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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-10.57%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$359M
AUM Growth
-$29M
Cap. Flow
+$20.6M
Cap. Flow %
5.74%
Top 10 Hldgs %
38.97%
Holding
141
New
12
Increased
42
Reduced
62
Closed
17

Top Buys

Rank Stock Value
1
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$8.27M
2
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$6.14M
3
VVR icon
Invesco Senior Income Trust
VVR
+$5.81M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$5.46M
5
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
+$4.94M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$10.7M
2
VOD icon
Vodafone
VOD
+$4.87M
3
VER
VEREIT, Inc.
VER
+$4.55M
4
TDC icon
Teradata
TDC
+$4.39M
5
T icon
AT&T
T
+$4.13M

Sector Composition

Rank Sector Weight
1 Real Estate 9.69%
2 Financials 4.69%
3 Materials 3.84%
4 Communication Services 3.33%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXH
126
DELISTED
MFS Investment Grade Municipal Trust
CXH
– –
-128,249
Closed -$1.19M
EOT
127
Eaton Vance National Municipal Opportunities Trust
EOT
$272M
– –
-67,822
Closed -$1.37M
FPF
128
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
– –
-19,543
Closed -$421K
GOOG icon
129
Alphabet (Google) Class C
GOOG
$4.35T
– –
-75,180
Closed -$1.96M
HTD
130
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
– –
-13,483
Closed -$265K
NXP icon
131
Nuveen Select Tax-Free Income Portfolio
NXP
$895M
– –
-23,964
Closed -$325K
TDC icon
132
Teradata
TDC
$2.58B
– –
-118,697
Closed -$4.39M
UNH icon
133
UnitedHealth
UNH
$371B
– –
-1,721
Closed -$210K
VOD icon
134
Vodafone
VOD
$36.4B
– –
-133,670
Closed -$4.87M
ICB
135
DELISTED
Morgan Stanley Income Sec. Inc
ICB
– –
-62,559
Closed -$1.08M
FDI
136
DELISTED
FORT DEARBORN INCOME SECS
FDI
– –
-128,517
Closed -$1.77M
TRF
137
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
– –
-10,453
Closed -$105K
FTT
138
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
– –
-10,190
Closed -$135K
NID
139
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-197,553
Closed -$2.42M
FPT
140
DELISTED
Federated Premier Intermediate M
FPT
– –
-23,075
Closed -$304K
2 3 4 5
6

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Financial & Investment Management Group's Q3 2015 Portfolio in Review

As of Q3 2015, Financial & Investment Management Group held 141 positions worth $359M, down 7.5% from $388M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Financial & Investment Management Group deployed $20.6M of net new capital in Q3 2015, opening 12 new positions and adding to 42 existing holdings. Its largest new stake was Duff & Phelps Utility and Infrastructure Fund: 368,674 shares worth $5.58M.

By sector, the portfolio is most concentrated in Real Estate at 9.7% of assets, up from 8.5% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $10.7M trimmed.

  • Financial & Investment Management Group's largest Q3 2015 buy was Duff & Phelps Utility and Infrastructure Fund: 368,674 shares worth $5.58M.
  • Financial & Investment Management Group added most to Cohen & Steers Closed End Opportunity Fund in Q3 2015, an estimated $8.27M increase.
  • Financial & Investment Management Group's biggest Q3 2015 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $10.7M.
  • Financial & Investment Management Group fully exited Vodafone in Q3 2015, selling an estimated $4.87M.
  • Financial & Investment Management Group's ten largest holdings make up 39% of its $359M portfolio in Q3 2015.
  • Financial & Investment Management Group opened 12 new positions and closed 17 in Q3 2015.
  • Financial & Investment Management Group's portfolio value fell 7.5% quarter-over-quarter to $359M.

Based on Financial & Investment Management Group's 13F filing for Q3 2015, filed 15 Oct 2015.