Integrated Wealth Management (Palm Desert)’s John Hancock Preferred Income Fund III HPS Stock Holding History

Integrated Wealth Management (Palm Desert)’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-400	Closed	-$8K	–	575
2016 Q3	$8K	Hold	400	–	–	﹤0.01%	808
2016 Q2	$8K	Hold	400	–	–	﹤0.01%	815
2016 Q1	$8K	Hold	400	–	–	﹤0.01%	757
2015 Q4	$7K	Hold	400	–	–	﹤0.01%	857
2015 Q3	$7K	Hold	400	–	–	﹤0.01%	856
2015 Q2	$7K	Hold	400	–	–	﹤0.01%	873
2015 Q1	$7K	Buy	+400	New	+$7.37K	﹤0.01%	842

Other funds holding HPS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Nuveen Charlotte, North Carolina $419B AUM 43.02% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $69.6M AUM 1.92% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Integrated Wealth Management (Palm Desert)'s HPS Position: Q4 2016 in Review

Integrated Wealth Management (Palm Desert) sold out of John Hancock Preferred Income Fund III (HPS) in Q4 2016, closing a stake of 400 shares — an estimated $8K sold.

Integrated Wealth Management (Palm Desert) first reported a position in HPS in Q1 2015 and held it in 7 quarters. The position peaked at $8K in Q3 2016. 46 funds tracked by Wall St. Rank hold HPS as of Q4 2016.

Integrated Wealth Management (Palm Desert) reported no remaining John Hancock Preferred Income Fund III position as of Q4 2016 after selling out during the quarter.
Integrated Wealth Management (Palm Desert) sold 400 John Hancock Preferred Income Fund III shares in Q4 2016, an estimated $8K.
Integrated Wealth Management (Palm Desert) first reported a position in John Hancock Preferred Income Fund III in Q1 2015 and held it in 7 quarters.
Integrated Wealth Management (Palm Desert)'s John Hancock Preferred Income Fund III position peaked at $8K in Q3 2016.
46 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q4 2016.

Based on Integrated Wealth Management (Palm Desert)'s 13F filing for Q4 2016, filed 6 Jan 2017.