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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
-4.94%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$147M
AUM Growth
-$6.41M
Cap. Flow
+$1.87M
Cap. Flow %
1.27%
Top 10 Hldgs %
74%
Holding
45
New
4
Increased
14
Reduced
17
Closed
4

Top Buys

Rank Stock Value
1
TD icon
Toronto Dominion Bank
TD
+$2.5M
2
TROW icon
T. Rowe Price
TROW
+$2.3M
3
OHI icon
Omega Healthcare
OHI
+$1.95M
4
WMB icon
Williams Companies
WMB
+$508K
5
DFT
DuPont Fabros Technology Inc.
DFT
+$391K

Top Sells

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$3.68M
2
APO icon
Apollo Global Management
APO
+$947K
3
PMT
PennyMac Mortgage Investment
PMT
+$739K
4
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$345K
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$268K

Sector Composition

Rank Sector Weight
1 Financials 36.17%
2 Real Estate 35.54%
3 Energy 9.62%
4 Utilities 0.82%
5 Technology 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OAK
1
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$21.6M 14.66%
422,328
-6,892
-2% -$345K
PMT
2
PennyMac Mortgage Investment
PMT
$822M
$18.1M 12.3%
844,912
-33,881
-4% -$739K
EFC
3
Ellington Financial
EFC
$1.67B
$17.8M 12.08%
800,618
-8,785
-1% -$209K
STWD icon
4
Starwood Property Trust
STWD
$5.92B
$11.5M 7.81%
523,766
+11,993
+2% +$281K
BBDC icon
5
Barings BDC
BBDC
$864M
$10.7M 7.27%
422,526
-1,279
-0.3% -$34.7K
MAIN icon
6
Main Street Capital
MAIN
$5.06B
$8.49M 5.77%
277,103
-6,702
-2% -$214K
ARCC icon
7
Ares Capital
ARCC
$13.5B
$6.29M 4.27%
389,154
-217,726
-36% -$3.68M
KKR icon
8
KKR & Co
KKR
$91.1B
$5.89M 4%
263,985
-2,145
-0.8% -$50.3K
OHI icon
9
Omega Healthcare
OHI
$15.1B
$4.52M 3.07%
132,335
+53,050
+67% +$1.95M
TROW icon
10
T. Rowe Price
TROW
$23.9B
$4.11M 2.79%
52,418
+28,608
+120% +$2.3M
TD icon
11
Toronto Dominion Bank
TD
$198B
$3.15M 2.14%
63,765
+48,110
+307% +$2.5M
BEN icon
12
Franklin Resources
BEN
$17.6B
$2.75M 1.87%
50,395
+1,370
+3% +$76.7K
NGL icon
13
NGL Energy Partners
NGL
$2.05B
$2.59M 1.76%
65,790
+2,000
+3% +$85.2K
APO icon
14
Apollo Global Management
APO
$72.4B
$2.57M 1.75%
107,985
-37,860
-26% -$947K
BLK icon
15
Blackrock
BLK
$169B
$2.55M 1.73%
7,775
+730
+10% +$235K
GLP icon
16
Global Partners
GLP
$1.68B
$2.49M 1.69%
59,670
+6,445
+12% +$270K
PFSI icon
17
PennyMac Financial
PFSI
$3.92B
$2.41M 1.64%
164,795
-10,060
-6% -$153K
APAM icon
18
Artisan Partners
APAM
$2.79B
$1.94M 1.32%
37,283
+950
+3% +$51.3K
WMB icon
19
Williams Companies
WMB
$87.5B
$1.9M 1.29%
34,393
+8,840
+35% +$508K
XOM icon
20
ExxonMobil
XOM
$644B
$1.84M 1.25%
19,544
+650
+3% +$64.7K
RRMS
21
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
$1.75M 1.19%
29,588
-465
-2% -$26.5K
MPV
22
Barings Participation Investors
MPV
$175M
$1.67M 1.13%
122,975
– –
WPZ
23
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$1.35M 0.92%
27,007
-499
-2% -$24.8K
CWEN icon
24
Clearway Energy Class C
CWEN
$4.94B
$1.21M 0.82%
51,270
+1,200
+2% +$31.2K
MCI
25
Barings Corporate Investors
MCI
$340M
$909K 0.62%
59,234
+260
+0.4% +$3.99K
1
2

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FWM
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EL
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CH
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CPG
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WCM
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ETIA
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IFA
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Greenwich Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Greenwich Investment Management held 45 positions worth $147M, down 4.2% from $154M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Greenwich Investment Management's Q3 2014 filing shows 4 new, 14 increased, 17 reduced and 4 closed positions. Its largest new stake was DuPont Fabros Technology Inc.: 14,165 shares worth $383K. The largest sale was Ares Capital, an estimated $3.68M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, down from 38% a quarter earlier, followed by Real Estate and Energy.

  • Greenwich Investment Management's largest Q3 2014 buy was DuPont Fabros Technology Inc.: 14,165 shares worth $383K.
  • Greenwich Investment Management added most to Toronto Dominion Bank in Q3 2014, an estimated $2.5M increase.
  • Greenwich Investment Management's biggest Q3 2014 reduction was Ares Capital, cutting an estimated $3.68M.
  • Greenwich Investment Management fully exited Royal Dutch Shell PLC ADS Class A in Q3 2014, selling an estimated $268K.
  • Greenwich Investment Management's ten largest holdings make up 74% of its $147M portfolio in Q3 2014.
  • Greenwich Investment Management opened 4 new positions and closed 4 in Q3 2014.
  • Greenwich Investment Management's portfolio value fell 4.2% quarter-over-quarter to $147M.

Based on Greenwich Investment Management's 13F filing for Q3 2014, filed 13 Nov 2014.