Herold Advisors’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Herold Advisors’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-25,183	Closed	-$1.51M	–	277
2025 Q2	$1.51M	Sell	25,183 -3,947	-14%	-$236K	0.32%	88
2025 Q1	$1.74M	Buy	29,130 +19,220	+194%	+$1.15M	0.38%	76
2024 Q4	$593K	Buy	9,910 +1,313	+15%	+$78.6K	0.13%	170
2024 Q3	$515K	Sell	8,597 -3,711	-30%	-$222K	0.11%	186
2024 Q2	$734K	Buy	12,308 +5,634	+84%	+$336K	0.17%	147
2024 Q1	$398K	Sell	6,674 -6,235	-48%	-$373K	0.1%	197
2023 Q4	$770K	Buy	+12,909	New	+$770K	0.21%	124

Other funds holding FTSM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.18B AUM 16.73% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Herold Advisors's FTSM Position: Q3 2025 in Review

Herold Advisors sold out of First Trust Enhanced Short Maturity ETF (FTSM) in Q3 2025, closing a stake of 25,183 shares — an estimated $1.51M sold.

Herold Advisors first reported a position in FTSM in Q4 2023 and held it in 7 quarters. The position peaked at $1.74M in Q1 2025. 399 funds tracked by Wall St. Rank hold FTSM as of Q3 2025.

Herold Advisors reported no remaining First Trust Enhanced Short Maturity ETF position as of Q3 2025 after selling out during the quarter.
Herold Advisors sold 25,183 First Trust Enhanced Short Maturity ETF shares in Q3 2025, an estimated $1.51M.
Herold Advisors first reported a position in First Trust Enhanced Short Maturity ETF in Q4 2023 and held it in 7 quarters.
Herold Advisors's First Trust Enhanced Short Maturity ETF position peaked at $1.74M in Q1 2025.
399 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q3 2025.

Based on Herold Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.