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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
-0.74%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$231M
AUM Growth
-$38.5M
Cap. Flow
-$27.9M
Cap. Flow %
-12.08%
Top 10 Hldgs %
44.65%
Holding
87
New
6
Increased
4
Reduced
7
Closed
6

Top Buys

Rank Stock Value
1
ASUR icon
Asure Software
ASUR
+$625K
2
ULTI
Ultimate Software Group Inc
ULTI
+$601K
3
VRNS icon
Varonis Systems
VRNS
+$571K
4
NPTN
NEOPHOTONICS CORP
NPTN
+$533K
5
CTXS
Citrix Systems Inc
CTXS
+$512K

Top Sells

Rank Stock Value
1
AVG
AVG Technologies N.V.
AVG
+$7.51M
2
CAVM
Cavium, Inc.
CAVM
+$5.82M
3
EPIQ
EPIQ SYSTEMS INC
EPIQ
+$4.95M
4
APIC
Apigee Corporation Common Stock
APIC
+$4.74M
5
SIMO icon
Silicon Motion
SIMO
+$2.28M

Sector Composition

Rank Sector Weight
1 Technology 75.97%
2 Industrials 5.37%
3 Communication Services 2.15%
4 Consumer Discretionary 1.66%
5 Consumer Staples 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEYW
51
DELISTED
The KEYW Holding Corporation
KEYW
$1.18M 0.51%
100,000
– –
LTRX icon
52
Lantronix
LTRX
$266M
$1.17M 0.51%
706,425
– –
XLNX
53
DELISTED
Xilinx Inc
XLNX
$1.15M 0.5%
19,000
– –
FFIV icon
54
F5
FFIV
$22.7B
$1.08M 0.47%
7,500
– –
NVDQ
55
DELISTED
Novadaq Technologies Inc.
NVDQ
$1.08M 0.47%
152,623
– –
AKAM icon
56
Akamai
AKAM
$15.9B
$1.01M 0.44%
15,200
-5,000
-25% -$318K
RAMP icon
57
LiveRamp
RAMP
$2.3B
$911K 0.39%
34,000
– –
SPRT
58
DELISTED
support.com, Inc.
SPRT
$850K 0.37%
333,333
– –
TNGO
59
DELISTED
Tangoe, Inc.
TNGO
$787K 0.34%
100,000
– –
TER icon
60
Teradyne
TER
$59.3B
$711K 0.31%
28,000
– –
ANET icon
61
Arista Networks
ANET
$238B
$701K 0.3%
116,000
– –
ASUR icon
62
Asure Software
ASUR
$250M
$680K 0.29%
+80,000
New +$625K
MU icon
63
Micron Technology
MU
$991B
$679K 0.29%
31,000
-12,000
-28% -$225K
QCOM icon
64
Qualcomm
QCOM
$176B
$665K 0.29%
10,200
– –
CDNS icon
65
Cadence Design Systems
CDNS
$93.4B
$630K 0.27%
25,000
– –
TISA
66
DELISTED
TOP Image Systems Ltd
TISA
$605K 0.26%
500,000
– –
PXLW icon
67
Pixelworks
PXLW
$41.6M
$556K 0.24%
16,667
– –
ULTI
68
DELISTED
Ultimate Software Group Inc
ULTI
$547K 0.24%
+3,000
New +$601K
TSM icon
69
TSMC
TSM
$2.18T
$546K 0.24%
19,000
– –
CTXS
70
DELISTED
Citrix Systems Inc
CTXS
$526K 0.23%
+7,409
New +$512K
VNET
71
VNET Group
VNET
$2.09B
$454K 0.2%
65,000
– –
SSNC icon
72
SS&C Technologies
SSNC
$18.6B
$429K 0.19%
+15,000
New +$465K
PRSO icon
73
Peraso
PRSO
$11.3M
$395K 0.17%
215
– –
TEAM icon
74
Atlassian
TEAM
$37.8B
$361K 0.16%
+15,000
New +$405K
BABA icon
75
Alibaba
BABA
$308B
$333K 0.14%
3,800
– –
1 2
3
4

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TWP
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CT
Colonial Trust Spartanburg, South Carolina $735M AUM 18% 1-Year Est. Return
SI
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HCP
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GFI
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IA
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KAM
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Herald Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Herald Investment Management held 87 positions worth $231M, down 14% from $270M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Herald Investment Management withdrew a net $27.9M in Q4 2016, closing 6 positions and reducing 7 holdings. Its most notable exit was AVG Technologies N.V., an estimated $7.51M position sold in full.

By sector, the portfolio is most concentrated in Technology at 76% of assets, up from 75% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Herald Investment Management opened a new position in Asure Software worth $680K.

  • Herald Investment Management's largest Q4 2016 buy was Asure Software: 80,000 shares worth $680K.
  • Herald Investment Management added most to Varonis Systems in Q4 2016, an estimated $571K increase.
  • Herald Investment Management's biggest Q4 2016 reduction was Silicon Motion, cutting an estimated $2.28M.
  • Herald Investment Management fully exited AVG Technologies N.V. in Q4 2016, selling an estimated $7.51M.
  • Herald Investment Management's ten largest holdings make up 45% of its $231M portfolio in Q4 2016.
  • Herald Investment Management opened 6 new positions and closed 6 in Q4 2016.
  • Herald Investment Management's portfolio value fell 14% quarter-over-quarter to $231M.

Based on Herald Investment Management's 13F filing for Q4 2016, filed 13 Feb 2017.