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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
+5.5%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$99.3M
AUM Growth
+$5.47M
Cap. Flow
+$3.01M
Cap. Flow %
3.03%
Top 10 Hldgs %
56.05%
Holding
59
New
5
Increased
23
Reduced
20
Closed
2

Top Buys

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$2.05M
2
CLNY
Colony Capital, Inc.
CLNY
+$1.98M
3
CBL
CBL& Associates Properties, Inc.
CBL
+$1.97M
4
CXW icon
CoreCivic
CXW
+$1.28M
5
BANX
ArrowMark Financial
BANX
+$1.24M

Top Sells

Rank Stock Value
1
EFC
Ellington Financial
EFC
+$4.54M
2
MAIN icon
Main Street Capital
MAIN
+$2.27M
3
PMT
PennyMac Mortgage Investment
PMT
+$1.68M
4
CIO
City Office REIT
CIO
+$639K
5
MPV
Barings Participation Investors
MPV
+$540K

Sector Composition

Rank Sector Weight
1 Financials 50.43%
2 Real Estate 31.22%
3 Energy 8.18%
4 Industrials 2.31%
5 Technology 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STWD icon
1
Starwood Property Trust
STWD
$5.92B
$7.9M 7.96%
350,924
+2,735
+0.8% +$60.5K
ARCC icon
2
Ares Capital
ARCC
$13.5B
$7.5M 7.55%
483,607
+13,925
+3% +$214K
PMT
3
PennyMac Mortgage Investment
PMT
$822M
$6.54M 6.58%
419,771
-107,888
-20% -$1.68M
CBL
4
DELISTED
CBL& Associates Properties, Inc.
CBL
$5.39M 5.43%
444,241
+161,455
+57% +$1.97M
TROW icon
5
T. Rowe Price
TROW
$23.9B
$5.35M 5.38%
80,426
+1,150
+1% +$80.1K
PNNT
6
Pennant Park Investment Corp
PNNT
$215M
$5.03M 5.06%
668,851
+47,550
+8% +$358K
EFC
7
Ellington Financial
EFC
$1.67B
$4.79M 4.82%
287,110
-262,677
-48% -$4.54M
MAIN icon
8
Main Street Capital
MAIN
$5.06B
$4.65M 4.68%
135,501
-67,020
-33% -$2.27M
OCSL icon
9
Oaktree Specialty Lending
OCSL
$1.02B
$4.43M 4.46%
254,322
+63,172
+33% +$1.08M
OHI icon
10
Omega Healthcare
OHI
$15.1B
$4.09M 4.12%
115,519
+1,770
+2% +$62.9K
BBDC icon
11
Barings BDC
BBDC
$864M
$3.32M 3.35%
168,726
+2,120
+1% +$41.9K
MFIC icon
12
MidCap Financial Investment
MFIC
$787M
$2.79M 2.81%
160,417
+117,109
+270% +$2.05M
PFX icon
13
PhenixFIN
PFX
$2.65M 2.67%
17,400
+8,188
+89% +$1.21M
OKE icon
14
Oneok
OKE
$57.2B
$2.64M 2.66%
51,380
-5,530
-10% -$262K
TD icon
15
Toronto Dominion Bank
TD
$198B
$2.47M 2.49%
55,660
– –
WHG icon
16
Westwood Holdings Group
WHG
$182M
$2.25M 2.27%
42,475
-3,320
-7% -$174K
CLNY
17
DELISTED
Colony Capital, Inc.
CLNY
$2.04M 2.05%
+112,010
New +$1.98M
AB icon
18
AllianceBernstein
AB
$3.43B
$1.89M 1.9%
82,945
-4,725
-5% -$107K
PFSI icon
19
PennyMac Financial
PFSI
$3.92B
$1.77M 1.79%
104,343
+775
+0.7% +$11.8K
XOM icon
20
ExxonMobil
XOM
$644B
$1.56M 1.57%
17,864
– –
APO icon
21
Apollo Global Management
APO
$72.4B
$1.45M 1.46%
80,683
+22,613
+39% +$397K
GEO icon
22
The GEO Group
GEO
$4.13B
$1.43M 1.44%
90,120
+13,500
+18% +$255K
NGL icon
23
NGL Energy Partners
NGL
$2.05B
$1.42M 1.43%
75,310
-2,600
-3% -$47.8K
MPV
24
Barings Participation Investors
MPV
$175M
$1.36M 1.37%
93,828
-35,825
-28% -$540K
BANX
25
ArrowMark Financial
BANX
$198M
$1.24M 1.24%
+66,200
New +$1.24M
1
2 3

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Greenwich Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Greenwich Investment Management held 59 positions worth $99.3M, up 5.8% from $93.9M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Greenwich Investment Management deployed $3.01M of net new capital in Q3 2016, opening 5 new positions and adding to 23 existing holdings. Its largest new stake was Colony Capital, Inc.: 112,010 shares worth $2.04M.

By sector, the portfolio is most concentrated in Financials at 50% of assets, up from 45% a quarter earlier, followed by Real Estate and Energy.

On the sell side, the largest reduction was Ellington Financial, an estimated $4.54M trimmed.

  • Greenwich Investment Management's largest Q3 2016 buy was Colony Capital, Inc.: 112,010 shares worth $2.04M.
  • Greenwich Investment Management added most to MidCap Financial Investment in Q3 2016, an estimated $2.05M increase.
  • Greenwich Investment Management's biggest Q3 2016 reduction was Ellington Financial, cutting an estimated $4.54M.
  • Greenwich Investment Management fully exited City Office REIT in Q3 2016, selling an estimated $639K.
  • Greenwich Investment Management's ten largest holdings make up 56% of its $99.3M portfolio in Q3 2016.
  • Greenwich Investment Management opened 5 new positions and closed 2 in Q3 2016.
  • Greenwich Investment Management's portfolio value rose 5.8% quarter-over-quarter to $99.3M.

Based on Greenwich Investment Management's 13F filing for Q3 2016, filed 14 Nov 2016.