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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
+0.42%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$77.7M
AUM Growth
-$7.89M
Cap. Flow
-$7.87M
Cap. Flow %
-10.13%
Top 10 Hldgs %
55.5%
Holding
54
New
4
Increased
21
Reduced
14
Closed
4

Top Buys

Rank Stock Value
1
NUV icon
Nuveen Municipal Value Fund
NUV
+$965K
2
XOM icon
ExxonMobil
XOM
+$504K
3
BANX
ArrowMark Financial
BANX
+$496K
4
NGL icon
NGL Energy Partners
NGL
+$471K
5
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$271K

Top Sells

Rank Stock Value
1
TROW icon
T. Rowe Price
TROW
+$5.17M
2
ARCC icon
Ares Capital
ARCC
+$4.53M
3
PFSI icon
PennyMac Financial
PFSI
+$1.53M
4
MAIN icon
Main Street Capital
MAIN
+$234K
5
AAPL icon
Apple
AAPL
+$215K

Sector Composition

Rank Sector Weight
1 Financials 46.95%
2 Real Estate 33.96%
3 Energy 4.65%
4 Industrials 2.56%
5 Healthcare 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMT
1
PennyMac Mortgage Investment
PMT
$812M
$6.26M 8.06%
360,056
+220
+0.1% +$3.83K
OCSL icon
2
Oaktree Specialty Lending
OCSL
$1.03B
$5.19M 6.67%
316,104
+4,412
+1% +$70.4K
CBL
3
DELISTED
CBL& Associates Properties, Inc.
CBL
$4.83M 6.22%
576,001
+8,450
+1% +$71.7K
STWD icon
4
Starwood Property Trust
STWD
$6.02B
$4.55M 5.85%
209,420
+625
+0.3% +$13.8K
MAIN icon
5
Main Street Capital
MAIN
$5.06B
$4.32M 5.56%
108,689
-5,945
-5% -$234K
PNNT
6
Pennant Park Investment Corp
PNNT
$217M
$3.98M 5.13%
530,506
-5,600
-1% -$42.1K
MFIC icon
7
MidCap Financial Investment
MFIC
$796M
$3.69M 4.74%
201,042
+3,942
+2% +$73.3K
ARCC icon
8
Ares Capital
ARCC
$13.5B
$3.62M 4.66%
220,813
-279,754
-56% -$4.53M
OHI icon
9
Omega Healthcare
OHI
$15B
$3.55M 4.57%
111,269
+1,475
+1% +$47.3K
BANX
10
ArrowMark Financial
BANX
$196M
$3.15M 4.05%
152,496
+24,355
+19% +$496K
PFLT icon
11
PennantPark Floating Rate Capital
PFLT
$696M
$2.68M 3.45%
185,354
+19,013
+11% +$271K
TSLX icon
12
Sixth Street Specialty
TSLX
$1.64B
$2.57M 3.3%
122,400
+9,650
+9% +$200K
APO icon
13
Apollo Global Management
APO
$69.3B
$2.51M 3.22%
83,253
+2,135
+3% +$61.5K
OCSI
14
DELISTED
Oaktree Strategic Income Corporation
OCSI
$2.25M 2.9%
256,125
+9,150
+4% +$79K
APLE icon
15
Apple Hospitality REIT
APLE
$3.92B
$2.2M 2.83%
116,176
-875
-0.7% -$16K
GEO icon
16
The GEO Group
GEO
$4.1B
$1.99M 2.56%
73,993
-450
-0.6% -$12.4K
BBDC icon
17
Barings BDC
BBDC
$865M
$1.8M 2.32%
126,368
+1,770
+1% +$26.7K
TIER
18
DELISTED
TIER REIT, Inc.
TIER
$1.66M 2.14%
86,225
+3,925
+5% +$72.2K
MPV
19
Barings Participation Investors
MPV
$174M
$1.38M 1.77%
95,385
-200
-0.2% -$2.88K
DEA
20
Easterly Government Properties
DEA
$1.15B
$1.35M 1.74%
26,170
+110
+0.4% +$5.53K
NGL icon
21
NGL Energy Partners
NGL
$2.01B
$1.34M 1.72%
115,805
+42,595
+58% +$471K
XOM icon
22
ExxonMobil
XOM
$651B
$1.31M 1.68%
15,971
+6,350
+66% +$504K
ARES icon
23
Ares Management
ARES
$28B
$1.18M 1.52%
63,466
+3,525
+6% +$64.2K
EFC
24
Ellington Financial
EFC
$1.69B
$1.12M 1.44%
70,838
-8,410
-11% -$134K
NUV icon
25
Nuveen Municipal Value Fund
NUV
$1.92B
$970K 1.25%
+94,749
New +$965K
1
2 3

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Greenwich Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Greenwich Investment Management held 54 positions worth $77.7M, down 9.2% from $85.6M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Greenwich Investment Management withdrew a net $7.87M in Q3 2017, closing 4 positions and reducing 14 holdings. Its most notable exit was T. Rowe Price, an estimated $5.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, down from 53% a quarter earlier, followed by Real Estate and Energy.

Against the trend, Greenwich Investment Management opened a new position in Nuveen Municipal Value Fund worth $970K.

  • Greenwich Investment Management's largest Q3 2017 buy was Nuveen Municipal Value Fund: 94,749 shares worth $970K.
  • Greenwich Investment Management added most to ExxonMobil in Q3 2017, an estimated $504K increase.
  • Greenwich Investment Management's biggest Q3 2017 reduction was Ares Capital, cutting an estimated $4.53M.
  • Greenwich Investment Management fully exited T. Rowe Price in Q3 2017, selling an estimated $5.17M.
  • Greenwich Investment Management's ten largest holdings make up 56% of its $77.7M portfolio in Q3 2017.
  • Greenwich Investment Management opened 4 new positions and closed 4 in Q3 2017.
  • Greenwich Investment Management's portfolio value fell 9.2% quarter-over-quarter to $77.7M.

Based on Greenwich Investment Management's 13F filing for Q3 2017, filed 14 Nov 2017.