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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
-10.83%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$94.1M
AUM Growth
-$15.2M
Cap. Flow
-$2.58M
Cap. Flow %
-2.75%
Top 10 Hldgs %
63.66%
Holding
53
New
4
Increased
12
Reduced
31
Closed
5

Top Buys

Rank Stock Value
1
DFT
DuPont Fabros Technology Inc.
DFT
+$985K
2
CBL
CBL& Associates Properties, Inc.
CBL
+$501K
3
PNNT
Pennant Park Investment Corp
PNNT
+$384K
4
EWBC icon
East-West Bancorp
EWBC
+$330K
5
GSBD icon
Goldman Sachs BDC
GSBD
+$281K

Top Sells

Rank Stock Value
1
STWD icon
Starwood Property Trust
STWD
+$785K
2
BBDC icon
Barings BDC
BBDC
+$430K
3
BEN icon
Franklin Resources
BEN
+$397K
4
EFC
Ellington Financial
EFC
+$389K
5
TD icon
Toronto Dominion Bank
TD
+$369K

Sector Composition

Rank Sector Weight
1 Financials 39.08%
2 Real Estate 39%
3 Energy 7.86%
4 Industrials 1.07%
5 Materials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFC
1
Ellington Financial
EFC
$1.67B
$11.4M 12.1%
636,623
-21,185
-3% -$389K
PMT
2
PennyMac Mortgage Investment
PMT
$822M
$8.89M 9.45%
574,555
-11,070
-2% -$182K
STWD icon
3
Starwood Property Trust
STWD
$5.92B
$7.45M 7.92%
362,965
-36,245
-9% -$785K
ARCC icon
4
Ares Capital
ARCC
$13.5B
$5.91M 6.28%
408,019
+12,275
+3% +$193K
TROW icon
5
T. Rowe Price
TROW
$23.9B
$5.7M 6.05%
81,948
-197
-0.2% -$14.6K
MAIN icon
6
Main Street Capital
MAIN
$5.06B
$5.42M 5.77%
203,451
-6,235
-3% -$184K
OHI icon
7
Omega Healthcare
OHI
$15.1B
$4.2M 4.47%
119,604
-1,600
-1% -$56.2K
OAK
8
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$4.13M 4.39%
83,502
-3,800
-4% -$201K
AB icon
9
AllianceBernstein
AB
$3.43B
$3.73M 3.97%
140,400
-2,450
-2% -$67.2K
CBL
10
DELISTED
CBL& Associates Properties, Inc.
CBL
$3.07M 3.26%
223,047
+32,285
+17% +$501K
WHG icon
11
Westwood Holdings Group
WHG
$182M
$2.66M 2.82%
48,870
-340
-0.7% -$19.4K
BBDC icon
12
Barings BDC
BBDC
$864M
$2.24M 2.38%
135,836
-21,295
-14% -$430K
TD icon
13
Toronto Dominion Bank
TD
$198B
$2.16M 2.3%
54,865
-9,275
-14% -$369K
PNNT
14
Pennant Park Investment Corp
PNNT
$215M
$2.09M 2.23%
323,575
+49,890
+18% +$384K
GLP icon
15
Global Partners
GLP
$1.68B
$1.93M 2.05%
68,025
-10,310
-13% -$329K
MPV
16
Barings Participation Investors
MPV
$175M
$1.77M 1.88%
133,818
-3,250
-2% -$41.9K
GS icon
17
Goldman Sachs
GS
$300B
$1.49M 1.59%
8,594
+780
+10% +$153K
PFSI icon
18
PennyMac Financial
PFSI
$3.92B
$1.49M 1.58%
92,858
-9,750
-10% -$169K
XOM icon
19
ExxonMobil
XOM
$644B
$1.42M 1.51%
19,064
+85
+0.4% +$6.55K
DFT
20
DELISTED
DuPont Fabros Technology Inc.
DFT
$1.4M 1.49%
54,045
+34,680
+179% +$985K
CYS
21
DELISTED
CYS Investments Inc.
CYS
$1.25M 1.33%
172,625
-1,150
-0.7% -$8.89K
NGL icon
22
NGL Energy Partners
NGL
$2.05B
$1.18M 1.25%
58,895
-9,860
-14% -$251K
APO icon
23
Apollo Global Management
APO
$72.4B
$1.06M 1.13%
61,870
-7,180
-10% -$143K
OKE icon
24
Oneok
OKE
$57.2B
$1.05M 1.12%
32,615
-930
-3% -$34K
GEO icon
25
The GEO Group
GEO
$4.13B
$1.01M 1.07%
51,038
-11,415
-18% -$252K
1
2 3

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Greenwich Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Greenwich Investment Management held 53 positions worth $94.1M, down 14% from $109M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Greenwich Investment Management's Q3 2015 filing shows 4 new, 12 increased, 31 reduced and 5 closed positions. Its largest new stake was East-West Bancorp: 7,800 shares worth $299K. The largest sale was Starwood Property Trust, an estimated $785K.

By sector, the portfolio is most concentrated in Financials at 39% of assets, down from 40% a quarter earlier, followed by Real Estate and Energy.

  • Greenwich Investment Management's largest Q3 2015 buy was East-West Bancorp: 7,800 shares worth $299K.
  • Greenwich Investment Management added most to DuPont Fabros Technology Inc. in Q3 2015, an estimated $985K increase.
  • Greenwich Investment Management's biggest Q3 2015 reduction was Starwood Property Trust, cutting an estimated $785K.
  • Greenwich Investment Management fully exited Franklin Resources in Q3 2015, selling an estimated $397K.
  • Greenwich Investment Management's ten largest holdings make up 64% of its $94.1M portfolio in Q3 2015.
  • Greenwich Investment Management opened 4 new positions and closed 5 in Q3 2015.
  • Greenwich Investment Management's portfolio value fell 14% quarter-over-quarter to $94.1M.

Based on Greenwich Investment Management's 13F filing for Q3 2015, filed 13 Nov 2015.