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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$98M
AUM Growth
-$1.32M
Cap. Flow
-$3.52M
Cap. Flow %
-3.59%
Top 10 Hldgs %
54.77%
Holding
58
New
1
Increased
14
Reduced
22
Closed
8

Top Buys

Rank Stock Value
1
PFSI icon
PennyMac Financial
PFSI
+$1.03M
2
BANX
ArrowMark Financial
BANX
+$724K
3
APLE icon
Apple Hospitality REIT
APLE
+$655K
4
MFIC icon
MidCap Financial Investment
MFIC
+$630K
5
PFX icon
PhenixFIN
PFX
+$427K

Top Sells

Rank Stock Value
1
WHG icon
Westwood Holdings Group
WHG
+$1.14M
2
CXW icon
CoreCivic
CXW
+$867K
3
LOCK
LifeLock, Inc.
LOCK
+$626K
4
GS icon
Goldman Sachs
GS
+$566K
5
MAIN icon
Main Street Capital
MAIN
+$551K

Sector Composition

Rank Sector Weight
1 Financials 52.04%
2 Real Estate 29.52%
3 Energy 8.29%
4 Industrials 2.16%
5 Materials 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
1
Ares Capital
ARCC
$13.5B
$8.06M 8.22%
488,692
+5,085
+1% +$80K
STWD icon
2
Starwood Property Trust
STWD
$5.94B
$7.72M 7.88%
351,864
+940
+0.3% +$20.7K
PMT
3
PennyMac Mortgage Investment
PMT
$817M
$6.73M 6.87%
411,393
-8,378
-2% -$133K
TROW icon
4
T. Rowe Price
TROW
$24B
$5.78M 5.9%
76,788
-3,638
-5% -$258K
CBL
5
DELISTED
CBL& Associates Properties, Inc.
CBL
$4.83M 4.93%
419,841
-24,400
-5% -$283K
PNNT
6
Pennant Park Investment Corp
PNNT
$215M
$4.6M 4.69%
600,401
-68,450
-10% -$519K
MAIN icon
7
Main Street Capital
MAIN
$5.04B
$4.41M 4.5%
119,916
-15,585
-12% -$551K
OCSL icon
8
Oaktree Specialty Lending
OCSL
$1.02B
$4.07M 4.15%
252,655
-1,667
-0.7% -$27.8K
EFC
9
Ellington Financial
EFC
$1.66B
$4.04M 4.12%
260,085
-27,025
-9% -$432K
MFIC icon
10
MidCap Financial Investment
MFIC
$783M
$3.44M 3.51%
195,567
+35,150
+22% +$630K
OHI icon
11
Omega Healthcare
OHI
$15.1B
$3.43M 3.5%
109,674
-5,845
-5% -$180K
PFX icon
12
PhenixFIN
PFX
$3.03M 3.09%
20,194
+2,794
+16% +$427K
BBDC icon
13
Barings BDC
BBDC
$859M
$3.02M 3.08%
164,681
-4,045
-2% -$75.8K
PFSI icon
14
PennyMac Financial
PFSI
$3.92B
$2.75M 2.8%
164,899
+60,556
+58% +$1.03M
TD icon
15
Toronto Dominion Bank
TD
$199B
$2.69M 2.74%
54,510
-1,150
-2% -$53.8K
OKE icon
16
Oneok
OKE
$56.5B
$2.68M 2.74%
46,760
-4,620
-9% -$242K
CLNY
17
DELISTED
Colony Capital, Inc.
CLNY
$2.42M 2.46%
119,285
+7,275
+6% +$142K
GEO icon
18
The GEO Group
GEO
$4.11B
$2.12M 2.16%
88,545
-1,575
-2% -$30.7K
BANX
19
ArrowMark Financial
BANX
$197M
$1.97M 2.01%
105,391
+39,191
+59% +$724K
XOM icon
20
ExxonMobil
XOM
$638B
$1.61M 1.64%
17,864
– –
APO icon
21
Apollo Global Management
APO
$71.5B
$1.56M 1.59%
80,683
– –
NGL icon
22
NGL Energy Partners
NGL
$2.04B
$1.55M 1.59%
74,060
-1,250
-2% -$23.5K
AB icon
23
AllianceBernstein
AB
$3.44B
$1.46M 1.49%
62,104
-20,841
-25% -$470K
WHG icon
24
Westwood Holdings Group
WHG
$181M
$1.34M 1.37%
22,357
-20,118
-47% -$1.14M
MPV
25
Barings Participation Investors
MPV
$175M
$1.33M 1.36%
93,678
-150
-0.2% -$2.21K
1
2 3

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Greenwich Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Greenwich Investment Management held 58 positions worth $98M, down 1.3% from $99.3M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Greenwich Investment Management withdrew a net $3.52M in Q4 2016, closing 8 positions and reducing 22 holdings. Its most notable exit was CoreCivic, an estimated $867K position sold in full.

By sector, the portfolio is most concentrated in Financials at 52% of assets, up from 50% a quarter earlier, followed by Real Estate and Energy.

Against the trend, Greenwich Investment Management opened a new position in MALLINCKRODT PUBLIC LIMITED COMPANY worth $249K.

  • Greenwich Investment Management's largest Q4 2016 buy was MALLINCKRODT PUBLIC LIMITED COMPANY: 5,000 shares worth $249K.
  • Greenwich Investment Management added most to PennyMac Financial in Q4 2016, an estimated $1.03M increase.
  • Greenwich Investment Management's biggest Q4 2016 reduction was Westwood Holdings Group, cutting an estimated $1.14M.
  • Greenwich Investment Management fully exited CoreCivic in Q4 2016, selling an estimated $867K.
  • Greenwich Investment Management's ten largest holdings make up 55% of its $98M portfolio in Q4 2016.
  • Greenwich Investment Management opened 1 new position and closed 8 in Q4 2016.
  • Greenwich Investment Management's portfolio value fell 1.3% quarter-over-quarter to $98M.

Based on Greenwich Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.