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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$94.8M
AUM Growth
-$7.6M
Cap. Flow
-$9.35M
Cap. Flow %
-9.85%
Top 10 Hldgs %
58.72%
Holding
67
New
4
Increased
11
Reduced
32
Closed
10

Top Buys

Rank Stock Value
1
IVZ icon
Invesco
IVZ
+$1.33M
2
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.09M
3
PMT
PennyMac Mortgage Investment
PMT
+$1.08M
4
ARES icon
Ares Management
ARES
+$741K
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$672K

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$2.64M
2
NDAQ icon
Nasdaq
NDAQ
+$2.11M
3
HTGC icon
Hercules Capital
HTGC
+$1.5M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.31M
5
DEA
Easterly Government Properties
DEA
+$1.2M

Sector Composition

Rank Sector Weight
1 Financials 53.66%
2 Real Estate 14.86%
3 Energy 2.1%
4 Consumer Discretionary 1.33%
5 Industrials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMT
26
PennyMac Mortgage Investment
PMT
$818M
$1.09M 1.15%
+48,925
New +$1.08M
XOM icon
27
ExxonMobil
XOM
$657B
$861K 0.91%
12,200
-1,871
-13% -$135K
HTGC icon
28
Hercules Capital
HTGC
$3.21B
$793K 0.84%
59,335
-115,120
-66% -$1.5M
PSTL
29
Postal Realty Trust
PSTL
$680M
$792K 0.84%
50,000
– –
CINF icon
30
Cincinnati Financial
CINF
$26.7B
$732K 0.77%
6,278
-1,975
-24% -$217K
MCI
31
Barings Corporate Investors
MCI
$341M
$710K 0.75%
42,140
-150
-0.4% -$2.44K
EFC
32
Ellington Financial
EFC
$1.72B
$684K 0.72%
37,879
– –
HCAP
33
DELISTED
Harvest Capital Credit Corporation
HCAP
$679K 0.72%
68,225
-325
-0.5% -$3.29K
MINT icon
34
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$672K 0.71%
+6,609
New +$672K
PFX icon
35
PhenixFIN
PFX
$89.6M
$656K 0.69%
12,664
-532
-4% -$27.5K
GEO icon
36
The GEO Group
GEO
$4.04B
$590K 0.62%
34,002
-75
-0.2% -$1.34K
SUB icon
37
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$573K 0.6%
5,375
-2,175
-29% -$232K
AGG icon
38
iShares Core US Aggregate Bond ETF
AGG
$137B
$436K 0.46%
3,850
– –
IBMI
39
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$433K 0.46%
16,950
-6,310
-27% -$161K
NGL icon
40
NGL Energy Partners
NGL
$2.14B
$403K 0.42%
28,950
– –
STOR
41
DELISTED
STORE Capital Corporation
STOR
$327K 0.34%
8,745
-1,345
-13% -$48.2K
CSWC icon
42
Capital Southwest
CSWC
$1.6B
$304K 0.32%
13,925
-1,825
-12% -$39.4K
FPE icon
43
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$299K 0.32%
15,150
-3,850
-20% -$75.5K
HYD icon
44
VanEck High Yield Muni ETF
HYD
$4.4B
$293K 0.31%
4,550
-5,960
-57% -$382K
JNJ icon
45
Johnson & Johnson
JNJ
$631B
$287K 0.3%
2,216
– –
BP icon
46
BP
BP
$110B
$249K 0.26%
6,560
-2,335
-26% -$89.1K
ENB icon
47
Enbridge
ENB
$112B
$242K 0.26%
6,897
-3,975
-37% -$137K
MTR
48
Mesa Royalty Trust
MTR
$5.31M
$240K 0.25%
27,720
-3,450
-11% -$30.8K
IBMJ
49
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$239K 0.25%
9,290
-3,200
-26% -$82.6K
FISV
50
Fiserv Inc
FISV
$27.8B
$238K 0.25%
2,300
-265
-10% -$27.1K
1
2
3

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Greenwich Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Greenwich Investment Management held 67 positions worth $94.8M, down 7.4% from $102M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Greenwich Investment Management withdrew a net $9.35M in Q3 2019, closing 10 positions and reducing 32 holdings. Its most notable exit was Nasdaq, an estimated $2.11M position sold in full.

By sector, the portfolio is most concentrated in Financials at 54% of assets, up from 52% a quarter earlier, followed by Real Estate and Energy.

Against the trend, Greenwich Investment Management opened a new position in Invesco worth $1.28M.

  • Greenwich Investment Management's largest Q3 2019 buy was Invesco: 75,600 shares worth $1.28M.
  • Greenwich Investment Management added most to First Trust Managed Municipal ETF in Q3 2019, an estimated $1.09M increase.
  • Greenwich Investment Management's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $2.64M.
  • Greenwich Investment Management fully exited Nasdaq in Q3 2019, selling an estimated $2.11M.
  • Greenwich Investment Management's ten largest holdings make up 59% of its $94.8M portfolio in Q3 2019.
  • Greenwich Investment Management opened 4 new positions and closed 10 in Q3 2019.
  • Greenwich Investment Management's portfolio value fell 7.4% quarter-over-quarter to $94.8M.

Based on Greenwich Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.