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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
-10.83%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$94.1M
AUM Growth
-$15.2M
Cap. Flow
-$2.58M
Cap. Flow %
-2.75%
Top 10 Hldgs %
63.66%
Holding
53
New
4
Increased
12
Reduced
31
Closed
5

Top Buys

Rank Stock Value
1
DFT
DuPont Fabros Technology Inc.
DFT
+$985K
2
CBL
CBL& Associates Properties, Inc.
CBL
+$501K
3
PNNT
Pennant Park Investment Corp
PNNT
+$384K
4
EWBC icon
East-West Bancorp
EWBC
+$330K
5
GSBD icon
Goldman Sachs BDC
GSBD
+$281K

Top Sells

Rank Stock Value
1
STWD icon
Starwood Property Trust
STWD
+$785K
2
BBDC icon
Barings BDC
BBDC
+$430K
3
BEN icon
Franklin Resources
BEN
+$397K
4
EFC
Ellington Financial
EFC
+$389K
5
TD icon
Toronto Dominion Bank
TD
+$369K

Sector Composition

Rank Sector Weight
1 Financials 39.08%
2 Real Estate 39%
3 Energy 7.86%
4 Industrials 1.07%
5 Materials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSAM
26
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$989K 1.05%
132,455
+2,150
+2% +$18.8K
MCI
27
Barings Corporate Investors
MCI
$341M
$972K 1.03%
59,677
-1,425
-2% -$23K
EEQ
28
DELISTED
Enbridge Energy Management Llc
EEQ
$919K 0.98%
53,133
-1,544
-3% -$31.7K
EARN
29
Ellington Residential Mortgage REIT
EARN
$164M
$782K 0.83%
64,390
-1,175
-2% -$15.8K
MEP
30
DELISTED
Midcoast Energy Partners, L.P.
MEP
$602K 0.64%
62,470
-1,225
-2% -$13.1K
MN
31
DELISTED
MANNING & NAPIER, INC.
MN
$554K 0.59%
75,273
-2,125
-3% -$20.3K
RNF
32
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$514K 0.55%
43,583
-750
-2% -$10K
PFLT icon
33
PennantPark Floating Rate Capital
PFLT
$734M
$447K 0.48%
37,503
+12,923
+53% +$168K
HGT
34
DELISTED
Hugoton Royalty Trust
HGT
$443K 0.47%
150,426
-106,025
-41% -$311K
LOCK
35
DELISTED
LifeLock, Inc.
LOCK
$397K 0.42%
45,325
-430
-0.9% -$4.24K
DHIL
36
DELISTED
Diamond Hill
DHIL
$375K 0.4%
2,018
-1,048
-34% -$202K
PFX icon
37
PhenixFIN
PFX
$89.6M
$365K 0.39%
2,458
-90
-4% -$15.3K
CLNY
38
DELISTED
Colony Capital, Inc.
CLNY
$319K 0.34%
16,315
+425
+3% +$9.41K
BX icon
39
Blackstone
BX
$113B
$317K 0.34%
10,215
+244
+2% +$8.82K
EWBC icon
40
East-West Bancorp
EWBC
$18.1B
$299K 0.32%
+7,800
New +$330K
CONE
41
DELISTED
CyrusOne Inc Common Stock
CONE
$277K 0.29%
+8,505
New +$270K
ARE icon
42
Alexandria Real Estate Equities
ARE
$8.32B
$262K 0.28%
3,100
+110
+4% +$9.89K
BP icon
43
BP
BP
$110B
$244K 0.26%
9,508
– –
GSBD icon
44
Goldman Sachs BDC
GSBD
$1.1B
$226K 0.24%
+12,280
New +$281K
JNJ icon
45
Johnson & Johnson
JNJ
$631B
$225K 0.24%
2,410
+49
+2% +$4.74K
WMB icon
46
Williams Companies
WMB
$87.9B
$221K 0.23%
6,010
-790
-12% -$39.3K
TIER
47
DELISTED
TIER REIT, Inc.
TIER
$184K 0.2%
+12,500
New +$200K
HH
48
DELISTED
Hooper Holmes Inc
HH
$61K 0.06%
36,345
-2,739
-7% -$6.57K
APAM icon
49
Artisan Partners
APAM
$3B
– –
-5,000
Closed -$232K
BEN icon
50
Franklin Resources
BEN
$17B
– –
-8,115
Closed -$397K
1
2
3

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CH
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WCM
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ETIA
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IFA
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Greenwich Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Greenwich Investment Management held 53 positions worth $94.1M, down 14% from $109M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Greenwich Investment Management's Q3 2015 filing shows 4 new, 12 increased, 31 reduced and 5 closed positions. Its largest new stake was East-West Bancorp: 7,800 shares worth $299K. The largest sale was Starwood Property Trust, an estimated $785K.

By sector, the portfolio is most concentrated in Financials at 39% of assets, down from 40% a quarter earlier, followed by Real Estate and Energy.

  • Greenwich Investment Management's largest Q3 2015 buy was East-West Bancorp: 7,800 shares worth $299K.
  • Greenwich Investment Management added most to DuPont Fabros Technology Inc. in Q3 2015, an estimated $985K increase.
  • Greenwich Investment Management's biggest Q3 2015 reduction was Starwood Property Trust, cutting an estimated $785K.
  • Greenwich Investment Management fully exited Franklin Resources in Q3 2015, selling an estimated $397K.
  • Greenwich Investment Management's ten largest holdings make up 64% of its $94.1M portfolio in Q3 2015.
  • Greenwich Investment Management opened 4 new positions and closed 5 in Q3 2015.
  • Greenwich Investment Management's portfolio value fell 14% quarter-over-quarter to $94.1M.

Based on Greenwich Investment Management's 13F filing for Q3 2015, filed 13 Nov 2015.