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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-4.39%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$339M
AUM Growth
-$10.7M
Cap. Flow
+$11.3M
Cap. Flow %
3.33%
Top 10 Hldgs %
43.93%
Holding
123
New
19
Increased
36
Reduced
43
Closed
12

Top Buys

Rank Stock Value
1
JNS
Janus Capital Group Inc
JNS
+$5.87M
2
VOD icon
Vodafone
VOD
+$5.72M
3
LTM
LIFE TIME FITNESS INC
LTM
+$5.29M
4
KGC icon
Kinross Gold
KGC
+$4.69M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$4.27M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$5.04M
2
MBT
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
+$4.73M
3
SLA
AMERICAN SELECT PTFL INC
SLA
+$4.57M
4
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$3.96M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$3.62M

Sector Composition

Rank Sector Weight
1 Materials 7.83%
2 Communication Services 7.52%
3 Financials 5.98%
4 Real Estate 3.15%
5 Consumer Staples 2.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
101
Pfizer
PFE
$154B
– –
-8,275
Closed -$232K
JTP
102
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$233K 0.07%
28,549
+13
+0% +$108
JPC icon
103
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$200K 0.06%
21,725
– –
TRF
104
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
$185K 0.05%
+14,705
New +$205K
CSQ icon
105
Calamos Strategic Total Return Fund
CSQ
$3.37B
$176K 0.05%
15,067
-6,481
-30% -$77.1K
LOR
106
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$156K 0.05%
10,875
– –
PW
107
Power REIT
PW
$2.9M
$145K 0.04%
1,429
– –
IGR
108
CBRE Global Real Estate Income Fund
IGR
$706M
$110K 0.03%
+13,093
New +$117K
SBI
109
Western Asset Intermediate Muni Fund
SBI
$108M
$107K 0.03%
11,000
– –
AEG icon
110
Aegon
AEG
$14B
$104K 0.03%
18,278
-55
-0.3% -$311
RSOL
111
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
$85K 0.03%
49,178
-133,900
-73% -$231K
ELNK
112
DELISTED
EarthLink Holdings Corp.
ELNK
$52K 0.02%
+15,346
New +$60.2K
APA icon
113
APA Corp
APA
$14.3B
– –
-2,464
Closed -$248K
UPS icon
114
United Parcel Service
UPS
$88.7B
– –
-2,405
Closed -$247K
WBA
115
DELISTED
Walgreens Boots Alliance
WBA
– –
-4,480
Closed -$332K
BPY
116
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-126,271
Closed -$2.63M
AEC
117
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
– –
-70,300
Closed -$1.27M
VIAS
118
DELISTED
VIASYSTEMS GROUP INC COM STK (DE)
VIAS
– –
-11,190
Closed -$122K
SLA
119
DELISTED
AMERICAN SELECT PTFL INC
SLA
– –
-427,263
Closed -$4.57M
ASP
120
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
– –
-150,980
Closed -$1.55M
BSP
121
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
– –
-110,243
Closed -$968K
MBT
122
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
– –
-239,625
Closed -$4.73M
FPT
123
DELISTED
Federated Premier Intermediate M
FPT
– –
-44,150
Closed -$582K
1 2 3 4
5

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LA
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CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q3 2014 Portfolio in Review

As of Q3 2014, Financial & Investment Management Group held 123 positions worth $339M, down 3.1% from $350M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Financial & Investment Management Group deployed $11.3M of net new capital in Q3 2014, opening 19 new positions and adding to 36 existing holdings. Its largest new stake was Janus Capital Group Inc: 483,350 shares worth $7.03M.

By sector, the portfolio is most concentrated in Materials at 7.8% of assets, up from 7.7% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $5.04M trimmed.

  • Financial & Investment Management Group's largest Q3 2014 buy was Janus Capital Group Inc: 483,350 shares worth $7.03M.
  • Financial & Investment Management Group added most to Aberdeen Multi-Market Income Fund in Q3 2014, an estimated $2.07M increase.
  • Financial & Investment Management Group's biggest Q3 2014 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $5.04M.
  • Financial & Investment Management Group fully exited Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares in Q3 2014, selling an estimated $4.73M.
  • Financial & Investment Management Group's ten largest holdings make up 44% of its $339M portfolio in Q3 2014.
  • Financial & Investment Management Group opened 19 new positions and closed 12 in Q3 2014.
  • Financial & Investment Management Group's portfolio value fell 3.1% quarter-over-quarter to $339M.

Based on Financial & Investment Management Group's 13F filing for Q3 2014, filed 14 Oct 2014.