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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$94M
AUM Growth
-$2.94M
Cap. Flow
-$3.46M
Cap. Flow %
-3.68%
Top 10 Hldgs %
47.68%
Holding
71
New
5
Increased
18
Reduced
29
Closed
9

Top Buys

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$1.98M
2
ARES icon
Ares Management
ARES
+$1.76M
3
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.38M
4
FUN icon
Cedar Fair
FUN
+$1.04M
5
CBL
CBL& Associates Properties, Inc.
CBL
+$828K

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$3.23M
2
BBDC icon
Barings BDC
BBDC
+$3.1M
3
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$2.81M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$650K
5
HYD icon
VanEck High Yield Muni ETF
HYD
+$395K

Sector Composition

Rank Sector Weight
1 Financials 45.43%
2 Real Estate 19.86%
3 Energy 3.42%
4 Industrials 1.15%
5 Consumer Discretionary 1.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
51
BP
BP
$111B
$277K 0.29%
6,284
-91
-1% -$3.81K
TWO
52
Two Harbors Investment
TWO
$1.26B
$241K 0.26%
+4,037
New +$252K
QCOM icon
53
Qualcomm
QCOM
$171B
$216K 0.23%
+3,000
New +$197K
ABBV icon
54
AbbVie
ABBV
$442B
$212K 0.23%
2,246
– –
AAPL icon
55
Apple
AAPL
$4.45T
$205K 0.22%
+3,632
New +$189K
GE icon
56
GE Aerospace
GE
$382B
$144K 0.15%
+2,653
New +$164K
NEV
57
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$142K 0.15%
10,884
– –
NCA icon
58
Nuveen California Municipal Value Fund
NCA
$304M
$98K 0.1%
10,480
– –
MFIC icon
59
MidCap Financial Investment
MFIC
$804M
$93K 0.1%
5,712
-189,538
-97% -$3.23M
HGT
60
DELISTED
Hugoton Royalty Trust
HGT
$91K 0.1%
232,648
-906
-0.4% -$519
UAN icon
61
CVR Partners
UAN
$1.27B
$79K 0.08%
2,078
– –
NTIP icon
62
Network-1 Technologies
NTIP
$35.9M
$68K 0.07%
25,040
– –
COTY icon
63
Coty
COTY
$2.48B
– –
-11,185
Closed -$158K
FHI icon
64
Federated Hermes
FHI
$4.7B
– –
-9,775
Closed -$228K
HYD icon
65
VanEck High Yield Muni ETF
HYD
$4.4B
– –
-6,271
Closed -$395K
HYT icon
66
BlackRock Corporate High Yield Fund
HYT
$1.38B
– –
-14,800
Closed -$155K
SU icon
67
Suncor Energy
SU
$74B
– –
-4,935
Closed -$201K
ORAN
68
DELISTED
Orange
ORAN
– –
-10,300
Closed -$172K
OAK
69
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-69,100
Closed -$2.81M
CYS
70
DELISTED
CYS Investments Inc.
CYS
– –
-34,500
Closed -$259K
DOC
71
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-17,845
Closed -$284K
1 2
3

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YSP
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FWM
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EL
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CH
CVI Holdings Wilmington, Delaware $116M AUM 5.68% 1-Year Est. Return
CPG
Custom Portfolio Group Englewood, Colorado $127M AUM
WCM
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ETIA
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IFA
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Greenwich Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Greenwich Investment Management held 71 positions worth $94M, down 3% from $96.9M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Greenwich Investment Management withdrew a net $3.46M in Q3 2018, closing 9 positions and reducing 29 holdings. Its most notable exit was OAKTREE CAPITAL GROUP, LLC, an estimated $2.81M position sold in full.

By sector, the portfolio is most concentrated in Financials at 45% of assets, down from 46% a quarter earlier, followed by Real Estate and Energy.

Against the trend, Greenwich Investment Management opened a new position in Cedar Fair worth $978K.

  • Greenwich Investment Management's largest Q3 2018 buy was Cedar Fair: 18,770 shares worth $978K.
  • Greenwich Investment Management added most to iShares National Muni Bond ETF in Q3 2018, an estimated $1.98M increase.
  • Greenwich Investment Management's biggest Q3 2018 reduction was MidCap Financial Investment, cutting an estimated $3.23M.
  • Greenwich Investment Management fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2018, selling an estimated $2.81M.
  • Greenwich Investment Management's ten largest holdings make up 48% of its $94M portfolio in Q3 2018.
  • Greenwich Investment Management opened 5 new positions and closed 9 in Q3 2018.
  • Greenwich Investment Management's portfolio value fell 3% quarter-over-quarter to $94M.

Based on Greenwich Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.