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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+28.2%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$272M
AUM Growth
+$128M
Cap. Flow
+$104M
Cap. Flow %
38.32%
Top 10 Hldgs %
71.05%
Holding
66
New
25
Increased
10
Reduced
4
Closed
26

Top Buys

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$35.1M
2
GAS
AGL Resources Inc
GAS
+$22.2M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$20.1M
4
STRZA
Starz - Series A
STRZA
+$16.4M
5
DWRE
DEMANDWARE INC COM STK (DE)
DWRE
+$16.2M

Top Sells

Rank Stock Value
1
HPY
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
+$17M
2
JAH
JARDEN CORPORATION
JAH
+$16.4M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$15M
4
TFM
THE FRESH MARKET, INC COM STK
TFM
+$12.2M
5
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 29.47%
2 Communication Services 16.49%
3 Real Estate 10.44%
4 Healthcare 8.24%
5 Energy 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAR icon
26
Darling Ingredients
DAR
$9.93B
$1.45M 0.53%
97,198
+22,798
+31% +$330K
IQNT
27
DELISTED
Inteliquent, Inc.
IQNT
$1.35M 0.5%
+67,695
New +$1.14M
NXST icon
28
Nexstar Media Group
NXST
$5.6B
$1.31M 0.48%
+27,555
New +$1.38M
BBRG
29
DELISTED
Bravo Brio Restaurant Group Inc.
BBRG
$1.14M 0.42%
+139,644
New +$1.05M
ACAS
30
DELISTED
American Capital Ltd
ACAS
$977K 0.36%
61,710
-20,600
-25% -$325K
HTS
31
DELISTED
HATTERAS FINANCIAL CORP
HTS
$929K 0.34%
+56,641
New +$903K
ITIC
32
Investors Title Co
ITIC
$533M
$903K 0.33%
9,483
-524
-5% -$49K
DHX icon
33
DHI Group
DHX
$166M
$810K 0.3%
+129,979
New +$932K
PFX icon
34
PhenixFIN
PFX
$787K 0.29%
5,873
+1,190
+25% +$158K
RWM icon
35
ProShares Short Russell2000
RWM
$122M
$773K 0.28%
13,100
+8,900
+212% +$539K
WHF icon
36
WhiteHorse Finance
WHF
$141M
$756K 0.28%
69,890
+6,792
+11% +$70.3K
FSAM
37
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$562K 0.21%
139,110
+81,510
+142% +$315K
SAR icon
38
Saratoga Investment
SAR
$309M
$521K 0.19%
30,834
+18,505
+150% +$304K
BNK
39
DELISTED
C1 FINL INC COM STK (FL)
BNK
$361K 0.13%
+15,457
New +$366K
PRHI
40
Presurance Holdings
PRHI
$673 ﹤0.01%
+14
New +$649
BANX
41
ArrowMark Financial
BANX
$190M
– –
-2,635
Closed -$45.6K
CG icon
42
Carlyle Group
CG
$16.3B
– –
-19,291
Closed -$326K
CTLP
43
DELISTED
Cantaloupe
CTLP
– –
-293,086
Closed -$1.28M
KEY icon
44
KeyCorp
KEY
$24.3B
– –
-6,850
Closed -$75.6K
KKR icon
45
KKR & Co
KKR
$89.2B
– –
-18,750
Closed -$275K
OCSL icon
46
Oaktree Specialty Lending
OCSL
$1.03B
– –
-16,568
Closed -$250K
OFS icon
47
OFS Capital
OFS
$43.8M
– –
-7,928
Closed -$103K
RMR icon
48
The RMR Group
RMR
$342M
– –
-19,490
Closed -$487K
GFNCP
49
DELISTED
General Finance Corporation Cumulative Redeemable Perpetual Preferred Series C
GFNCP
– –
-1,000
Closed -$71K
TOWR
50
DELISTED
Tower International, Inc.
TOWR
– –
-28,178
Closed -$766K
1
2
3

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RIL
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SIC
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First Trust Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, First Trust Capital Management held 66 positions worth $272M, up 88% from $144M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

First Trust Capital Management deployed $104M of net new capital in Q2 2016, opening 25 new positions and adding to 10 existing holdings. Its largest new stake was KLA: 4,892,160 shares worth $35.8M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 4.3% a quarter earlier, followed by Communication Services and Real Estate.

On the sell side, the largest reduction was FAIRCHILD SEMICONDUCTOR INTL INC COMMON, an estimated $1.16M trimmed.

  • First Trust Capital Management's largest Q2 2016 buy was KLA: 4,892,160 shares worth $35.8M.
  • First Trust Capital Management added most to STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q2 2016, an estimated $20.1M increase.
  • First Trust Capital Management's biggest Q2 2016 reduction was FAIRCHILD SEMICONDUCTOR INTL INC COMMON, cutting an estimated $1.16M.
  • First Trust Capital Management fully exited HEARTLAND PAYMENT SYSTEMS, INC. COM STK in Q2 2016, selling an estimated $17M.
  • First Trust Capital Management's ten largest holdings make up 71% of its $272M portfolio in Q2 2016.
  • First Trust Capital Management opened 25 new positions and closed 26 in Q2 2016.
  • First Trust Capital Management's portfolio value rose 88% quarter-over-quarter to $272M.

Based on First Trust Capital Management's 13F filing for Q2 2016, filed 9 Aug 2016.