We are live on ! Find out more
FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-6.01%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$259M
AUM Growth
-$46.2M
Cap. Flow
-$31.3M
Cap. Flow %
-12.06%
Top 10 Hldgs %
49.21%
Holding
106
New
10
Increased
18
Reduced
54
Closed
11

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$24.8M
2
VOD icon
Vodafone
VOD
+$6.32M
3
HASI icon
Hannon Armstrong Sustainable Infrastructure Capital
HASI
+$4.85M
4
ERIC icon
Ericsson
ERIC
+$4.58M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.59M

Top Sells

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.99M
3
VVR icon
Invesco Senior Income Trust
VVR
+$6.85M
4
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$6.52M
5
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$6.39M

Sector Composition

Rank Sector Weight
1 Materials 9.63%
2 Real Estate 7.46%
3 Financials 5.75%
4 Communication Services 4.39%
5 Technology 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNGN
101
DELISTED
Financial Engines, Inc.
FNGN
– –
-20,520
Closed -$610K
BSCG
102
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
– –
-161,022
Closed -$3.55M
SBW
103
DELISTED
Western Asset Worldwide Income
SBW
– –
-66,075
Closed -$767K
JRO
104
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-15,275
Closed -$169K
TIVO
105
DELISTED
TIVO INC
TIVO
– –
-88,586
Closed -$1.73M
1 2 3 4
5

Similar funds

LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return
HCG
HNA Capital Group Haikou, China $243M AUM 36.37% 1-Year Est. Return
PC
Palo Capital Newport Beach, California $236M AUM 5.33% 1-Year Est. Return
PPC
Precision Path Capital New York $233M AUM

Financial & Investment Management Group's Q4 2016 Portfolio in Review

As of Q4 2016, Financial & Investment Management Group held 106 positions worth $259M, down 15% from $306M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Financial & Investment Management Group withdrew a net $31.3M in Q4 2016, closing 11 positions and reducing 54 holdings. Its most notable exit was BlackRock Floating Rate Income Strategies Fund, an estimated $6.52M position sold in full.

By sector, the portfolio is most concentrated in Materials at 9.6% of assets, down from 10% a quarter earlier, followed by Real Estate and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Vodafone worth $5.87M.

  • Financial & Investment Management Group's largest Q4 2016 buy was Vodafone: 240,227 shares worth $5.87M.
  • Financial & Investment Management Group added most to Schwab Intermediately-Term US Treasury ETF in Q4 2016, an estimated $24.8M increase.
  • Financial & Investment Management Group's biggest Q4 2016 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $10.8M.
  • Financial & Investment Management Group fully exited BlackRock Floating Rate Income Strategies Fund in Q4 2016, selling an estimated $6.52M.
  • Financial & Investment Management Group's ten largest holdings make up 49% of its $259M portfolio in Q4 2016.
  • Financial & Investment Management Group opened 10 new positions and closed 11 in Q4 2016.
  • Financial & Investment Management Group's portfolio value fell 15% quarter-over-quarter to $259M.

Based on Financial & Investment Management Group's 13F filing for Q4 2016, filed 23 Jan 2017.