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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$126M
AUM Growth
-$21.4M
Cap. Flow
-$16.5M
Cap. Flow %
-13.13%
Top 10 Hldgs %
72.47%
Holding
47
New
6
Increased
11
Reduced
22
Closed
3

Top Buys

Rank Stock Value
1
GS icon
Goldman Sachs
GS
+$3.49M
2
TROW icon
T. Rowe Price
TROW
+$2.45M
3
HGT
Hugoton Royalty Trust
HGT
+$1.67M
4
CBL
CBL& Associates Properties, Inc.
CBL
+$1.35M
5
FSAM
Fifth Street Asset Management Inc. Class A
FSAM
+$951K

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$7.57M
2
KKR icon
KKR & Co
KKR
+$5.89M
3
BBDC icon
Barings BDC
BBDC
+$3.77M
4
BLK icon
Blackrock
BLK
+$2.55M
5
PFSI icon
PennyMac Financial
PFSI
+$2.15M

Sector Composition

Rank Sector Weight
1 Real Estate 40.37%
2 Financials 32.52%
3 Energy 10.47%
4 Utilities 0.91%
5 Technology 0.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMT
1
PennyMac Mortgage Investment
PMT
$817M
$17.5M 13.88%
828,392
-16,520
-2% -$356K
EFC
2
Ellington Financial
EFC
$1.67B
$14M 11.15%
702,914
-97,704
-12% -$2.11M
OAK
3
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$13.8M 10.93%
265,462
-156,866
-37% -$7.57M
STWD icon
4
Starwood Property Trust
STWD
$5.93B
$12.1M 9.61%
520,760
-3,006
-0.6% -$69.1K
TROW icon
5
T. Rowe Price
TROW
$23.9B
$7.08M 5.63%
82,510
+30,092
+57% +$2.45M
MAIN icon
6
Main Street Capital
MAIN
$5.04B
$6.79M 5.39%
232,142
-44,961
-16% -$1.39M
ARCC icon
7
Ares Capital
ARCC
$13.5B
$5.88M 4.68%
377,151
-12,003
-3% -$191K
OHI icon
8
Omega Healthcare
OHI
$15.1B
$5.31M 4.22%
135,877
+3,542
+3% +$134K
BBDC icon
9
Barings BDC
BBDC
$860M
$5.19M 4.13%
255,951
-166,575
-39% -$3.77M
GS icon
10
Goldman Sachs
GS
$301B
$3.6M 2.86%
+18,591
New +$3.49M
BEN icon
11
Franklin Resources
BEN
$17.5B
$3.13M 2.48%
56,443
+6,048
+12% +$334K
TD icon
12
Toronto Dominion Bank
TD
$199B
$2.77M 2.2%
58,094
-5,671
-9% -$274K
APO icon
13
Apollo Global Management
APO
$71.7B
$2.57M 2.04%
108,830
+845
+0.8% +$19.5K
GLP icon
14
Global Partners
GLP
$1.69B
$2.06M 1.63%
62,376
+2,706
+5% +$105K
XOM icon
15
ExxonMobil
XOM
$640B
$1.81M 1.43%
19,544
– –
HGT
16
DELISTED
Hugoton Royalty Trust
HGT
$1.8M 1.43%
212,506
+187,981
+766% +$1.67M
NGL icon
17
NGL Energy Partners
NGL
$2.04B
$1.73M 1.37%
61,810
-3,980
-6% -$131K
MPV
18
Barings Participation Investors
MPV
$175M
$1.58M 1.26%
119,462
-3,513
-3% -$47.4K
WMB icon
19
Williams Companies
WMB
$87.6B
$1.52M 1.21%
33,774
-619
-2% -$31.6K
WHG icon
20
Westwood Holdings Group
WHG
$180M
$1.46M 1.16%
23,586
+7,725
+49% +$469K
CBL
21
DELISTED
CBL& Associates Properties, Inc.
CBL
$1.4M 1.11%
+71,927
New +$1.35M
RRMS
22
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
$1.32M 1.05%
29,028
-560
-2% -$29K
CWEN icon
23
Clearway Energy Class C
CWEN
$4.95B
$1.14M 0.91%
48,414
-2,856
-6% -$66.3K
WPZ
24
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$1.08M 0.86%
25,702
-1,305
-5% -$61.4K
FSAM
25
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$956K 0.76%
+68,577
New +$951K
1
2

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CH
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CPG
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WCM
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IFA
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Greenwich Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Greenwich Investment Management held 47 positions worth $126M, down 15% from $147M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Greenwich Investment Management withdrew a net $16.5M in Q4 2014, closing 3 positions and reducing 22 holdings. Its most notable exit was KKR & Co, an estimated $5.89M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 40% of assets, up from 36% a quarter earlier, followed by Financials and Energy.

Against the trend, Greenwich Investment Management opened a new position in Goldman Sachs worth $3.6M.

  • Greenwich Investment Management's largest Q4 2014 buy was Goldman Sachs: 18,591 shares worth $3.6M.
  • Greenwich Investment Management added most to T. Rowe Price in Q4 2014, an estimated $2.45M increase.
  • Greenwich Investment Management's biggest Q4 2014 reduction was OAKTREE CAPITAL GROUP, LLC, cutting an estimated $7.57M.
  • Greenwich Investment Management fully exited KKR & Co in Q4 2014, selling an estimated $5.89M.
  • Greenwich Investment Management's ten largest holdings make up 72% of its $126M portfolio in Q4 2014.
  • Greenwich Investment Management opened 6 new positions and closed 3 in Q4 2014.
  • Greenwich Investment Management's portfolio value fell 15% quarter-over-quarter to $126M.

Based on Greenwich Investment Management's 13F filing for Q4 2014, filed 13 Feb 2015.