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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$94M
AUM Growth
-$2.94M
Cap. Flow
-$3.46M
Cap. Flow %
-3.68%
Top 10 Hldgs %
47.68%
Holding
71
New
5
Increased
18
Reduced
29
Closed
9

Top Buys

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$1.98M
2
ARES icon
Ares Management
ARES
+$1.76M
3
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.38M
4
FUN icon
Cedar Fair
FUN
+$1.04M
5
CBL
CBL& Associates Properties, Inc.
CBL
+$828K

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$3.23M
2
BBDC icon
Barings BDC
BBDC
+$3.1M
3
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$2.81M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$650K
5
HYD icon
VanEck High Yield Muni ETF
HYD
+$395K

Sector Composition

Rank Sector Weight
1 Financials 45.43%
2 Real Estate 19.86%
3 Energy 3.42%
4 Industrials 1.15%
5 Consumer Discretionary 1.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBDC icon
26
Barings BDC
BBDC
$976M
$1.09M 1.16%
109,263
-282,353
-72% -$3.1M
ACRE
27
Ares Commercial Real Estate
ACRE
$257M
$1.04M 1.11%
74,505
+3,350
+5% +$47.5K
GSBD icon
28
Goldman Sachs BDC
GSBD
$1.09B
$1.02M 1.09%
46,190
+200
+0.4% +$4.38K
PFX icon
29
PhenixFIN
PFX
$89.6M
$1.01M 1.07%
13,173
+3,711
+39% +$274K
FUN icon
30
Cedar Fair
FUN
$1.64B
$978K 1.04%
+18,770
New +$1.04M
GEO icon
31
The GEO Group
GEO
$4.01B
$869K 0.92%
34,537
-178
-0.5% -$4.55K
NGL icon
32
NGL Energy Partners
NGL
$2.18B
$791K 0.84%
68,153
-639
-0.9% -$7.77K
EFC
33
Ellington Financial
EFC
$1.73B
$767K 0.82%
47,896
-15,036
-24% -$244K
HCAP
34
DELISTED
Harvest Capital Credit Corporation
HCAP
$765K 0.81%
70,194
+28,225
+67% +$312K
CONE
35
DELISTED
CyrusOne Inc Common Stock
CONE
$706K 0.75%
11,143
-2,439
-18% -$158K
VGSH icon
36
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$666K 0.71%
11,150
-2,573
-19% -$154K
MCI
37
Barings Corporate Investors
MCI
$340M
$662K 0.7%
43,187
+168
+0.4% +$2.57K
FPE icon
38
First Trust Preferred Securities and Income ETF
FPE
$6.33B
$526K 0.56%
27,540
-13,358
-33% -$256K
TIP icon
39
iShares TIPS Bond ETF
TIP
$14.7B
$509K 0.54%
4,600
-725
-14% -$81K
NUV icon
40
Nuveen Municipal Value Fund
NUV
$1.9B
$504K 0.54%
53,877
-8,642
-14% -$82K
MTR
41
Mesa Royalty Trust
MTR
$5.31M
$452K 0.48%
31,595
-200
-0.6% -$2.88K
TFI icon
42
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$392K 0.42%
8,260
-3,040
-27% -$146K
AGG icon
43
iShares Core US Aggregate Bond ETF
AGG
$138B
$348K 0.37%
3,300
-700
-18% -$74.3K
SUB icon
44
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$346K 0.37%
3,300
– –
FISV
45
Fiserv Inc
FISV
$27.6B
$333K 0.35%
4,048
– –
HTGC icon
46
Hercules Capital
HTGC
$3.12B
$312K 0.33%
23,720
+550
+2% +$7.34K
CSWC icon
47
Capital Southwest
CSWC
$1.6B
$311K 0.33%
16,400
– –
OHI icon
48
Omega Healthcare
OHI
$14B
$297K 0.32%
9,050
– –
JNJ icon
49
Johnson & Johnson
JNJ
$636B
$290K 0.31%
2,099
– –
BEN icon
50
Franklin Resources
BEN
$17.1B
$288K 0.31%
9,470
-225
-2% -$7.25K
1
2
3

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WCM
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ETIA
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IFA
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Greenwich Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Greenwich Investment Management held 71 positions worth $94M, down 3% from $96.9M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Greenwich Investment Management withdrew a net $3.46M in Q3 2018, closing 9 positions and reducing 29 holdings. Its most notable exit was OAKTREE CAPITAL GROUP, LLC, an estimated $2.81M position sold in full.

By sector, the portfolio is most concentrated in Financials at 45% of assets, down from 46% a quarter earlier, followed by Real Estate and Energy.

Against the trend, Greenwich Investment Management opened a new position in Cedar Fair worth $978K.

  • Greenwich Investment Management's largest Q3 2018 buy was Cedar Fair: 18,770 shares worth $978K.
  • Greenwich Investment Management added most to iShares National Muni Bond ETF in Q3 2018, an estimated $1.98M increase.
  • Greenwich Investment Management's biggest Q3 2018 reduction was MidCap Financial Investment, cutting an estimated $3.23M.
  • Greenwich Investment Management fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2018, selling an estimated $2.81M.
  • Greenwich Investment Management's ten largest holdings make up 48% of its $94M portfolio in Q3 2018.
  • Greenwich Investment Management opened 5 new positions and closed 9 in Q3 2018.
  • Greenwich Investment Management's portfolio value fell 3% quarter-over-quarter to $94M.

Based on Greenwich Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.