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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
-10.63%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$81.3M
AUM Growth
-$12.7M
Cap. Flow
-$1.59M
Cap. Flow %
-1.96%
Top 10 Hldgs %
50.28%
Holding
70
New
8
Increased
12
Reduced
30
Closed
8

Top Buys

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$2.33M
2
FSK icon
FS KKR Capital
FSK
+$1.18M
3
CINF icon
Cincinnati Financial
CINF
+$935K
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$836K
5
GSBD icon
Goldman Sachs BDC
GSBD
+$684K

Top Sells

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.65M
2
APLE icon
Apple Hospitality REIT
APLE
+$1.58M
3
CCT
Corporate Capital Trust, Inc.
CCT
+$1.38M
4
BBDC icon
Barings BDC
BBDC
+$853K
5
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$392K

Sector Composition

Rank Sector Weight
1 Financials 45.04%
2 Real Estate 17.18%
3 Energy 3.59%
4 Consumer Discretionary 1.13%
5 Industrials 1.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSK icon
26
FS KKR Capital
FSK
$3.37B
$982K 1.21%
+47,414
New +$1.18M
CINF icon
27
Cincinnati Financial
CINF
$26.7B
$931K 1.14%
+12,025
New +$935K
FUN icon
28
Cedar Fair
FUN
$1.62B
$918K 1.13%
19,405
+635
+3% +$33.1K
NGL icon
29
NGL Energy Partners
NGL
$2.14B
$855K 1.05%
89,128
+20,975
+31% +$215K
HCAP
30
DELISTED
Harvest Capital Credit Corporation
HCAP
$696K 0.86%
69,325
-869
-1% -$9.15K
PFX icon
31
PhenixFIN
PFX
$89.6M
$688K 0.85%
12,924
-249
-2% -$17.5K
GEO icon
32
The GEO Group
GEO
$4.04B
$675K 0.83%
34,262
-275
-0.8% -$6.24K
MCI
33
Barings Corporate Investors
MCI
$341M
$627K 0.77%
42,680
-507
-1% -$7.65K
EFC
34
Ellington Financial
EFC
$1.72B
$585K 0.72%
38,182
-9,714
-20% -$152K
CONE
35
DELISTED
CyrusOne Inc Common Stock
CONE
$584K 0.72%
11,043
-100
-0.9% -$5.71K
IBMH
36
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$575K 0.71%
+22,663
New +$575K
VGSH icon
37
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$455K 0.56%
7,575
-3,575
-32% -$214K
NUV icon
38
Nuveen Municipal Value Fund
NUV
$1.91B
$439K 0.54%
47,318
-6,559
-12% -$60.6K
TIP icon
39
iShares TIPS Bond ETF
TIP
$14.7B
$402K 0.49%
3,675
-925
-20% -$101K
AGG icon
40
iShares Core US Aggregate Bond ETF
AGG
$137B
$351K 0.43%
3,300
– –
MTR
41
Mesa Royalty Trust
MTR
$5.31M
$342K 0.42%
31,495
-100
-0.3% -$1.32K
OHI icon
42
Omega Healthcare
OHI
$14.4B
$318K 0.39%
9,050
– –
CSWC icon
43
Capital Southwest
CSWC
$1.6B
$315K 0.39%
16,400
– –
IBMI
44
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$292K 0.36%
+11,500
New +$291K
FISV
45
Fiserv Inc
FISV
$27.8B
$283K 0.35%
3,848
-200
-5% -$15.5K
JNJ icon
46
Johnson & Johnson
JNJ
$631B
$283K 0.35%
2,191
+92
+4% +$12.8K
IBMJ
47
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$267K 0.33%
+10,490
New +$265K
HTGC icon
48
Hercules Capital
HTGC
$3.21B
$262K 0.32%
23,720
– –
FPE icon
49
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$256K 0.31%
14,287
-13,253
-48% -$246K
BP icon
50
BP
BP
$110B
$228K 0.28%
6,191
-93
-1% -$3.71K
1
2
3

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WCM
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Greenwich Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Greenwich Investment Management held 70 positions worth $81.3M, down 13% from $94M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Greenwich Investment Management's Q4 2018 filing shows 8 new, 12 increased, 30 reduced and 8 closed positions. Its largest new stake was FS KKR Capital: 47,414 shares worth $982K. The largest sale was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, an estimated $1.65M.

By sector, the portfolio is most concentrated in Financials at 45% of assets, down from 45% a quarter earlier, followed by Real Estate and Energy.

  • Greenwich Investment Management's largest Q4 2018 buy was FS KKR Capital: 47,414 shares worth $982K.
  • Greenwich Investment Management added most to iShares National Muni Bond ETF in Q4 2018, an estimated $2.33M increase.
  • Greenwich Investment Management's biggest Q4 2018 reduction was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, cutting an estimated $1.65M.
  • Greenwich Investment Management fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $1.38M.
  • Greenwich Investment Management's ten largest holdings make up 50% of its $81.3M portfolio in Q4 2018.
  • Greenwich Investment Management opened 8 new positions and closed 8 in Q4 2018.
  • Greenwich Investment Management's portfolio value fell 13% quarter-over-quarter to $81.3M.

Based on Greenwich Investment Management's 13F filing for Q4 2018, filed 8 Feb 2019.