We are live on ! Find out more
HA

Herold Advisors Portfolio holdings

AUM $506M
1-Year Est. Return 26.75%
This Fund
S&P 500
This Quarter Est. Return
+7.85%
1 Year Est. Return
+26.75%
3 Year Est. Return
+79.75%
5 Year Est. Return
+104.88%
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$45.5M
Cap. Flow
-$73.1M
Cap. Flow %
-16.94%
Top 10 Hldgs %
27.35%
Holding
316
New
5
Increased
94
Reduced
126
Closed
68

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$3.58M
2
MSFT icon
Microsoft
MSFT
+$1.29M
3
DFUS
Dimensional US Equity ETF
DFUS
+$1.16M
4
DFCF icon
Dimensional Core Fixed Income ETF
DFCF
+$987K
5
AVIG icon
Avantis Core Fixed Income ETF
AVIG
+$947K

Top Sells

Rank Stock Value
1
AVUS icon
Avantis US Equity ETF
AVUS
+$8.9M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.21M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.89M
4
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.94M
5
BND icon
Vanguard Total Bond Market
BND
+$4.76M

Sector Composition

Rank Sector Weight
1 Technology 20.69%
2 Financials 11.75%
3 Healthcare 8.39%
4 Communication Services 5.69%
5 Industrials 5.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTGS icon
276
First Trust Growth Strength ETF
FTGS
$1.26B
– –
-13,275
Closed -$454K
FTSM icon
277
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
– –
-25,183
Closed -$1.51M
GSUS icon
278
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.14B
– –
-3,368
Closed -$288K
HES
279
DELISTED
Hess
HES
– –
-1,500
Closed -$208K
HWM icon
280
Howmet Aerospace
HWM
$116B
– –
-2,547
Closed -$474K
IAU icon
281
iShares Gold Trust
IAU
$63B
– –
-4,589
Closed -$286K
IEMG icon
282
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
– –
-7,224
Closed -$434K
IGD
283
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$503M
– –
-14,736
Closed -$85.5K
IQLT icon
284
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
– –
-64,174
Closed -$2.77M
IVV icon
285
iShares Core S&P 500 ETF
IVV
$876B
– –
-1,869
Closed -$1.16M
IVW icon
286
iShares S&P 500 Growth ETF
IVW
$72.5B
– –
-7,583
Closed -$835K
JPIB icon
287
JPMorgan International Bond Opportunities ETF
JPIB
$2.07B
– –
-7,402
Closed -$360K
KYN icon
288
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
– –
-31,800
Closed -$404K
LMBS icon
289
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
– –
-5,812
Closed -$286K
LQD icon
290
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
– –
-37,306
Closed -$4.09M
MINT icon
291
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
– –
-2,354
Closed -$237K
OEF icon
292
iShares S&P 100 ETF
OEF
$19.8B
– –
-1,066
Closed -$324K
ONON icon
293
On Holding
ONON
$11.9B
– –
-4,200
Closed -$219K
PFL
294
PIMCO Income Strategy Fund
PFL
$381M
– –
-28,780
Closed -$240K
PFN
295
PIMCO Income Strategy Fund II
PFN
$695M
– –
-40,250
Closed -$297K
PNI
296
PIMCO New York Municipal Income Fund II
PNI
$76.7M
– –
-16,948
Closed -$114K
PYN
297
DELISTED
PIMCO New York Municipal Income Fund III
PYN
– –
-10,258
Closed -$53.8K
QQEW icon
298
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
– –
-2,320
Closed -$317K
QUAL icon
299
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
– –
-6,328
Closed -$1.16M
RDVI icon
300
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
– –
-31,958
Closed -$790K
9 10 11
12
13

Similar funds

WWG
West Wealth Group Irvine, California $506M AUM 20.16% 1-Year Est. Return
KHLMTHM
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet Tel Aviv, Israel $506M AUM 21.19% 1-Year Est. Return
RSVP
Ramsay Stattman Vela & Price Colorado Springs, Colorado $506M AUM 14.19% 1-Year Est. Return
RFG
REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return
BA
BCM Advisors Lafayette, Louisiana $507M AUM 19.94% 1-Year Est. Return
CBTWT
Community Bank & Trust (Waco, Texas) Waco, Texas $505M AUM 26.96% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return

Herold Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Herold Advisors held 316 positions worth $432M, down 9.5% from $477M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Herold Advisors withdrew a net $73.1M in Q3 2025, closing 68 positions and reducing 126 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $7.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Herold Advisors opened a new position in Avantis International Large Cap Value ETF worth $361K.

  • Herold Advisors's largest Q3 2025 buy was Avantis International Large Cap Value ETF: 5,351 shares worth $361K.
  • Herold Advisors added most to NVIDIA in Q3 2025, an estimated $3.58M increase.
  • Herold Advisors's biggest Q3 2025 reduction was Avantis US Equity ETF, cutting an estimated $8.9M.
  • Herold Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2025, selling an estimated $7.21M.
  • Herold Advisors's ten largest holdings make up 27% of its $432M portfolio in Q3 2025.
  • Herold Advisors opened 5 new positions and closed 68 in Q3 2025.
  • Herold Advisors's portfolio value fell 9.5% quarter-over-quarter to $432M.

Based on Herold Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.