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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$94.8M
AUM Growth
-$7.6M
Cap. Flow
-$9.35M
Cap. Flow %
-9.85%
Top 10 Hldgs %
58.72%
Holding
67
New
4
Increased
11
Reduced
32
Closed
10

Top Buys

Rank Stock Value
1
IVZ icon
Invesco
IVZ
+$1.33M
2
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.09M
3
PMT
PennyMac Mortgage Investment
PMT
+$1.08M
4
ARES icon
Ares Management
ARES
+$741K
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$672K

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$2.64M
2
NDAQ icon
Nasdaq
NDAQ
+$2.11M
3
HTGC icon
Hercules Capital
HTGC
+$1.5M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.31M
5
DEA
Easterly Government Properties
DEA
+$1.2M

Sector Composition

Rank Sector Weight
1 Financials 53.66%
2 Real Estate 14.86%
3 Energy 2.1%
4 Consumer Discretionary 1.33%
5 Industrials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBDC icon
51
Barings BDC
BBDC
$978M
$233K 0.25%
22,933
– –
TWO
52
Two Harbors Investment
TWO
$1.26B
$212K 0.22%
4,037
– –
CCI icon
53
Crown Castle
CCI
$31.5B
$207K 0.22%
1,490
-185
-11% -$25.6K
FHI icon
54
Federated Hermes
FHI
$4.72B
$204K 0.22%
6,300
– –
AAPL icon
55
Apple
AAPL
$4.44T
$203K 0.21%
+3,632
New +$190K
UAN icon
56
CVR Partners
UAN
$1.27B
$81K 0.09%
2,078
– –
NTIP icon
57
Network-1 Technologies
NTIP
$35.9M
$58K 0.06%
25,040
– –
DEA
58
Easterly Government Properties
DEA
$1.14B
– –
-26,532
Closed -$1.2M
JBGS
59
JBG SMITH
JBGS
$667M
– –
-5,180
Closed -$204K
NDAQ icon
60
Nasdaq
NDAQ
$53.2B
– –
-65,805
Closed -$2.11M
NUV icon
61
Nuveen Municipal Value Fund
NUV
$1.9B
– –
-47,118
Closed -$480K
SHYD icon
62
VanEck Short High Yield Muni ETF
SHYD
$455M
– –
-12,681
Closed -$318K
TIP icon
63
iShares TIPS Bond ETF
TIP
$14.7B
– –
-1,900
Closed -$219K
VGSH icon
64
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
– –
-5,000
Closed -$305K
NEV
65
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
– –
-10,884
Closed -$154K
OAK
66
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-4,675
Closed -$232K
IBMH
67
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
– –
-22,463
Closed -$571K
1 2
3

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WCM
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Greenwich Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Greenwich Investment Management held 67 positions worth $94.8M, down 7.4% from $102M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Greenwich Investment Management withdrew a net $9.35M in Q3 2019, closing 10 positions and reducing 32 holdings. Its most notable exit was Nasdaq, an estimated $2.11M position sold in full.

By sector, the portfolio is most concentrated in Financials at 54% of assets, up from 52% a quarter earlier, followed by Real Estate and Energy.

Against the trend, Greenwich Investment Management opened a new position in Invesco worth $1.28M.

  • Greenwich Investment Management's largest Q3 2019 buy was Invesco: 75,600 shares worth $1.28M.
  • Greenwich Investment Management added most to First Trust Managed Municipal ETF in Q3 2019, an estimated $1.09M increase.
  • Greenwich Investment Management's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $2.64M.
  • Greenwich Investment Management fully exited Nasdaq in Q3 2019, selling an estimated $2.11M.
  • Greenwich Investment Management's ten largest holdings make up 59% of its $94.8M portfolio in Q3 2019.
  • Greenwich Investment Management opened 4 new positions and closed 10 in Q3 2019.
  • Greenwich Investment Management's portfolio value fell 7.4% quarter-over-quarter to $94.8M.

Based on Greenwich Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.