247,783
+223,601
+925% +$5.51M ﹤0.01% 3594
2022
Q2 		$592K Sell
24,182
-765,921
-97% -$19.1M ﹤0.01% 8264
2022
Q1 		$20.2M Buy
790,103
+716,486
+973% +$18.6M ﹤0.01% 1976
2021
Q4 		$1.94M Buy
73,617
+34,015
+86% +$899K ﹤0.01% 6308
2021
Q3 		$1.05M Buy
39,602
+18,154
+85% +$483K ﹤0.01% 8021
2021
Q2 		$572K Sell
21,448
-14,644
-41% -$390K ﹤0.01% 9758
2021
Q1 		$961K Buy
+36,092
New +$963K ﹤0.01% 8221
2020
Q3 		– Sell
-16,188
Closed -$416K – 10759
2020
Q2 		$416K Sell
16,188
-47,376
-75% -$1.19M ﹤0.01% 7393
2020
Q1 		$1.53M Sell
63,564
-282,236
-82% -$7.18M ﹤0.01% 4577
2019
Q4 		$8.95M Buy
+345,800
New +$8.93M ﹤0.01% 2322
2019
Q3 		– Sell
-457,265
Closed -$11.8M – 9766
2019
Q2 		$11.8M Sell
457,265
-121,700
-21% -$3.11M 0.01% 1982
2019
Q1 		$14.7M Buy
+578,965
New +$14.6M 0.01% 1629

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return

Ken Griffin's UCON Position: Q1 2026 in Review

Ken Griffin opened a new position in First Trust Smith Unconstrained Bond ETF (UCON) in Q1 2026: 407,614 shares worth $10.1M. The stake represents ﹤0.01% of the portfolio and ranks #3239 among its holdings. This is a return to the name: Ken Griffin previously reported a position in UCON as recently as Q2 2025.

Ken Griffin first reported a position in UCON in Q1 2019 and has held it in 19 quarters since. The position peaked at $21.8M in Q1 2025. 276 funds tracked by Wall St. Rank hold UCON as of Q1 2026.

  • Ken Griffin held 407,614 shares of First Trust Smith Unconstrained Bond ETF worth $10.1M as of Q1 2026.
  • First Trust Smith Unconstrained Bond ETF was a new Ken Griffin position in Q1 2026.
  • First Trust Smith Unconstrained Bond ETF made up ﹤0.01% of Ken Griffin's portfolio in Q1 2026, its #3239 holding.
  • Ken Griffin first reported a position in First Trust Smith Unconstrained Bond ETF in Q1 2019 and has held it in 19 quarters since.
  • Ken Griffin's First Trust Smith Unconstrained Bond ETF position peaked at $21.8M in Q1 2025.
  • 276 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q1 2026.

Based on Citadel Advisors's 13F filing for Q1 2026, filed 15 May 2026.