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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$94.8M
AUM Growth
-$7.6M
Cap. Flow
-$9.35M
Cap. Flow %
-9.85%
Top 10 Hldgs %
58.72%
Holding
67
New
4
Increased
11
Reduced
32
Closed
10

Top Buys

Rank Stock Value
1
IVZ icon
Invesco
IVZ
+$1.33M
2
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.09M
3
PMT
PennyMac Mortgage Investment
PMT
+$1.08M
4
ARES icon
Ares Management
ARES
+$741K
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$672K

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$2.64M
2
NDAQ icon
Nasdaq
NDAQ
+$2.11M
3
HTGC icon
Hercules Capital
HTGC
+$1.5M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.31M
5
DEA
Easterly Government Properties
DEA
+$1.2M

Sector Composition

Rank Sector Weight
1 Financials 53.66%
2 Real Estate 14.86%
3 Energy 2.1%
4 Consumer Discretionary 1.33%
5 Industrials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARES icon
1
Ares Management
ARES
$28.9B
$8.97M 9.46%
334,676
+25,900
+8% +$741K
ARCC icon
2
Ares Capital
ARCC
$13.5B
$7.76M 8.18%
416,255
+27,965
+7% +$519K
MUB icon
3
iShares National Muni Bond ETF
MUB
$45.1B
$7.38M 7.79%
64,722
-1,309
-2% -$149K
OCSL icon
4
Oaktree Specialty Lending
OCSL
$1.02B
$6.4M 6.75%
411,848
+4,709
+1% +$74.1K
OCSI
5
DELISTED
Oaktree Strategic Income Corporation
OCSI
$4.99M 5.26%
604,544
-33,950
-5% -$280K
TSLX icon
6
Sixth Street Specialty
TSLX
$1.63B
$4.9M 5.16%
233,418
+7,110
+3% +$144K
STWD icon
7
Starwood Property Trust
STWD
$5.92B
$3.94M 4.16%
162,757
-45,747
-22% -$1.08M
ACRE
8
Ares Commercial Real Estate
ACRE
$236M
$3.94M 4.16%
258,778
+20,200
+8% +$308K
BANX
9
ArrowMark Financial
BANX
$198M
$3.79M 3.99%
170,823
+1,655
+1% +$36.1K
VTEB icon
10
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$3.63M 3.83%
67,736
-18,510
-21% -$991K
PNNT
11
Pennant Park Investment Corp
PNNT
$215M
$3.19M 3.37%
509,334
-2,125
-0.4% -$13.6K
GSBD icon
12
Goldman Sachs BDC
GSBD
$969M
$2.84M 3%
141,395
+19,925
+16% +$398K
MPV
13
Barings Participation Investors
MPV
$175M
$2.37M 2.5%
135,977
-1,820
-1% -$30.4K
MAIN icon
14
Main Street Capital
MAIN
$5.06B
$2.04M 2.15%
47,238
-61,855
-57% -$2.64M
APAM icon
15
Artisan Partners
APAM
$2.79B
$1.7M 1.79%
60,225
-3,435
-5% -$96.1K
APLE icon
16
Apple Hospitality REIT
APLE
$3.9B
$1.7M 1.79%
102,275
-5,325
-5% -$84.3K
PFLT icon
17
PennantPark Floating Rate Capital
PFLT
$689M
$1.39M 1.47%
119,829
-24,250
-17% -$281K
FMB icon
18
First Trust Managed Municipal ETF
FMB
$2.04B
$1.3M 1.37%
23,443
+19,693
+525% +$1.09M
UBS icon
19
UBS Group
UBS
$173B
$1.3M 1.37%
114,890
-10,435
-8% -$117K
IVZ icon
20
Invesco
IVZ
$13.1B
$1.28M 1.35%
+75,600
New +$1.33M
FUN icon
21
Cedar Fair
FUN
$1.77B
$1.26M 1.33%
21,565
+2,005
+10% +$106K
FSK icon
22
FS KKR Capital
FSK
$2.96B
$1.23M 1.29%
52,545
-240
-0.5% -$5.63K
CBL
23
DELISTED
CBL& Associates Properties, Inc.
CBL
$1.21M 1.27%
933,936
+40,995
+5% +$42.8K
TURN
24
DELISTED
180 Degree Capital
TURN
$1.19M 1.25%
184,948
+1,347
+0.7% +$8.28K
SHM icon
25
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$1.14M 1.21%
23,325
-26,650
-53% -$1.31M
1
2 3

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Greenwich Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Greenwich Investment Management held 67 positions worth $94.8M, down 7.4% from $102M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Greenwich Investment Management withdrew a net $9.35M in Q3 2019, closing 10 positions and reducing 32 holdings. Its most notable exit was Nasdaq, an estimated $2.11M position sold in full.

By sector, the portfolio is most concentrated in Financials at 54% of assets, up from 52% a quarter earlier, followed by Real Estate and Energy.

Against the trend, Greenwich Investment Management opened a new position in Invesco worth $1.28M.

  • Greenwich Investment Management's largest Q3 2019 buy was Invesco: 75,600 shares worth $1.28M.
  • Greenwich Investment Management added most to First Trust Managed Municipal ETF in Q3 2019, an estimated $1.09M increase.
  • Greenwich Investment Management's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $2.64M.
  • Greenwich Investment Management fully exited Nasdaq in Q3 2019, selling an estimated $2.11M.
  • Greenwich Investment Management's ten largest holdings make up 59% of its $94.8M portfolio in Q3 2019.
  • Greenwich Investment Management opened 4 new positions and closed 10 in Q3 2019.
  • Greenwich Investment Management's portfolio value fell 7.4% quarter-over-quarter to $94.8M.

Based on Greenwich Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.