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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
-10.63%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$81.3M
AUM Growth
-$12.7M
Cap. Flow
-$1.59M
Cap. Flow %
-1.96%
Top 10 Hldgs %
50.28%
Holding
70
New
8
Increased
12
Reduced
30
Closed
8

Top Buys

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$2.33M
2
FSK icon
FS KKR Capital
FSK
+$1.18M
3
CINF icon
Cincinnati Financial
CINF
+$935K
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$836K
5
GSBD icon
Goldman Sachs BDC
GSBD
+$684K

Top Sells

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.65M
2
APLE icon
Apple Hospitality REIT
APLE
+$1.58M
3
CCT
Corporate Capital Trust, Inc.
CCT
+$1.38M
4
BBDC icon
Barings BDC
BBDC
+$853K
5
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$392K

Sector Composition

Rank Sector Weight
1 Financials 45.04%
2 Real Estate 17.18%
3 Energy 3.59%
4 Consumer Discretionary 1.13%
5 Industrials 1.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
1
iShares National Muni Bond ETF
MUB
$45.1B
$6.1M 7.5%
55,945
+21,652
+63% +$2.33M
OCSI
2
DELISTED
Oaktree Strategic Income Corporation
OCSI
$4.57M 5.62%
589,157
-7,500
-1% -$62.2K
VTEB icon
3
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$4.49M 5.52%
87,869
+16,594
+23% +$836K
OCSL icon
4
Oaktree Specialty Lending
OCSL
$1.02B
$4.4M 5.41%
346,398
-26,338
-7% -$360K
STWD icon
5
Starwood Property Trust
STWD
$5.92B
$3.82M 4.7%
193,911
-15,065
-7% -$325K
MAIN icon
6
Main Street Capital
MAIN
$5.06B
$3.59M 4.41%
106,136
-1,475
-1% -$54.9K
ARCC icon
7
Ares Capital
ARCC
$13.5B
$3.57M 4.39%
229,094
-2,245
-1% -$37.1K
PMT
8
PennyMac Mortgage Investment
PMT
$822M
$3.52M 4.33%
189,097
+900
+0.5% +$17.9K
ARES icon
9
Ares Management
ARES
$28.9B
$3.48M 4.29%
196,028
-17,525
-8% -$367K
SHM icon
10
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$3.35M 4.12%
69,755
-34,495
-33% -$1.65M
PNNT
11
Pennant Park Investment Corp
PNNT
$215M
$3.34M 4.11%
524,169
-19,885
-4% -$141K
TSLX icon
12
Sixth Street Specialty
TSLX
$1.63B
$2.64M 3.25%
145,950
-9,765
-6% -$194K
BANX
13
ArrowMark Financial
BANX
$198M
$2.57M 3.16%
133,275
-8,060
-6% -$166K
PFLT icon
14
PennantPark Floating Rate Capital
PFLT
$689M
$1.76M 2.16%
152,089
-8,042
-5% -$102K
TIER
15
DELISTED
TIER REIT, Inc.
TIER
$1.66M 2.04%
80,572
-1,450
-2% -$32.5K
NDAQ icon
16
Nasdaq
NDAQ
$52.7B
$1.65M 2.03%
60,720
-11,910
-16% -$339K
AB icon
17
AllianceBernstein
AB
$3.43B
$1.58M 1.95%
57,915
+3,655
+7% +$105K
UBS icon
18
UBS Group
UBS
$173B
$1.53M 1.89%
123,890
+7,015
+6% +$95.1K
MPV
19
Barings Participation Investors
MPV
$175M
$1.53M 1.89%
101,881
-2,075
-2% -$30.9K
GSBD icon
20
Goldman Sachs BDC
GSBD
$969M
$1.46M 1.8%
79,425
+33,235
+72% +$684K
APAM icon
21
Artisan Partners
APAM
$2.79B
$1.45M 1.79%
65,735
+7,685
+13% +$205K
CBL
22
DELISTED
CBL& Associates Properties, Inc.
CBL
$1.4M 1.72%
727,066
+29,255
+4% +$85.8K
XOM icon
23
ExxonMobil
XOM
$644B
$1.28M 1.58%
18,819
– –
DEA
24
Easterly Government Properties
DEA
$1.13B
$1.04M 1.28%
26,622
-290
-1% -$12.9K
ACRE
25
Ares Commercial Real Estate
ACRE
$236M
$1.02M 1.26%
78,535
+4,030
+5% +$56.3K
1
2 3

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WCM
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Greenwich Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Greenwich Investment Management held 70 positions worth $81.3M, down 13% from $94M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Greenwich Investment Management's Q4 2018 filing shows 8 new, 12 increased, 30 reduced and 8 closed positions. Its largest new stake was FS KKR Capital: 47,414 shares worth $982K. The largest sale was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, an estimated $1.65M.

By sector, the portfolio is most concentrated in Financials at 45% of assets, down from 45% a quarter earlier, followed by Real Estate and Energy.

  • Greenwich Investment Management's largest Q4 2018 buy was FS KKR Capital: 47,414 shares worth $982K.
  • Greenwich Investment Management added most to iShares National Muni Bond ETF in Q4 2018, an estimated $2.33M increase.
  • Greenwich Investment Management's biggest Q4 2018 reduction was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, cutting an estimated $1.65M.
  • Greenwich Investment Management fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $1.38M.
  • Greenwich Investment Management's ten largest holdings make up 50% of its $81.3M portfolio in Q4 2018.
  • Greenwich Investment Management opened 8 new positions and closed 8 in Q4 2018.
  • Greenwich Investment Management's portfolio value fell 13% quarter-over-quarter to $81.3M.

Based on Greenwich Investment Management's 13F filing for Q4 2018, filed 8 Feb 2019.