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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
-4.81%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$69.8M
AUM Growth
-$7.96M
Cap. Flow
-$3.05M
Cap. Flow %
-4.37%
Top 10 Hldgs %
51.78%
Holding
57
New
7
Increased
17
Reduced
22
Closed
2

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$1.59M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$578K
3
OCSI
Oaktree Strategic Income Corporation
OCSI
+$472K
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$332K
5
ABBV icon
AbbVie
ABBV
+$212K

Top Sells

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$2.38M
2
OHI icon
Omega Healthcare
OHI
+$1.68M
3
GEO icon
The GEO Group
GEO
+$998K
4
NGL icon
NGL Energy Partners
NGL
+$555K
5
NUV icon
Nuveen Municipal Value Fund
NUV
+$332K

Sector Composition

Rank Sector Weight
1 Financials 51.43%
2 Real Estate 27.95%
3 Energy 4.84%
4 Industrials 1.26%
5 Healthcare 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
1
Oaktree Specialty Lending
OCSL
$1.03B
$4.67M 6.7%
318,665
+2,561
+0.8% +$41K
STWD icon
2
Starwood Property Trust
STWD
$6.02B
$4.4M 6.3%
205,974
-3,446
-2% -$74.7K
MAIN icon
3
Main Street Capital
MAIN
$5.06B
$4.3M 6.16%
108,243
-446
-0.4% -$18K
PNNT
4
Pennant Park Investment Corp
PNNT
$217M
$3.58M 5.12%
517,369
-13,137
-2% -$97.3K
ARCC icon
5
Ares Capital
ARCC
$13.5B
$3.48M 4.99%
221,670
+857
+0.4% +$13.9K
PMT
6
PennyMac Mortgage Investment
PMT
$812M
$3.43M 4.92%
213,579
-146,477
-41% -$2.38M
MFIC icon
7
MidCap Financial Investment
MFIC
$796M
$3.37M 4.83%
198,371
-2,671
-1% -$47.9K
BANX
8
ArrowMark Financial
BANX
$196M
$3.15M 4.52%
156,574
+4,078
+3% +$83.4K
CBL
9
DELISTED
CBL& Associates Properties, Inc.
CBL
$3.13M 4.49%
553,288
-22,713
-4% -$152K
OCSI
10
DELISTED
Oaktree Strategic Income Corporation
OCSI
$2.61M 3.74%
310,631
+54,506
+21% +$472K
APO icon
11
Apollo Global Management
APO
$69.3B
$2.6M 3.73%
77,708
-5,545
-7% -$174K
BBDC icon
12
Barings BDC
BBDC
$865M
$2.58M 3.69%
271,484
+145,116
+115% +$1.59M
PFLT icon
13
PennantPark Floating Rate Capital
PFLT
$696M
$2.55M 3.66%
186,177
+823
+0.4% +$11.6K
TSLX icon
14
Sixth Street Specialty
TSLX
$1.64B
$2.44M 3.5%
123,279
+879
+0.7% +$18K
APLE icon
15
Apple Hospitality REIT
APLE
$3.92B
$2.28M 3.27%
116,258
+82
+0.1% +$1.58K
TIER
16
DELISTED
TIER REIT, Inc.
TIER
$1.78M 2.55%
87,403
+1,178
+1% +$23.2K
DEA
17
Easterly Government Properties
DEA
$1.15B
$1.47M 2.1%
27,486
+1,316
+5% +$68.7K
OHI icon
18
Omega Healthcare
OHI
$15B
$1.46M 2.1%
53,093
-58,176
-52% -$1.68M
MPV
19
Barings Participation Investors
MPV
$174M
$1.38M 1.98%
97,892
+2,507
+3% +$36.5K
XOM icon
20
ExxonMobil
XOM
$651B
$1.33M 1.91%
15,971
– –
ARES icon
21
Ares Management
ARES
$28B
$1.11M 1.59%
55,516
-7,950
-13% -$149K
NGL icon
22
NGL Energy Partners
NGL
$2.01B
$996K 1.43%
70,946
-44,859
-39% -$555K
GSBD icon
23
Goldman Sachs BDC
GSBD
$975M
$971K 1.39%
43,805
+7,500
+21% +$166K
CONE
24
DELISTED
CyrusOne Inc Common Stock
CONE
$920K 1.32%
15,459
-361
-2% -$21.9K
EFC
25
Ellington Financial
EFC
$1.69B
$912K 1.31%
62,902
-7,936
-11% -$121K
1
2 3

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FWM
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EL
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CH
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CPG
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WCM
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ETIA
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IFA
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Greenwich Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Greenwich Investment Management held 57 positions worth $69.8M, down 10% from $77.7M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Greenwich Investment Management withdrew a net $3.05M in Q4 2017, closing 2 positions and reducing 22 holdings. Its most notable exit was Sunoco, an estimated $224K position sold in full.

By sector, the portfolio is most concentrated in Financials at 51% of assets, up from 47% a quarter earlier, followed by Real Estate and Energy.

Against the trend, Greenwich Investment Management opened a new position in First Trust Preferred Securities and Income ETF worth $575K.

  • Greenwich Investment Management's largest Q4 2017 buy was First Trust Preferred Securities and Income ETF: 28,765 shares worth $575K.
  • Greenwich Investment Management added most to Barings BDC in Q4 2017, an estimated $1.59M increase.
  • Greenwich Investment Management's biggest Q4 2017 reduction was PennyMac Mortgage Investment, cutting an estimated $2.38M.
  • Greenwich Investment Management fully exited Sunoco in Q4 2017, selling an estimated $224K.
  • Greenwich Investment Management's ten largest holdings make up 52% of its $69.8M portfolio in Q4 2017.
  • Greenwich Investment Management opened 7 new positions and closed 2 in Q4 2017.
  • Greenwich Investment Management's portfolio value fell 10% quarter-over-quarter to $69.8M.

Based on Greenwich Investment Management's 13F filing for Q4 2017, filed 14 Feb 2018.