GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
This Quarter Return
-10.63%
1 Year Return
+9.72%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$81.3M
AUM Growth
+$81.3M
Cap. Flow
-$1.48M
Cap. Flow %
-1.82%
Top 10 Hldgs %
50.28%
Holding
70
New
8
Increased
12
Reduced
29
Closed
8

Top Buys

1
MUB icon
iShares National Muni Bond ETF
MUB
$2.36M
2
FSK icon
FS KKR Capital
FSK
$982K
3
CINF icon
Cincinnati Financial
CINF
$931K
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
$847K
5
GSBD icon
Goldman Sachs BDC
GSBD
$611K

Top Sells

1
SHM icon
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$1.66M
2
APLE icon
Apple Hospitality REIT
APLE
$1.41M
3
CCT
Corporate Capital Trust, Inc.
CCT
$1.38M
4
BBDC icon
Barings BDC
BBDC
$779K
5
TFI icon
SPDR Nuveen ICE Municipal Bond ETF
TFI
$392K

Sector Composition

1 Financials 45.04%
2 Real Estate 17.18%
3 Energy 3.59%
4 Consumer Discretionary 1.13%
5 Industrials 1.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FSK icon
26
FS KKR Capital
FSK
$5.11B
$982K 1.21%
+189,655
New +$982K
CINF icon
27
Cincinnati Financial
CINF
$24B
$931K 1.14%
+12,025
New +$931K
FUN icon
28
Cedar Fair
FUN
$2.3B
$918K 1.13%
19,405
+635
+3% +$30K
NGL icon
29
NGL Energy Partners
NGL
$692M
$855K 1.05%
89,128
+20,975
+31% +$201K
HCAP
30
DELISTED
Harvest Capital Credit Corporation
HCAP
$696K 0.86%
69,325
-869
-1% -$8.72K
PFX icon
31
PhenixFIN
PFX
$97.3M
$688K 0.85%
258,480
-4,975
-2% -$13.2K
GEO icon
32
The GEO Group
GEO
$2.94B
$675K 0.83%
34,262
-275
-0.8% -$5.42K
MCI
33
Barings Corporate Investors
MCI
$443M
$627K 0.77%
42,680
-507
-1% -$7.45K
EFC
34
Ellington Financial
EFC
$1.36B
$585K 0.72%
38,182
-9,714
-20% -$149K
CONE
35
DELISTED
CyrusOne Inc Common Stock
CONE
$584K 0.72%
11,043
-100
-0.9% -$5.29K
IBMH
36
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$575K 0.71%
+22,663
New +$575K
VGSH icon
37
Vanguard Short-Term Treasury ETF
VGSH
$22.9B
$455K 0.56%
7,575
-3,575
-32% -$215K
NUV icon
38
Nuveen Municipal Value Fund
NUV
$1.8B
$439K 0.54%
47,318
-6,559
-12% -$60.9K
TIP icon
39
iShares TIPS Bond ETF
TIP
$13.6B
$402K 0.49%
3,675
-925
-20% -$101K
AGG icon
40
iShares Core US Aggregate Bond ETF
AGG
$131B
$351K 0.43%
3,300
– –
MTR
41
Mesa Royalty Trust
MTR
$10.4M
$342K 0.42%
31,495
-100
-0.3% -$1.09K
OHI icon
42
Omega Healthcare
OHI
$12.6B
$318K 0.39%
9,050
– –
CSWC icon
43
Capital Southwest
CSWC
$1.28B
$315K 0.39%
16,400
– –
IBMI
44
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$292K 0.36%
+11,500
New +$292K
FI icon
45
Fiserv
FI
$75.1B
$283K 0.35%
3,848
-200
-5% -$14.7K
JNJ icon
46
Johnson & Johnson
JNJ
$427B
$283K 0.35%
2,191
+92
+4% +$11.9K
IBMJ
47
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$267K 0.33%
+10,490
New +$267K
HTGC icon
48
Hercules Capital
HTGC
$3.55B
$262K 0.32%
23,720
– –
FPE icon
49
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$256K 0.31%
14,287
-13,253
-48% -$237K
BP icon
50
BP
BP
$90.8B
$228K 0.28%
6,000
– –
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