HIM

Herald Investment Management Portfolio holdings

AUM $674M
This Quarter Return
-0.74%
1 Year Return
+37.03%
3 Year Return
+258.57%
5 Year Return
+415.7%
10 Year Return
+2,221.51%
AUM
$231M
AUM Growth
+$231M
Cap. Flow
-$27.8M
Cap. Flow %
-12.04%
Top 10 Hldgs %
44.65%
Holding
87
New
6
Increased
4
Reduced
7
Closed
6

Top Buys

1
ASUR icon
Asure Software
ASUR
$680K
2
ULTI
Ultimate Software Group Inc
ULTI
$547K
3
VRNS icon
Varonis Systems
VRNS
$535K
4
CTXS
Citrix Systems Inc
CTXS
$526K
5
RSYS
Radisys Corp
RSYS
$442K

Top Sells

1
AVG
AVG Technologies N.V.
AVG
$7.51M
2
CAVM
Cavium, Inc.
CAVM
$5.82M
3
EPIQ
EPIQ SYSTEMS INC
EPIQ
$4.95M
4
APIC
Apigee Corporation Common Stock
APIC
$4.74M
5
POWI icon
Power Integrations
POWI
$2.21M

Sector Composition

1 Technology 75.97%
2 Industrials 5.37%
3 Communication Services 2.15%
4 Consumer Discretionary 1.66%
5 Consumer Staples 1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OSPN icon
26
OneSpan
OSPN
$580M
$2.72M 1.18%
200,000
– –
HYGS
27
DELISTED
Hydrogenics Corp
HYGS
$2.62M 1.13%
610,000
– –
KRNT icon
28
Kornit Digital
KRNT
$648M
$2.53M 1.09%
200,000
– –
DL
29
DELISTED
China Distance Education Holdings Limited
DL
$2.31M 1%
206,473
– –
VRNS icon
30
Varonis Systems
VRNS
$6.21B
$2.27M 0.98%
255,000
+60,000
+31% +$535K
WATT icon
31
Energous
WATT
$10.4M
$2.11M 0.91%
208
– –
SILC icon
32
Silicom
SILC
$91.9M
$2.05M 0.89%
50,000
– –
AAPL icon
33
Apple
AAPL
$3.54T
$2.04M 0.88%
70,540
– –
RSYS
34
DELISTED
Radisys Corp
RSYS
$2.01M 0.87%
455,500
+100,000
+28% +$442K
IMPV
35
DELISTED
Imperva, Inc.
IMPV
$1.92M 0.83%
50,000
– –
BITA
36
DELISTED
Bitauto Holdings Limited
BITA
$1.89M 0.82%
100,000
– –
LPSN icon
37
LivePerson
LPSN
$86M
$1.89M 0.82%
250,000
– –
ATTU
38
DELISTED
Attunity Ltd
ATTU
$1.75M 0.76%
294,200
– –
ZPIN
39
DELISTED
Zhaopin Limited
ZPIN
$1.74M 0.75%
115,000
– –
EPAY
40
DELISTED
Bottomline Technologies Inc
EPAY
$1.68M 0.72%
67,000
– –
RNG icon
41
RingCentral
RNG
$2.74B
$1.55M 0.67%
75,000
-25,000
-25% -$515K
NPTN
42
DELISTED
NEOPHOTONICS CORP
NPTN
$1.51M 0.65%
140,000
+40,000
+40% +$432K
AMZN icon
43
Amazon
AMZN
$2.41T
$1.5M 0.65%
40,000
– –
SFE
44
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.49M 0.65%
111,000
+5,000
+5% +$67.2K
GUID
45
DELISTED
Guidance Software, Inc.
GUID
$1.41M 0.61%
200,000
– –
IMOS
46
ChipMOS TECHNOLOGIES
IMOS
$598M
$1.39M 0.6%
83,395
-11,896
-12% -$198K
INTC icon
47
Intel
INTC
$105B
$1.38M 0.6%
38,000
– –
MSFT icon
48
Microsoft
MSFT
$3.76T
$1.31M 0.56%
21,000
– –
GOOGL icon
49
Alphabet (Google) Class A
GOOGL
$2.79T
$1.28M 0.56%
32,400
– –
CKP
50
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.25M 0.54%
14,750
– –
1
2
3 4