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GIM

Greenwich Investment Management Portfolio holdings

AUM $109M
1-Year Est. Return 9.72%
This Fund
S&P 500
This Quarter Est. Return
-4.94%
1 Year Est. Return
+9.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$147M
AUM Growth
-$6.41M
Cap. Flow
+$1.87M
Cap. Flow %
1.27%
Top 10 Hldgs %
74%
Holding
45
New
4
Increased
14
Reduced
17
Closed
4

Top Buys

Rank Stock Value
1
TD icon
Toronto Dominion Bank
TD
+$2.5M
2
TROW icon
T. Rowe Price
TROW
+$2.3M
3
OHI icon
Omega Healthcare
OHI
+$1.95M
4
WMB icon
Williams Companies
WMB
+$508K
5
DFT
DuPont Fabros Technology Inc.
DFT
+$391K

Top Sells

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$3.68M
2
APO icon
Apollo Global Management
APO
+$947K
3
PMT
PennyMac Mortgage Investment
PMT
+$739K
4
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$345K
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$268K

Sector Composition

Rank Sector Weight
1 Financials 36.17%
2 Real Estate 35.54%
3 Energy 9.62%
4 Utilities 0.82%
5 Technology 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHG icon
26
Westwood Holdings Group
WHG
$183M
$899K 0.61%
15,861
+2,186
+16% +$126K
PNNT
27
Pennant Park Investment Corp
PNNT
$242M
$784K 0.53%
71,950
– –
PFX icon
28
PhenixFIN
PFX
$89.6M
$729K 0.5%
3,087
-109
-3% -$27.9K
LOCK
29
DELISTED
LifeLock, Inc.
LOCK
$662K 0.45%
46,355
-1,575
-3% -$22.1K
RNF
30
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$586K 0.4%
47,118
-1,950
-4% -$29.7K
BP icon
31
BP
BP
$110B
$527K 0.36%
14,671
– –
CYS
32
DELISTED
CYS Investments Inc.
CYS
$411K 0.28%
49,925
– –
EQM
33
DELISTED
EQM Midstream Partners, LP
EQM
$406K 0.28%
4,540
-2,410
-35% -$222K
DFT
34
DELISTED
DuPont Fabros Technology Inc.
DFT
$383K 0.26%
+14,165
New +$391K
ANDX
35
DELISTED
Andeavor Logistics LP
ANDX
$343K 0.23%
4,850
-1,025
-17% -$71.9K
EEP
36
DELISTED
Enbridge Energy Partners
EEP
$268K 0.18%
+6,920
New +$249K
WPZ
37
DELISTED
Williams Partners L.P.
WPZ
$266K 0.18%
+4,440
New +$262K
JNJ icon
38
Johnson & Johnson
JNJ
$631B
$251K 0.17%
2,361
– –
ETP
39
DELISTED
Energy Transfer Partners, L.P.
ETP
$249K 0.17%
5,180
-650
-11% -$30.8K
HGT
40
DELISTED
Hugoton Royalty Trust
HGT
$219K 0.15%
+24,525
New +$242K
MMP
41
DELISTED
Magellan Midstream Partners, L.P.
MMP
$214K 0.15%
2,550
– –
ET icon
42
Energy Transfer Partners
ET
$70.9B
– –
-7,920
Closed -$233K
MRK icon
43
Merck
MRK
$323B
– –
-4,056
Closed -$223K
RDS.A
44
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-3,493
Closed -$268K
EGN
45
DELISTED
Energen
EGN
– –
-2,258
Closed -$200K
1
2

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EL
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CPG
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WCM
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IFA
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Greenwich Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Greenwich Investment Management held 45 positions worth $147M, down 4.2% from $154M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Greenwich Investment Management's Q3 2014 filing shows 4 new, 14 increased, 17 reduced and 4 closed positions. Its largest new stake was DuPont Fabros Technology Inc.: 14,165 shares worth $383K. The largest sale was Ares Capital, an estimated $3.68M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, down from 38% a quarter earlier, followed by Real Estate and Energy.

  • Greenwich Investment Management's largest Q3 2014 buy was DuPont Fabros Technology Inc.: 14,165 shares worth $383K.
  • Greenwich Investment Management added most to Toronto Dominion Bank in Q3 2014, an estimated $2.5M increase.
  • Greenwich Investment Management's biggest Q3 2014 reduction was Ares Capital, cutting an estimated $3.68M.
  • Greenwich Investment Management fully exited Royal Dutch Shell PLC ADS Class A in Q3 2014, selling an estimated $268K.
  • Greenwich Investment Management's ten largest holdings make up 74% of its $147M portfolio in Q3 2014.
  • Greenwich Investment Management opened 4 new positions and closed 4 in Q3 2014.
  • Greenwich Investment Management's portfolio value fell 4.2% quarter-over-quarter to $147M.

Based on Greenwich Investment Management's 13F filing for Q3 2014, filed 13 Nov 2014.