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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+19.11%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$270M
AUM Growth
+$31M
Cap. Flow
-$6.92M
Cap. Flow %
-2.56%
Top 10 Hldgs %
39.78%
Holding
85
New
6
Increased
3
Reduced
4
Closed
4

Top Buys

Rank Stock Value
1
KRNT icon
Kornit Digital
KRNT
+$2.02M
2
VRNS icon
Varonis Systems
VRNS
+$1.78M
3
RDWR icon
Radware
RDWR
+$1.3M
4
APIC
Apigee Corporation Common Stock
APIC
+$567K
5
WUBA
58.com Inc
WUBA
+$391K

Top Sells

Rank Stock Value
1
PFPT
Proofpoint, Inc.
PFPT
+$5.83M
2
PLPM
Planet Payment, Inc
PLPM
+$3.95M
3
EGHT icon
8x8 Inc
EGHT
+$1.42M
4
SIMO icon
Silicon Motion
SIMO
+$939K
5
GLUU
Glu Mobile Inc.
GLUU
+$654K

Sector Composition

Rank Sector Weight
1 Technology 74.7%
2 Industrials 3.91%
3 Communication Services 1.87%
4 Consumer Discretionary 1.47%
5 Consumer Staples 0.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FALC
76
DELISTED
FalconStor Software Inc
FALC
$412K 0.15%
400,000
– –
BABA icon
77
Alibaba
BABA
$308B
$402K 0.15%
+3,800
New +$352K
DMRC icon
78
Digimarc Corp
DMRC
$178M
$383K 0.14%
+10,000
New +$357K
WUBA
79
DELISTED
58.com Inc
WUBA
$380K 0.14%
+8,000
New +$391K
WDC icon
80
Western Digital
WDC
$150B
$263K 0.1%
5,954
– –
LDOS icon
81
Leidos
LDOS
$17.3B
$177K 0.07%
4,112
– –
PFPT
82
DELISTED
Proofpoint, Inc.
PFPT
– –
-92,403
Closed -$5.83M
GLUU
83
DELISTED
Glu Mobile Inc.
GLUU
– –
-300,000
Closed -$654K
PLPM
84
DELISTED
Planet Payment, Inc
PLPM
– –
-882,000
Closed -$3.95M
CCIH
85
DELISTED
Chinacache International Holdings Ltd
CCIH
– –
-100,000
Closed -$644K
1 2 3
4

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Herald Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Herald Investment Management held 85 positions worth $270M, up 13% from $239M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Herald Investment Management's Q3 2016 filing shows 6 new, 3 increased, 4 reduced and 4 closed positions. Its largest new stake was Kornit Digital: 200,000 shares worth $1.88M. The largest sale was Proofpoint, Inc., an estimated $5.83M.

By sector, the portfolio is most concentrated in Technology at 75% of assets, up from 75% a quarter earlier, followed by Industrials and Communication Services.

  • Herald Investment Management's largest Q3 2016 buy was Kornit Digital: 200,000 shares worth $1.88M.
  • Herald Investment Management added most to Radware in Q3 2016, an estimated $1.3M increase.
  • Herald Investment Management's biggest Q3 2016 reduction was 8x8 Inc, cutting an estimated $1.42M.
  • Herald Investment Management fully exited Proofpoint, Inc. in Q3 2016, selling an estimated $5.83M.
  • Herald Investment Management's ten largest holdings make up 40% of its $270M portfolio in Q3 2016.
  • Herald Investment Management opened 6 new positions and closed 4 in Q3 2016.
  • Herald Investment Management's portfolio value rose 13% quarter-over-quarter to $270M.

Based on Herald Investment Management's 13F filing for Q3 2016, filed 14 Nov 2016.