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HIM
Herald Investment Management Portfolio holdings
AUM
$737M
1-Year Est. Return
158.15%
This Fund
S&P 500
This Quarter
Est. Return
-0.74%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$231M
AUM Growth
-$38.5M
(-14%)
Cap. Flow
-$27.9M
Cap. Flow
% of AUM
-12.08%
Top 10 Holdings %
Top 10 Hldgs %
44.65%
Holding
87
New
6
Increased
4
Reduced
7
Closed
6
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Asure Software
ASUR
|
+$625K |
| 2 |
ULTI
Ultimate Software Group Inc
ULTI
|
+$601K |
| 3 |
Varonis Systems
VRNS
|
+$571K |
| 4 |
NPTN
NEOPHOTONICS CORP
NPTN
|
+$533K |
| 5 |
CTXS
Citrix Systems Inc
CTXS
|
+$512K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AVG
AVG Technologies N.V.
AVG
|
+$7.51M |
| 2 |
CAVM
Cavium, Inc.
CAVM
|
+$5.82M |
| 3 |
EPIQ
EPIQ SYSTEMS INC
EPIQ
|
+$4.95M |
| 4 |
APIC
Apigee Corporation Common Stock
APIC
|
+$4.74M |
| 5 |
Silicon Motion
SIMO
|
+$2.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 75.97% |
| 2 | Industrials | 5.37% |
| 3 | Communication Services | 2.15% |
| 4 | Consumer Discretionary | 1.66% |
| 5 | Consumer Staples | 1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Western Digital
WDC
$150B
| $305K | 0.13% |
5,954
| – | – |
|
77
Digimarc Corp
DMRC
$178M
| $300K | 0.13% |
10,000
| – | – |
|
78
Criteo S.A. Ordinary Shares
CRTO
$923M
| $246K | 0.11% |
+6,000
| New | +$234K |
|
|
WUBA
79
DELISTED
58.com Inc
WUBA
| $223K | 0.1% |
8,000
| – | – |
|
80
Leidos
LDOS
$17.3B
| $210K | 0.09% |
4,112
| – | – |
|
|
FALC
81
DELISTED
FalconStor Software Inc
FALC
| $180K | 0.08% |
400,000
| – | – |
|
82
Power Integrations
POWI
$3.61B
| – | – |
-70,000
| Closed | -$2.21M |
|
|
AFH
83
DELISTED
Atlas Financial Holdings, Inc. Ordinary Shares
AFH
| – | – |
-15,000
| Closed | -$449K |
|
|
APIC
84
DELISTED
Apigee Corporation Common Stock
APIC
| – | – |
-272,706
| Closed | -$4.74M |
|
|
AVG
85
DELISTED
AVG Technologies N.V.
AVG
| – | – |
-300,000
| Closed | -$7.51M |
|
|
EPIQ
86
DELISTED
EPIQ SYSTEMS INC
EPIQ
| – | – |
-300,000
| Closed | -$4.95M |
|
|
CAVM
87
DELISTED
Cavium, Inc.
CAVM
| – | – |
-100,000
| Closed | -$5.82M |
|
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TWP
CT
SI
HCP
GFI
IA
KAM
Herald Investment Management's Q4 2016 Portfolio in Review
As of Q4 2016, Herald Investment Management held 87 positions worth $231M, down 14% from $270M the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Herald Investment Management withdrew a net $27.9M in Q4 2016, closing 6 positions and reducing 7 holdings. Its most notable exit was AVG Technologies N.V., an estimated $7.51M position sold in full.
By sector, the portfolio is most concentrated in Technology at 76% of assets, up from 75% a quarter earlier, followed by Industrials and Communication Services.
Against the trend, Herald Investment Management opened a new position in Asure Software worth $680K.
- Herald Investment Management's largest Q4 2016 buy was Asure Software: 80,000 shares worth $680K.
- Herald Investment Management added most to Varonis Systems in Q4 2016, an estimated $571K increase.
- Herald Investment Management's biggest Q4 2016 reduction was Silicon Motion, cutting an estimated $2.28M.
- Herald Investment Management fully exited AVG Technologies N.V. in Q4 2016, selling an estimated $7.51M.
- Herald Investment Management's ten largest holdings make up 45% of its $231M portfolio in Q4 2016.
- Herald Investment Management opened 6 new positions and closed 6 in Q4 2016.
- Herald Investment Management's portfolio value fell 14% quarter-over-quarter to $231M.
Based on Herald Investment Management's 13F filing for Q4 2016, filed 13 Feb 2017.