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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+8.63%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$375M
AUM Growth
+$15.7M
Cap. Flow
-$10.4M
Cap. Flow %
-2.77%
Top 10 Hldgs %
39.87%
Holding
126
New
9
Increased
37
Reduced
52
Closed
21

Top Buys

Rank Stock Value
1
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$6.16M
2
AFT
Apollo Senior Floating Rate Fund Inc.
AFT
+$5.98M
3
SELF
Global Self Storage
SELF
+$4.31M
4
UTF icon
Cohen & Steers Infrastructure Fund
UTF
+$3.16M
5
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$3M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$6.9M
2
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.05M
3
MCR
MFS Charter Income Trust
MCR
+$3.35M
4
GPT
Gramercy Property Trust
GPT
+$2.88M
5
GDO
Western Asset Global Corporate Defined Opportunity Fund
GDO
+$2.84M

Sector Composition

Rank Sector Weight
1 Real Estate 10.6%
2 Materials 7.21%
3 Communication Services 3.93%
4 Financials 2.96%
5 Consumer Staples 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAX
101
abrdn Asia-Pacific Income Fund
FAX
$604M
$107K 0.03%
+3,575
New +$99.1K
JVA icon
102
Coffee Holding Co
JVA
$19.9M
$69K 0.02%
17,775
-1,000
-5% -$3.48K
AEG icon
103
Aegon
AEG
$14B
$65K 0.02%
16,539
– –
PIM
104
Franklin Master Intermediate Income Trust
PIM
$153M
$46K 0.01%
10,355
-14,800
-59% -$63.5K
BGB
105
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
– –
-201,020
Closed -$2.69M
BGT icon
106
BlackRock Floating Rate Income Trust
BGT
$328M
– –
-14,989
Closed -$187K
BUI icon
107
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$713M
– –
-15,247
Closed -$256K
ETX
108
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
– –
-65,858
Closed -$1.22M
F icon
109
Ford
F
$55.8B
– –
-10,132
Closed -$143K
IQI icon
110
Invesco Quality Municipal Securities
IQI
$533M
– –
-117,240
Closed -$1.49M
JGH icon
111
Nuveen Global High Income Fund
JGH
$356M
– –
-30,944
Closed -$425K
MGF
112
Aberdeen Government Markets Income Fund
MGF
$92.2M
– –
-20,840
Closed -$110K
MIN
113
Aberdeen Intermediate Income Fund
MIN
$278M
– –
-107,268
Closed -$490K
NVG icon
114
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
– –
-44,850
Closed -$649K
PDT
115
John Hancock Premium Dividend Fund
PDT
$628M
– –
-67,063
Closed -$919K
T icon
116
AT&T
T
$165B
– –
-10,953
Closed -$285K
MUI
117
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-13,836
Closed -$196K
NIQ
118
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
– –
-17,600
Closed -$227K
PCI
119
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-127,163
Closed -$2.29M
DRA
120
DELISTED
Diversified Real Asset Income Fd
DRA
– –
-13,704
Closed -$213K
SGL
121
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
– –
-258,287
Closed -$2.26M
JHP
122
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
– –
-86,404
Closed -$734K
LF
123
DELISTED
LEAPFROG ENTERPRISES INC.
LF
– –
-957,059
Closed -$680K
MNP
124
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
– –
-11,902
Closed -$186K
DDC
125
DELISTED
Dominion Diamond Corporation
DDC
– –
-10,308
Closed -$105K
1 2 3 4
5

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CPIM
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Financial & Investment Management Group's Q1 2016 Portfolio in Review

As of Q1 2016, Financial & Investment Management Group held 126 positions worth $375M, up 4.4% from $359M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Financial & Investment Management Group's Q1 2016 filing shows 9 new, 37 increased, 52 reduced and 21 closed positions. Its largest new stake was Global Self Storage: 1,027,213 shares worth $5M. The largest sale was BlackRock Credit Allocation Income Trust, an estimated $6.9M.

By sector, the portfolio is most concentrated in Real Estate at 11% of assets, up from 9.9% a quarter earlier, followed by Materials and Communication Services.

  • Financial & Investment Management Group's largest Q1 2016 buy was Global Self Storage: 1,027,213 shares worth $5M.
  • Financial & Investment Management Group added most to Saba Capital Income & Opportunities Fund II in Q1 2016, an estimated $6.16M increase.
  • Financial & Investment Management Group's biggest Q1 2016 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $6.9M.
  • Financial & Investment Management Group fully exited Blackstone Strategic Credit 2027 Term Fund in Q1 2016, selling an estimated $2.69M.
  • Financial & Investment Management Group's ten largest holdings make up 40% of its $375M portfolio in Q1 2016.
  • Financial & Investment Management Group opened 9 new positions and closed 21 in Q1 2016.
  • Financial & Investment Management Group's portfolio value rose 4.4% quarter-over-quarter to $375M.

Based on Financial & Investment Management Group's 13F filing for Q1 2016, filed 12 Apr 2016.