We are live on ! Find out more
GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
+4.97%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$104M
AUM Growth
+$8.8M
Cap. Flow
+$4.57M
Cap. Flow %
4.41%
Top 10 Hldgs %
56.07%
Holding
63
New
6
Increased
10
Reduced
34
Closed
3

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$5.09M
2
CXW icon
CoreCivic
CXW
+$3.41M
3
IVZ icon
Invesco
IVZ
+$1.94M
4
PMT
PennyMac Mortgage Investment
PMT
+$1.66M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$698K

Top Sells

Rank Stock Value
1
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$2.12M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$2.05M
3
FUN icon
Cedar Fair
FUN
+$960K
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$712K
5
MAIN icon
Main Street Capital
MAIN
+$621K

Sector Composition

Rank Sector Weight
1 Financials 52.57%
2 Real Estate 14.77%
3 Industrials 4.17%
4 Energy 2.07%
5 Healthcare 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARES icon
1
Ares Management
ARES
$28.9B
$11.3M 10.94%
317,806
-16,870
-5% -$524K
ARCC icon
2
Ares Capital
ARCC
$13.5B
$7.86M 7.58%
421,465
+5,210
+1% +$96.7K
OCSL icon
3
Oaktree Specialty Lending
OCSL
$1.02B
$6.79M 6.56%
414,856
+3,008
+0.7% +$47.4K
SUB icon
4
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$5.67M 5.47%
53,125
+47,750
+888% +$5.09M
MUB icon
5
iShares National Muni Bond ETF
MUB
$45.1B
$5.33M 5.14%
46,746
-17,976
-28% -$2.05M
OCSI
6
DELISTED
Oaktree Strategic Income Corporation
OCSI
$4.91M 4.74%
599,799
-4,745
-0.8% -$38.8K
TSLX icon
7
Sixth Street Specialty
TSLX
$1.63B
$4.81M 4.64%
223,883
-9,535
-4% -$203K
STWD icon
8
Starwood Property Trust
STWD
$5.92B
$3.88M 3.75%
156,177
-6,580
-4% -$161K
ACRE
9
Ares Commercial Real Estate
ACRE
$236M
$3.77M 3.64%
238,053
-20,725
-8% -$321K
CXW icon
10
CoreCivic
CXW
$2.96B
$3.75M 3.61%
+215,535
New +$3.41M
BANX
11
ArrowMark Financial
BANX
$198M
$3.57M 3.45%
160,226
-10,597
-6% -$240K
IVZ icon
12
Invesco
IVZ
$13.1B
$3.41M 3.29%
189,605
+114,005
+151% +$1.94M
PNNT
13
Pennant Park Investment Corp
PNNT
$215M
$2.94M 2.83%
449,926
-59,408
-12% -$369K
GSBD icon
14
Goldman Sachs BDC
GSBD
$969M
$2.91M 2.8%
136,610
-4,785
-3% -$98.9K
PMT
15
PennyMac Mortgage Investment
PMT
$822M
$2.73M 2.63%
122,360
+73,435
+150% +$1.66M
MPV
16
Barings Participation Investors
MPV
$175M
$2.17M 2.1%
134,692
-1,285
-0.9% -$21.1K
APAM icon
17
Artisan Partners
APAM
$2.79B
$1.9M 1.83%
58,635
-1,590
-3% -$45.9K
APLE icon
18
Apple Hospitality REIT
APLE
$3.9B
$1.64M 1.58%
100,750
-1,525
-1% -$24.7K
VTEB icon
19
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$1.5M 1.45%
28,078
-39,658
-59% -$2.12M
MAIN icon
20
Main Street Capital
MAIN
$5.06B
$1.41M 1.36%
32,717
-14,521
-31% -$621K
PFLT icon
21
PennantPark Floating Rate Capital
PFLT
$689M
$1.39M 1.34%
114,339
-5,490
-5% -$65.2K
UBS icon
22
UBS Group
UBS
$173B
$1.33M 1.28%
105,765
-9,125
-8% -$109K
MINT icon
23
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.32M 1.27%
12,995
+6,386
+97% +$649K
FSK icon
24
FS KKR Capital
FSK
$2.96B
$1.28M 1.24%
52,307
-238
-0.5% -$5.69K
FMB icon
25
First Trust Managed Municipal ETF
FMB
$2.04B
$1.28M 1.24%
23,083
-360
-2% -$20K
1
2 3

Similar funds

YSP
Yarra Square Partners New York $111M AUM 41.61% 1-Year Est. Return
FWM
FMFE Wealth Management Syracuse, New York $108M AUM
EL
EMFO LLC Weston, Florida $112M AUM 18.79% 1-Year Est. Return
CH
CVI Holdings Wilmington, Delaware $116M AUM 5.68% 1-Year Est. Return
CPG
Custom Portfolio Group Englewood, Colorado $127M AUM
WCM
Windham Capital Management Boston, Massachusetts $128M AUM 12.44% 1-Year Est. Return
ETIA
Epic Trust Investment Advisors Richland, Washington $90.8M AUM 22.03% 1-Year Est. Return
IFA
Invus Financial Advisors New York $89.2M AUM 10.79% 1-Year Est. Return

Greenwich Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Greenwich Investment Management held 63 positions worth $104M, up 9.3% from $94.8M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Greenwich Investment Management deployed $4.57M of net new capital in Q4 2019, opening 6 new positions and adding to 10 existing holdings. Its largest new stake was CoreCivic: 215,535 shares worth $3.75M.

By sector, the portfolio is most concentrated in Financials at 53% of assets, down from 54% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Vanguard Tax-Exempt Bond Index Fund, an estimated $2.12M trimmed.

  • Greenwich Investment Management's largest Q4 2019 buy was CoreCivic: 215,535 shares worth $3.75M.
  • Greenwich Investment Management added most to iShares Short-Term National Muni Bond ETF in Q4 2019, an estimated $5.09M increase.
  • Greenwich Investment Management's biggest Q4 2019 reduction was Vanguard Tax-Exempt Bond Index Fund, cutting an estimated $2.12M.
  • Greenwich Investment Management fully exited First Trust Preferred Securities and Income ETF in Q4 2019, selling an estimated $299K.
  • Greenwich Investment Management's ten largest holdings make up 56% of its $104M portfolio in Q4 2019.
  • Greenwich Investment Management opened 6 new positions and closed 3 in Q4 2019.
  • Greenwich Investment Management's portfolio value rose 9.3% quarter-over-quarter to $104M.

Based on Greenwich Investment Management's 13F filing for Q4 2019, filed 7 Feb 2020.