We are live on ! Find out more
FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-10.57%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$359M
AUM Growth
-$29M
Cap. Flow
+$20.6M
Cap. Flow %
5.74%
Top 10 Hldgs %
38.97%
Holding
141
New
12
Increased
42
Reduced
62
Closed
17

Top Buys

Rank Stock Value
1
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$8.27M
2
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$6.14M
3
VVR icon
Invesco Senior Income Trust
VVR
+$5.81M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$5.46M
5
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
+$4.94M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$10.7M
2
VOD icon
Vodafone
VOD
+$4.87M
3
VER
VEREIT, Inc.
VER
+$4.55M
4
TDC icon
Teradata
TDC
+$4.39M
5
T icon
AT&T
T
+$4.13M

Sector Composition

Rank Sector Weight
1 Real Estate 9.69%
2 Financials 4.69%
3 Materials 3.84%
4 Communication Services 3.33%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDF
101
Templeton Dragon Fund
TDF
$281M
$332K 0.09%
17,755
+3,952
+29% +$83.6K
IGR
102
CBRE Global Real Estate Income Fund
IGR
$707M
$317K 0.09%
42,930
-33
-0.1% -$257
IBM icon
103
IBM
IBM
$223B
$296K 0.08%
2,138
+357
+20% +$52.7K
BOE icon
104
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$281K 0.08%
23,224
-2,242
-9% -$29.5K
T icon
105
AT&T
T
$165B
$277K 0.08%
11,255
-161,992
-94% -$4.13M
ZF
106
DELISTED
Virtus Total Return Fund Inc.
ZF
$269K 0.07%
20,976
-1,807
-8% -$25K
BUI icon
107
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$713M
$256K 0.07%
15,722
-1,939
-11% -$34.5K
VBF icon
108
Invesco Bond Fund
VBF
$168M
$249K 0.07%
14,101
-1,200
-8% -$21K
PFE icon
109
Pfizer
PFE
$154B
$247K 0.07%
8,275
– –
MSF
110
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$239K 0.07%
18,871
-932
-5% -$12.6K
DRA
111
DELISTED
Diversified Real Asset Income Fd
DRA
$225K 0.06%
14,013
-4,868
-26% -$82.6K
APF
112
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$223K 0.06%
17,216
-1,589
-8% -$22.4K
SABA
113
Saba Capital Income & Opportunities Fund II
SABA
$223M
$179K 0.05%
14,723
-14,550
-50% -$190K
CSQ icon
114
Calamos Strategic Total Return Fund
CSQ
$3.37B
$172K 0.05%
18,518
-461
-2% -$4.75K
BCX icon
115
BlackRock Resources & Commodities Strategy Trust
BCX
$962M
$154K 0.04%
21,697
-7,149
-25% -$57.5K
F icon
116
Ford
F
$55.8B
$147K 0.04%
+10,832
New +$155K
BHK icon
117
BlackRock Core Bond Trust
BHK
$664M
$140K 0.04%
10,803
-76,189
-88% -$972K
PIM
118
Franklin Master Intermediate Income Trust
PIM
$153M
$113K 0.03%
25,155
– –
BKT icon
119
BlackRock Income Trust
BKT
$342M
$106K 0.03%
5,598
-30,458
-84% -$580K
AEG icon
120
Aegon
AEG
$14B
$68K 0.02%
16,539
-32
-0.2% -$155
JVA icon
121
Coffee Holding Co
JVA
$19.9M
$65K 0.02%
16,712
+3,087
+23% +$14.5K
ALU
122
DELISTED
Alcatel-Lucent
ALU
$49K 0.01%
13,513
– –
AVP
123
DELISTED
Avon Products, Inc.
AVP
$34K 0.01%
10,600
-375
-3% -$1.9K
BEP icon
124
Brookfield Renewable
BEP
$9.8B
– –
-28,622
Closed -$453K
BTT icon
125
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
– –
-136,925
Closed -$2.77M
2 3 4
5
6

Similar funds

LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return
HCG
HNA Capital Group Haikou, China $243M AUM 36.37% 1-Year Est. Return
PC
Palo Capital Newport Beach, California $236M AUM 5.33% 1-Year Est. Return
PPC
Precision Path Capital New York $233M AUM

Financial & Investment Management Group's Q3 2015 Portfolio in Review

As of Q3 2015, Financial & Investment Management Group held 141 positions worth $359M, down 7.5% from $388M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Financial & Investment Management Group deployed $20.6M of net new capital in Q3 2015, opening 12 new positions and adding to 42 existing holdings. Its largest new stake was Duff & Phelps Utility and Infrastructure Fund: 368,674 shares worth $5.58M.

By sector, the portfolio is most concentrated in Real Estate at 9.7% of assets, up from 8.5% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $10.7M trimmed.

  • Financial & Investment Management Group's largest Q3 2015 buy was Duff & Phelps Utility and Infrastructure Fund: 368,674 shares worth $5.58M.
  • Financial & Investment Management Group added most to Cohen & Steers Closed End Opportunity Fund in Q3 2015, an estimated $8.27M increase.
  • Financial & Investment Management Group's biggest Q3 2015 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $10.7M.
  • Financial & Investment Management Group fully exited Vodafone in Q3 2015, selling an estimated $4.87M.
  • Financial & Investment Management Group's ten largest holdings make up 39% of its $359M portfolio in Q3 2015.
  • Financial & Investment Management Group opened 12 new positions and closed 17 in Q3 2015.
  • Financial & Investment Management Group's portfolio value fell 7.5% quarter-over-quarter to $359M.

Based on Financial & Investment Management Group's 13F filing for Q3 2015, filed 15 Oct 2015.