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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-3.3%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$377M
AUM Growth
+$38.1M
Cap. Flow
+$39.9M
Cap. Flow %
10.57%
Top 10 Hldgs %
39.16%
Holding
136
New
23
Increased
32
Reduced
55
Closed
21

Top Buys

Rank Stock Value
1
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$18.8M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$13.8M
3
GGN
GAMCO Global Gold, Natural Resources & Income Trust
GGN
+$11.1M
4
RCAP
RCS CAPITAL CORPORATION CLASS A COM
RCAP
+$8.04M
5
MIN
Aberdeen Intermediate Income Fund
MIN
+$6.32M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$21.6M
2
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$9.72M
3
PDT
John Hancock Premium Dividend Fund
PDT
+$8.92M
4
KGC icon
Kinross Gold
KGC
+$3.94M
5
CDE icon
Coeur Mining
CDE
+$3.92M

Sector Composition

Rank Sector Weight
1 Financials 7.65%
2 Communication Services 6.63%
3 Materials 5.8%
4 Real Estate 2.99%
5 Consumer Discretionary 2.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZF
101
DELISTED
Virtus Total Return Fund Inc.
ZF
$333K 0.09%
21,535
-401
-2% -$6.03K
MSF
102
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$318K 0.08%
21,883
-525
-2% -$7.92K
BOE icon
103
BlackRock Enhanced Global Dividend Trust
BOE
$688M
$313K 0.08%
+23,810
New +$326K
APF
104
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$300K 0.08%
20,235
+2,186
+12% +$34.8K
MMD
105
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
$260K 0.07%
14,300
-500
-3% -$9.05K
PFE icon
106
Pfizer
PFE
$154B
$249K 0.07%
+8,415
New +$241K
JVA icon
107
Coffee Holding Co
JVA
$19.8M
$238K 0.06%
46,457
-47,350
-50% -$261K
DCA
108
DELISTED
Virtus Total Return Fund
DCA
$204K 0.05%
45,155
-227,113
-83% -$1.04M
F icon
109
Ford
F
$55.6B
$175K 0.05%
+11,279
New +$166K
JPC icon
110
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$169K 0.04%
17,725
-4,000
-18% -$37.3K
JTP
111
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$162K 0.04%
20,089
-8,460
-30% -$70.1K
CSQ icon
112
Calamos Strategic Total Return Fund
CSQ
$3.36B
$133K 0.04%
11,626
-3,441
-23% -$39.7K
TRF
113
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
$123K 0.03%
13,697
-1,008
-7% -$11.2K
IGR
114
CBRE Global Real Estate Income Fund
IGR
$702M
$116K 0.03%
12,906
-187
-1% -$1.63K
AEG icon
115
Aegon
AEG
$14.1B
$86K 0.02%
16,597
-1,681
-9% -$9.07K
FFNM
116
DELISTED
FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC.
FFNM
$75K 0.02%
13,721
-50,009
-78% -$259K
CDE icon
117
Coeur Mining
CDE
$18.2B
– –
-791,158
Closed -$3.92M
DLR icon
118
Digital Realty Trust
DLR
$70.7B
– –
-23,855
Closed -$1.49M
GGZ
119
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
– –
-72,981
Closed -$747K
HTD
120
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$901M
– –
-164,762
Closed -$3.4M
KGC icon
121
Kinross Gold
KGC
$32.5B
– –
-1,194,468
Closed -$3.94M
LODE icon
122
Comstock
LODE
$241M
– –
-2,701
Closed -$817K
LWAY icon
123
Lifeway Foods
LWAY
$474M
– –
-109,434
Closed -$1.52M
NOAH
124
Noah Holdings
NOAH
$605M
– –
-44,185
Closed -$593K
PIM
125
Franklin Master Intermediate Income Trust
PIM
$152M
– –
-66,971
Closed -$337K
2 3 4
5
6

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q4 2014 Portfolio in Review

As of Q4 2014, Financial & Investment Management Group held 136 positions worth $377M, up 11% from $339M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Financial & Investment Management Group deployed $39.9M of net new capital in Q4 2014, opening 23 new positions and adding to 32 existing holdings. Its largest new stake was BlackRock Resources & Commodities Strategy Trust: 1,796,997 shares worth $17.4M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6% a quarter earlier, followed by Communication Services and Materials.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $21.6M trimmed.

  • Financial & Investment Management Group's largest Q4 2014 buy was BlackRock Resources & Commodities Strategy Trust: 1,796,997 shares worth $17.4M.
  • Financial & Investment Management Group added most to Western Asset Inflation-Linked Opportunities & Income Fund in Q4 2014, an estimated $13.8M increase.
  • Financial & Investment Management Group's biggest Q4 2014 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $21.6M.
  • Financial & Investment Management Group fully exited BLACKROCK REAL ASSET EQUITY TRUST in Q4 2014, selling an estimated $9.72M.
  • Financial & Investment Management Group's ten largest holdings make up 39% of its $377M portfolio in Q4 2014.
  • Financial & Investment Management Group opened 23 new positions and closed 21 in Q4 2014.
  • Financial & Investment Management Group's portfolio value rose 11% quarter-over-quarter to $377M.

Based on Financial & Investment Management Group's 13F filing for Q4 2014, filed 15 Jan 2015.