We are live on ! Find out more
GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
+3.3%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$126M
AUM Growth
-$6.21M
Cap. Flow
-$10M
Cap. Flow %
-7.92%
Top 10 Hldgs %
77.3%
Holding
49
New
3
Increased
5
Reduced
28
Closed
8

Top Buys

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$1.24M
2
NVEC icon
NVE Corp
NVEC
+$337K
3
OKE icon
Oneok
OKE
+$288K
4
CGBD icon
Carlyle Secured Lending
CGBD
+$235K
5
ABBV icon
AbbVie
ABBV
+$214K

Top Sells

Rank Stock Value
1
ALSN icon
Allison Transmission
ALSN
+$2.62M
2
TROW icon
T. Rowe Price
TROW
+$2.33M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.13M
4
ARCC icon
Ares Capital
ARCC
+$1.03M
5
FSK icon
FS KKR Capital
FSK
+$728K

Sector Composition

Rank Sector Weight
1 Financials 66.85%
2 Energy 19.97%
3 Real Estate 3.17%
4 Technology 3.15%
5 Industrials 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRIN icon
1
Trinity Capital Inc.
TRIN
$1.67B
$16.7M 13.21%
1,198,054
-17,794
-1% -$258K
OCSL icon
2
Oaktree Specialty Lending
OCSL
$1.12B
$16.4M 13%
815,871
-56,415
-6% -$1.13M
DMLP icon
3
Dorchester Minerals
DMLP
$1.25B
$14.4M 11.39%
495,124
-7,450
-1% -$222K
TSLX icon
4
Sixth Street Specialty
TSLX
$1.78B
$11.9M 9.42%
581,873
-17,835
-3% -$356K
XOM icon
5
ExxonMobil
XOM
$642B
$10.6M 8.36%
89,739
– –
ARCC icon
6
Ares Capital
ARCC
$14.1B
$8.17M 6.47%
419,708
-53,345
-11% -$1.03M
GSBD icon
7
Goldman Sachs BDC
GSBD
$1.02B
$6M 4.75%
412,046
-15,645
-4% -$225K
BANX
8
ArrowMark Financial
BANX
$197M
$5.62M 4.45%
321,466
-6,140
-2% -$104K
MPV
9
Barings Participation Investors
MPV
$177M
$5.37M 4.25%
399,695
-7,739
-2% -$104K
FSK icon
10
FS KKR Capital
FSK
$3.28B
$2.53M 2.01%
128,601
-36,398
-22% -$728K
AAPL icon
11
Apple
AAPL
$4.56T
$2.42M 1.92%
14,158
-700
-5% -$128K
ACRE
12
Ares Commercial Real Estate
ACRE
$261M
$2.36M 1.87%
248,090
-10,085
-4% -$104K
MAIN icon
13
Main Street Capital
MAIN
$5.28B
$1.81M 1.43%
44,589
+1,540
+4% +$62.8K
EQH icon
14
Equitable Holdings
EQH
$14.2B
$1.77M 1.4%
62,373
-2,185
-3% -$61.7K
NTIP icon
15
Network-1 Technologies
NTIP
$37M
$1.7M 1.35%
727,348
-8,630
-1% -$19.7K
CGBD icon
16
Carlyle Secured Lending
CGBD
$741M
$1.69M 1.34%
116,718
+15,715
+16% +$235K
CFG icon
17
Citizens Financial Group
CFG
$30.5B
$1.68M 1.33%
62,838
-3,575
-5% -$102K
FFNW
18
DELISTED
First Financial Northwest, Inc
FFNW
$1.54M 1.22%
120,902
-8,244
-6% -$99.9K
RWAY icon
19
Runway Growth Finance
RWAY
$254M
$1.48M 1.17%
115,202
-3,800
-3% -$48.9K
MCI
20
Barings Corporate Investors
MCI
$343M
$1.34M 1.06%
84,172
+1,560
+2% +$23.9K
NVEC icon
21
NVE Corp
NVEC
$626M
$1.3M 1.03%
15,809
+4,008
+34% +$337K
OBDC icon
22
Blue Owl Capital
OBDC
$5.58B
$1.24M 0.98%
+89,690
New +$1.24M
TRTX
23
TPG RE Finance Trust
TRTX
$606M
$902K 0.71%
134,100
-31,825
-19% -$231K
FRAF icon
24
Franklin Financial Services
FRAF
$283M
$826K 0.65%
28,987
-1,592
-5% -$46.1K
ACT icon
25
Enact Holdings
ACT
$6.79B
$802K 0.64%
29,464
+7,569
+35% +$210K
1
2

Similar funds

YSP
Yarra Square Partners New York $111M AUM 41.61% 1-Year Est. Return
FWM
FMFE Wealth Management Syracuse, New York $108M AUM
EL
EMFO LLC Weston, Florida $112M AUM 18.79% 1-Year Est. Return
CH
CVI Holdings Wilmington, Delaware $116M AUM 5.68% 1-Year Est. Return
CPG
Custom Portfolio Group Englewood, Colorado $127M AUM
WCM
Windham Capital Management Boston, Massachusetts $128M AUM 12.44% 1-Year Est. Return
ETIA
Epic Trust Investment Advisors Richland, Washington $90.8M AUM 22.03% 1-Year Est. Return
IFA
Invus Financial Advisors New York $89.2M AUM 10.79% 1-Year Est. Return

Greenwich Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Greenwich Investment Management held 49 positions worth $126M, down 4.7% from $132M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Greenwich Investment Management withdrew a net $10M in Q3 2023, closing 8 positions and reducing 28 holdings. Its most notable exit was Allison Transmission, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 67% of assets, up from 65% a quarter earlier, followed by Energy and Real Estate.

Against the trend, Greenwich Investment Management opened a new position in Blue Owl Capital worth $1.24M.

  • Greenwich Investment Management's largest Q3 2023 buy was Blue Owl Capital: 89,690 shares worth $1.24M.
  • Greenwich Investment Management added most to NVE Corp in Q3 2023, an estimated $337K increase.
  • Greenwich Investment Management's biggest Q3 2023 reduction was Oaktree Specialty Lending, cutting an estimated $1.13M.
  • Greenwich Investment Management fully exited Allison Transmission in Q3 2023, selling an estimated $2.62M.
  • Greenwich Investment Management's ten largest holdings make up 77% of its $126M portfolio in Q3 2023.
  • Greenwich Investment Management opened 3 new positions and closed 8 in Q3 2023.
  • Greenwich Investment Management's portfolio value fell 4.7% quarter-over-quarter to $126M.

Based on Greenwich Investment Management's 13F filing for Q3 2023, filed 16 Nov 2023.