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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$94M
AUM Growth
-$2.94M
Cap. Flow
-$3.46M
Cap. Flow %
-3.68%
Top 10 Hldgs %
47.68%
Holding
71
New
5
Increased
18
Reduced
29
Closed
9

Top Buys

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$1.98M
2
ARES icon
Ares Management
ARES
+$1.76M
3
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.38M
4
FUN icon
Cedar Fair
FUN
+$1.04M
5
CBL
CBL& Associates Properties, Inc.
CBL
+$828K

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$3.23M
2
BBDC icon
Barings BDC
BBDC
+$3.1M
3
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$2.81M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$650K
5
HYD icon
VanEck High Yield Muni ETF
HYD
+$395K

Sector Composition

Rank Sector Weight
1 Financials 45.43%
2 Real Estate 19.86%
3 Energy 3.42%
4 Industrials 1.15%
5 Consumer Discretionary 1.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
1
Oaktree Specialty Lending
OCSL
$1.02B
$5.55M 5.9%
372,736
+522
+0.1% +$7.7K
OCSI
2
DELISTED
Oaktree Strategic Income Corporation
OCSI
$5.16M 5.49%
596,657
+26,050
+5% +$223K
SHM icon
3
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$4.97M 5.29%
104,250
-13,550
-12% -$650K
ARES icon
4
Ares Management
ARES
$28.9B
$4.95M 5.27%
213,553
+81,875
+62% +$1.76M
STWD icon
5
Starwood Property Trust
STWD
$5.92B
$4.5M 4.78%
208,976
-1,400
-0.7% -$31K
MAIN icon
6
Main Street Capital
MAIN
$5.06B
$4.14M 4.41%
107,611
+5,228
+5% +$207K
PNNT
7
Pennant Park Investment Corp
PNNT
$215M
$4.06M 4.32%
544,054
-2,191
-0.4% -$16.5K
ARCC icon
8
Ares Capital
ARCC
$13.5B
$3.98M 4.23%
231,339
+6,752
+3% +$116K
PMT
9
PennyMac Mortgage Investment
PMT
$822M
$3.81M 4.05%
188,197
-13,890
-7% -$273K
MUB icon
10
iShares National Muni Bond ETF
MUB
$45.3B
$3.7M 3.94%
34,293
+18,214
+113% +$1.98M
VTEB icon
11
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$3.6M 3.83%
71,275
+27,211
+62% +$1.38M
TSLX icon
12
Sixth Street Specialty
TSLX
$1.63B
$3.17M 3.38%
155,715
+19,550
+14% +$382K
BANX
13
ArrowMark Financial
BANX
$198M
$3.17M 3.37%
141,335
-240
-0.2% -$5.4K
CBL
14
DELISTED
CBL& Associates Properties, Inc.
CBL
$2.78M 2.96%
697,811
+172,860
+33% +$828K
PFLT icon
15
PennantPark Floating Rate Capital
PFLT
$689M
$2.11M 2.24%
160,131
-7,663
-5% -$104K
NDAQ icon
16
Nasdaq
NDAQ
$52.7B
$2.08M 2.21%
72,630
+2,010
+3% +$61.9K
TIER
17
DELISTED
TIER REIT, Inc.
TIER
$1.98M 2.1%
82,022
-626
-0.8% -$14.8K
APLE icon
18
Apple Hospitality REIT
APLE
$3.9B
$1.95M 2.08%
111,664
-1,417
-1% -$25.2K
APAM icon
19
Artisan Partners
APAM
$2.79B
$1.88M 2%
58,050
-1,250
-2% -$40.7K
UBS icon
20
UBS Group
UBS
$173B
$1.84M 1.96%
116,875
-1,900
-2% -$29.9K
AB icon
21
AllianceBernstein
AB
$3.43B
$1.65M 1.76%
54,260
+8,805
+19% +$263K
XOM icon
22
ExxonMobil
XOM
$644B
$1.6M 1.7%
18,819
+3,248
+21% +$266K
MPV
23
Barings Participation Investors
MPV
$175M
$1.55M 1.65%
103,956
-490
-0.5% -$7.19K
CCT
24
DELISTED
Corporate Capital Trust, Inc.
CCT
$1.38M 1.46%
90,135
-450
-0.5% -$7.39K
DEA
25
Easterly Government Properties
DEA
$1.13B
$1.3M 1.39%
26,912
-256
-0.9% -$12.6K
1
2 3

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Greenwich Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Greenwich Investment Management held 71 positions worth $94M, down 3% from $96.9M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Greenwich Investment Management withdrew a net $3.46M in Q3 2018, closing 9 positions and reducing 29 holdings. Its most notable exit was OAKTREE CAPITAL GROUP, LLC, an estimated $2.81M position sold in full.

By sector, the portfolio is most concentrated in Financials at 45% of assets, down from 46% a quarter earlier, followed by Real Estate and Energy.

Against the trend, Greenwich Investment Management opened a new position in Cedar Fair worth $978K.

  • Greenwich Investment Management's largest Q3 2018 buy was Cedar Fair: 18,770 shares worth $978K.
  • Greenwich Investment Management added most to iShares National Muni Bond ETF in Q3 2018, an estimated $1.98M increase.
  • Greenwich Investment Management's biggest Q3 2018 reduction was MidCap Financial Investment, cutting an estimated $3.23M.
  • Greenwich Investment Management fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2018, selling an estimated $2.81M.
  • Greenwich Investment Management's ten largest holdings make up 48% of its $94M portfolio in Q3 2018.
  • Greenwich Investment Management opened 5 new positions and closed 9 in Q3 2018.
  • Greenwich Investment Management's portfolio value fell 3% quarter-over-quarter to $94M.

Based on Greenwich Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.