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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
-4.81%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$69.8M
AUM Growth
-$7.96M
Cap. Flow
-$3.05M
Cap. Flow %
-4.37%
Top 10 Hldgs %
51.78%
Holding
57
New
7
Increased
17
Reduced
22
Closed
2

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$1.59M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$578K
3
OCSI
Oaktree Strategic Income Corporation
OCSI
+$472K
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$332K
5
ABBV icon
AbbVie
ABBV
+$212K

Top Sells

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$2.38M
2
OHI icon
Omega Healthcare
OHI
+$1.68M
3
GEO icon
The GEO Group
GEO
+$998K
4
NGL icon
NGL Energy Partners
NGL
+$555K
5
NUV icon
Nuveen Municipal Value Fund
NUV
+$332K

Sector Composition

Rank Sector Weight
1 Financials 55.69%
2 Real Estate 29.26%
3 Miscellaneous 7.12%
4 Energy 4.84%
5 Industrials 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCPC icon
51
BlackRock TCP Capital
TCPC
$340M
$160K 0.23%
10,475
-1,400
-12% -$22.4K
NEV
52
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$154K 0.22%
+10,884
New +$157K
FSAM
53
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$147K 0.21%
112,009
-5,321
-5% -$21.2K
UAN icon
54
CVR Partners
UAN
$1.4B
$72K 0.1%
2,225
– –
NTIP icon
55
Network-1 Technologies
NTIP
$37M
$58K 0.08%
+24,500
New +$80.8K
CIO
56
DELISTED
City Office REIT
CIO
– –
-15,850
Closed -$218K
SUN icon
57
Sunoco
SUN
$14.9B
– –
-7,200
Closed -$224K
1 2
3

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YSP
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FWM
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EL
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CH
CVI Holdings Wilmington, Delaware $116M AUM 5.68% 1-Year Est. Return
CPG
Custom Portfolio Group Englewood, Colorado $127M AUM
WCM
Windham Capital Management Boston, Massachusetts $128M AUM 12.44% 1-Year Est. Return
ETIA
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IFA
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Greenwich Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Greenwich Investment Management held 57 positions worth $69.8M, down 10% from $77.7M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Greenwich Investment Management withdrew a net $3.05M in Q4 2017, closing 2 positions and reducing 22 holdings. Its most notable exit was Sunoco, an estimated $224K position sold in full.

By sector, the portfolio is most concentrated in Financials at 56% of assets, up from 51% a quarter earlier, followed by Real Estate and Miscellaneous.

Against the trend, Greenwich Investment Management opened a new position in First Trust Preferred Securities and Income ETF worth $575K.

  • Greenwich Investment Management's largest Q4 2017 buy was First Trust Preferred Securities and Income ETF: 28,765 shares worth $575K.
  • Greenwich Investment Management added most to Barings BDC in Q4 2017, an estimated $1.59M increase.
  • Greenwich Investment Management's biggest Q4 2017 reduction was PennyMac Mortgage Investment, cutting an estimated $2.38M.
  • Greenwich Investment Management fully exited Sunoco in Q4 2017, selling an estimated $224K.
  • Greenwich Investment Management's ten largest holdings make up 52% of its $69.8M portfolio in Q4 2017.
  • Greenwich Investment Management opened 7 new positions and closed 2 in Q4 2017.
  • Greenwich Investment Management's portfolio value fell 10% quarter-over-quarter to $69.8M.

Based on Greenwich Investment Management's 13F filing for Q4 2017, filed 14 Feb 2018.