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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
+5.5%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$99.3M
AUM Growth
+$5.47M
Cap. Flow
+$3.01M
Cap. Flow %
3.03%
Top 10 Hldgs %
56.05%
Holding
59
New
5
Increased
23
Reduced
20
Closed
2

Top Buys

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$2.05M
2
CLNY
Colony Capital, Inc.
CLNY
+$1.98M
3
CBL
CBL& Associates Properties, Inc.
CBL
+$1.97M
4
CXW icon
CoreCivic
CXW
+$1.28M
5
BANX
ArrowMark Financial
BANX
+$1.24M

Top Sells

Rank Stock Value
1
EFC
Ellington Financial
EFC
+$4.54M
2
MAIN icon
Main Street Capital
MAIN
+$2.27M
3
PMT
PennyMac Mortgage Investment
PMT
+$1.68M
4
CIO
City Office REIT
CIO
+$639K
5
MPV
Barings Participation Investors
MPV
+$540K

Sector Composition

Rank Sector Weight
1 Financials 50.43%
2 Real Estate 31.22%
3 Energy 8.18%
4 Industrials 2.31%
5 Technology 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEQ
26
DELISTED
Enbridge Energy Management Llc
EEQ
$1.08M 1.09%
52,370
+2
+0% +$38
PFLT icon
27
PennantPark Floating Rate Capital
PFLT
$734M
$1.04M 1.05%
78,980
+23,750
+43% +$305K
CYS
28
DELISTED
CYS Investments Inc.
CYS
$903K 0.91%
103,625
-3,300
-3% -$29.1K
CXW icon
29
CoreCivic
CXW
$3.26B
$867K 0.87%
62,525
+53,450
+589% +$1.28M
CONE
30
DELISTED
CyrusOne Inc Common Stock
CONE
$814K 0.82%
17,120
-325
-2% -$16.8K
EARN
31
Ellington Residential Mortgage REIT
EARN
$164M
$728K 0.73%
56,090
+4,525
+9% +$61.3K
LOCK
32
DELISTED
LifeLock, Inc.
LOCK
$626K 0.63%
37,025
-1,140
-3% -$18.8K
MCI
33
Barings Corporate Investors
MCI
$341M
$622K 0.63%
36,237
– –
FSAM
34
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$616K 0.62%
111,805
+125
+0.1% +$613
GS icon
35
Goldman Sachs
GS
$301B
$566K 0.57%
3,510
-39
-1% -$6.34K
UAN icon
36
CVR Partners
UAN
$1.24B
$502K 0.51%
9,483
+4,964
+110% +$332K
HGT
37
DELISTED
Hugoton Royalty Trust
HGT
$358K 0.36%
150,836
– –
GSBD icon
38
Goldman Sachs BDC
GSBD
$1.1B
$357K 0.36%
16,440
+3,800
+30% +$79.4K
SUN icon
39
Sunoco
SUN
$13.5B
$327K 0.33%
11,300
– –
DBRG icon
40
DigitalBridge
DBRG
$2.95B
$319K 0.32%
+6,174
New +$294K
STT icon
41
State Street
STT
$51.3B
$274K 0.28%
+3,945
New +$258K
APLE icon
42
Apple Hospitality REIT
APLE
$3.71B
$273K 0.27%
14,775
+800
+6% +$15.5K
SRG
43
Seritage Growth Properties
SRG
$136M
$252K 0.25%
4,975
+60
+1% +$2.9K
SU icon
44
Suncor Energy
SU
$73.4B
$249K 0.25%
8,974
-1
-0% -$27
PACW
45
DELISTED
PacWest Bancorp
PACW
$249K 0.25%
5,805
-925
-14% -$38.6K
GLP icon
46
Global Partners
GLP
$1.69B
$248K 0.25%
15,366
+2,152
+16% +$31.5K
JNJ icon
47
Johnson & Johnson
JNJ
$631B
$247K 0.25%
2,099
-337
-14% -$40.9K
COTY icon
48
Coty
COTY
$2.51B
$244K 0.25%
10,385
-25
-0.2% -$660
MIC
49
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$244K 0.25%
+2,933
New +$233K
DOC
50
DELISTED
PHYSICIANS REALTY TRUST
DOC
$242K 0.24%
11,240
-4,235
-27% -$89.5K
1
2
3

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Greenwich Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Greenwich Investment Management held 59 positions worth $99.3M, up 5.8% from $93.9M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Greenwich Investment Management deployed $3.01M of net new capital in Q3 2016, opening 5 new positions and adding to 23 existing holdings. Its largest new stake was Colony Capital, Inc.: 112,010 shares worth $2.04M.

By sector, the portfolio is most concentrated in Financials at 50% of assets, up from 45% a quarter earlier, followed by Real Estate and Energy.

On the sell side, the largest reduction was Ellington Financial, an estimated $4.54M trimmed.

  • Greenwich Investment Management's largest Q3 2016 buy was Colony Capital, Inc.: 112,010 shares worth $2.04M.
  • Greenwich Investment Management added most to MidCap Financial Investment in Q3 2016, an estimated $2.05M increase.
  • Greenwich Investment Management's biggest Q3 2016 reduction was Ellington Financial, cutting an estimated $4.54M.
  • Greenwich Investment Management fully exited City Office REIT in Q3 2016, selling an estimated $639K.
  • Greenwich Investment Management's ten largest holdings make up 56% of its $99.3M portfolio in Q3 2016.
  • Greenwich Investment Management opened 5 new positions and closed 2 in Q3 2016.
  • Greenwich Investment Management's portfolio value rose 5.8% quarter-over-quarter to $99.3M.

Based on Greenwich Investment Management's 13F filing for Q3 2016, filed 14 Nov 2016.