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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
+0.42%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$77.7M
AUM Growth
-$7.89M
Cap. Flow
-$7.87M
Cap. Flow %
-10.13%
Top 10 Hldgs %
55.5%
Holding
54
New
4
Increased
21
Reduced
14
Closed
4

Top Buys

Rank Stock Value
1
NUV icon
Nuveen Municipal Value Fund
NUV
+$965K
2
XOM icon
ExxonMobil
XOM
+$504K
3
BANX
ArrowMark Financial
BANX
+$496K
4
NGL icon
NGL Energy Partners
NGL
+$471K
5
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$271K

Top Sells

Rank Stock Value
1
TROW icon
T. Rowe Price
TROW
+$5.17M
2
ARCC icon
Ares Capital
ARCC
+$4.53M
3
PFSI icon
PennyMac Financial
PFSI
+$1.53M
4
MAIN icon
Main Street Capital
MAIN
+$234K
5
AAPL icon
Apple
AAPL
+$215K

Sector Composition

Rank Sector Weight
1 Financials 50.74%
2 Real Estate 35.16%
3 Miscellaneous 5.52%
4 Energy 4.65%
5 Industrials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CONE
26
DELISTED
CyrusOne Inc Common Stock
CONE
$932K 1.2%
15,820
+90
+0.6% +$5.37K
GSBD icon
27
Goldman Sachs BDC
GSBD
$1.08B
$828K 1.07%
36,305
+5,300
+17% +$118K
MCI
28
Barings Corporate Investors
MCI
$402M
$679K 0.87%
43,004
-100
-0.2% -$1.57K
FSAM
29
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$458K 0.59%
117,330
-1,500
-1% -$6.15K
SHM icon
30
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.5B
$437K 0.56%
9,000
-2,500
-22% -$122K
DOC
31
DELISTED
PHYSICIANS REALTY TRUST
DOC
$384K 0.49%
21,670
– –
TFI icon
32
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$2.98B
$335K 0.43%
6,850
-1,650
-19% -$80.9K
MUB icon
33
iShares National Muni Bond ETF
MUB
$44.6B
$305K 0.39%
2,752
– –
JNJ icon
34
Johnson & Johnson
JNJ
$642B
$289K 0.37%
2,225
– –
HGT
35
DELISTED
Hugoton Royalty Trust
HGT
$288K 0.37%
155,686
-3,300
-2% -$5.86K
CYS
36
DELISTED
CYS Investments Inc.
CYS
$268K 0.34%
31,050
– –
BEN icon
37
Franklin Templeton
BEN
$17B
$267K 0.34%
6,000
– –
FISV
38
Fiserv Inc
FISV
$27.4B
$261K 0.34%
4,048
– –
DBRG icon
39
DigitalBridge
DBRG
$2.98B
$257K 0.33%
5,121
+144
+3% +$7.87K
STT icon
40
State Street
STT
$53.1B
$255K 0.33%
2,670
– –
ORAN
41
DELISTED
Orange
ORAN
$246K 0.32%
+15,000
New +$250K
OAK
42
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$235K 0.3%
5,005
– –
BP icon
43
BP
BP
$118B
$231K 0.3%
6,653
-115
-2% -$3.65K
SUN icon
44
Sunoco
SUN
$14.6B
$224K 0.29%
7,200
– –
MTR
45
Mesa Royalty Trust
MTR
$4.57M
$223K 0.29%
+14,449
New +$187K
CIO
46
DELISTED
City Office REIT
CIO
$218K 0.28%
15,850
-125
-0.8% -$1.59K
TCPC icon
47
BlackRock TCP Capital
TCPC
$341M
$196K 0.25%
+11,875
New +$196K
COTY icon
48
Coty
COTY
$2.38B
$194K 0.25%
11,710
+350
+3% +$6.33K
HYT icon
49
BlackRock Corporate High Yield Fund
HYT
$1.59B
$188K 0.24%
16,652
– –
UAN icon
50
CVR Partners
UAN
$1.44B
$72K 0.09%
2,225
– –
1
2
3

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WCM
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ETIA
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IFA
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Greenwich Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Greenwich Investment Management held 54 positions worth $77.7M, down 9.2% from $85.6M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Greenwich Investment Management withdrew a net $7.87M in Q3 2017, closing 4 positions and reducing 14 holdings. Its most notable exit was T. Rowe Price, an estimated $5.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 51% of assets, down from 57% a quarter earlier, followed by Real Estate and Miscellaneous.

Against the trend, Greenwich Investment Management opened a new position in Nuveen Municipal Value Fund worth $970K.

  • Greenwich Investment Management's largest Q3 2017 buy was Nuveen Municipal Value Fund: 94,749 shares worth $970K.
  • Greenwich Investment Management added most to ExxonMobil in Q3 2017, an estimated $504K increase.
  • Greenwich Investment Management's biggest Q3 2017 reduction was Ares Capital, cutting an estimated $4.53M.
  • Greenwich Investment Management fully exited T. Rowe Price in Q3 2017, selling an estimated $5.17M.
  • Greenwich Investment Management's ten largest holdings make up 56% of its $77.7M portfolio in Q3 2017.
  • Greenwich Investment Management opened 4 new positions and closed 4 in Q3 2017.
  • Greenwich Investment Management's portfolio value fell 9.2% quarter-over-quarter to $77.7M.

Based on Greenwich Investment Management's 13F filing for Q3 2017, filed 14 Nov 2017.